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Lipodystrophy Syndromes: Presentation and Treatment

ABSTRACT

 

Lipodystrophy syndromes are a heterogeneous group of diseases, characterized by selective absence of adipose tissue. In one sense, these diseases are lipid-partitioning disorders, where the primary defect is the loss of functional adipocytes, leading to ectopic steatosis, severe dyslipidemia, and insulin resistance. These syndromes have attracted significant attention since the mid-1990s as the understanding of adipose tissue biology grew, initially spurred by the discovery of the pathways leading to adipocyte differentiation and maturation, and then by the discovery of leptin. Although lipodystrophy syndromes are known since the beginning of the 20th century, significant progress in understanding these syndromes were made in the last two decades, placing these syndromes at the forefront of the translational metabolism field. Currently, more than 20 distinctive molecular etiologies have been attributed to cause human diseases most of which map to adipocyte differentiation or lipid droplet pathways. Seemingly acquired syndromes are recently reported to have a genetic basis, suggesting that our “pre-genome” understanding of the syndromes was inadequate and that we need to likely change our classification schemes. Regardless of the etiology, it is the selective absence of adipose tissue and its function, leading to the reduced ability to store long-term energy that perturbs insulin sensitivity and lipid metabolism. The treatment of these syndromes has also attracted considerable interest. The most successful example of the treatment of these syndromes came from the demonstration that leptin replacement strategy improved insulin resistance and dyslipidemia in the most severely affected forms of the disease, leading to an FDA approved therapy for generalized lipodystrophy syndromes. In the partial forms of the disease, the phenotypes are more complex, and the efficacy of leptin is not as uniform. Currently, standard treatment-resistant partial lipodystrophy is an EMA-approved indication, and numerous trials are in progress, either evaluating the efficacy of leptin in familial partial lipodystrophy or aiming to develop potential new treatments for the partial forms of the disease. These rare metabolic diseases are likely to continue to fuel novel breakthroughs in the field of metabolism in the foreseeable future.

 

INTRODUCTION

 

Lipodystrophy syndromes comprise a heterogeneous group of disorders characterized by either generalized or partial lack of adipose tissue depending on the type of lipodystrophy (1, 2). Lipodystrophy classically has been classified as congenital or acquired. Patients with partial lipodystrophy may exhibit excess adipose tissue accumulation in preserved areas of the body. Lipodystrophy syndromes usually manifest with several metabolic abnormalities associated with severe insulin resistance that include diabetes mellitus, hypertriglyceridemia, and hepatic steatosis which can progress to steatohepatitis. Other common manifestations are acanthosis nigricans, polycystic ovarian syndrome (PCOS), and eruptive xanthomas (due to severe hypertriglyceridemia) (3, 4). Metabolic derangements are mostly responsible for the serious comorbidities associated with lipodystrophy; some of which are chronic complications of poorly controlled diabetes, acute pancreatitis, hepatic cirrhosis, proteinuria and renal failure, and premature cardiovascular disease (Fig.1) (1, 2). Typically, standard treatments fail to achieve good glycemic control in most patients with lipodystrophy, although episodes of diabetic ketoacidosis have rarely been reported (5). The severity of the comorbidities depends on the subtype, extent of fat loss, and other clinical characteristics such as gender and age. Major causes of mortality are cardiovascular diseases (6-9), liver diseases (2, 10), acute pancreatitis (2), renal failure (10), and sepsis (3). In certain areas of the world, infectious etiology also rises to the surface suggesting that perturbed immune function may be at play (11). Clinical features of lipodystrophy are shown in Table 1. It is important to note that there are additional components of the disease that may be specific to each molecular etiology. In addition, we are beginning to recognize that patients often report reduced quality of life with increased overall pain (requiring frequent use of pain medications), sleep disturbances and sleep apnea, gastrointestinal dysmotility, mood disturbances such as depression and anxiety and psychiatric diseases (12, 13).

 

Figure 1. Consequences of Lipodystrophy.

 

 

Table 1. Shared Clinical Features That Raise Suspicion for Lipodystrophy

Loss or absence of adipose tissue in a partial or generalized fashion

Disproportionate hyperphagia (inability to stop eating, waking up to eat, fighting for food)

Muscle hypertrophy and prominent veins (phlebomegaly)

Cushingoid appearance (e.g., familial partial lipodystrophy)

Pseudo-acromegaloid appearance

Progeroid appearance (progeroid forms)

Acanthosis nigricans (associated with insulin resistance)

Proteinuria, renal dysfunction

Reproductive dysfunction (reduced fertility, hyperandrogenism, oligomenorrhea, hirsutism and/or polycystic ovaries)

Musculoskeletal abnormalities (occasionally)

Cardiomyopathy (occasionally)

Metabolic abnormalities

·                Relatively early onset of insulin resistant diabetes which can be severe in some patients with requirement for high doses of insulin, e.g., requiring ≥200 U/day, ≥2 U/kg/day, or U-500 insulin, early development of complications.

·                Dyslipidemia which is characterized by elevated triglycerides and low HDL cholesterol. Hypertriglyceridemia can be very severe (≥500 mg/dL) and is unresponsive to treatment with associated history of acute pancreatitis.

·                Hepatomegaly and/or elevated transaminases in the absence of a known cause of liver disease (e.g., viral hepatitis). Hepatic steatosis (e.g. radiologic evidence), Hepatomegaly, Metabolic dysfunction-associated steatohepatitis (MASH), cirrhosis.

 

Lipodystrophy is an intriguing rare disease that helps us obtain a better understanding of the pathophysiology of metabolic abnormalities associated with insulin resistance. The main cause of insulin resistance in lipodystrophy is the fact that the excess energy cannot be stored in adipose tissue, which is secondary to either the near total lack of adipocyte storage in patients with generalized lipodystrophy or a limited capacity to store in partial lipodystrophy. Limited lipid storage capacity causes the failure of buffering for postprandial lipids and secreting substantial adipokines, which in turn results in excessive levels of triglycerides and lipid intermediates in circulation. The body stores fat at ectopic sites such as the liver because of inability to store energy in the subcutaneous adipose depots. Levels of adipokines and hormones secreted from the adipose tissue, most characteristically leptin, are decreased in these patients especially if fat loss is extensive (1, 2, 9, 14, 15). Leptin has a fundamental role in glucose and lipid homeostasis, but more importantly, leptin is the key hormone responsible for regulating food intake (16). Low levels of leptin in lipodystrophy trigger hyperphagia, which is often extreme (17-19). In addition, leptin protects pancreatic beta cells from lipotoxicity at least in rodent models (20, 21). Leptin improves insulin sensitivity by increasing glucose uptake in peripheral tissues such as muscle via sympathetic nervous system activation. Leptin also decreases hepatic gluconeogenesis (22-24).

 

DIAGNOSIS

 

The diagnosis of lipodystrophy is usually made clinically based on history, body distribution of adipose tissue, physical examination, and metabolic profile. Lipodystrophy should be suspected in any person with partial or complete lack of subcutaneous adipose tissue. However, the diagnosis of lipodystrophy is often delayed because of the rarity of these syndromes and the failure of the physicians to recognize this disease. Although patients with congenital generalized lipodystrophy lack subcutaneous adipose tissue from birth, specific diagnosis is usually made during childhood or even adulthood when they start developing metabolic abnormalities. This is at least partly because the awareness of lipodystrophy is still low among physicians. The problem of recognition is much more common for partial lipodystrophy. The distribution of fat loss varies in different types of partial lipodystrophy. At first glance, certain types of partial lipodystrophy cannot be clearly distinguished from other common metabolic diseases (e.g., poorly controlled diabetes mellitus with truncal obesity) based on phenotype unless the physician is suspicious for lipodystrophy and checks carefully for certain characteristic such as the appearance of the limbs which look thinner than in a normal person. Also, the onset of fat loss may be gradual and delay the diagnosis both in genetic and acquired forms (3, 4). Lipodystrophy syndromes should be considered in the differential diagnosis in patients with relatively early onset insulin resistant diabetes mellitus, persistent hypertriglyceridemia, hepatic steatosis, PCOS, and hepatosplenomegaly. Other diseases that should be considered in the differential diagnosis of lipodystrophy are listed in Table 2.

 

Table 2. Differential Diagnosis of Lipodystrophy Syndromes

Generalized Lipodystrophy Syndromes

Constitutional thinness

Uncontrolled type 1 diabetes mellitus

HIV-associated wasting

Anorexia nervosa, cachexia and starvation

Chronic infections

Adrenocortical insufficiency

Thyrotoxicosis

Acromegaly

Diencephalic syndrome

Partial Lipodystrophy Syndromes

Cushing’s syndrome

Truncal obesity

Type 2 diabetes (lipodystrophy like phenotype)

HIV associated lipodystrophy

Multiple symmetric lipomatosis

Progeroid syndromes

Acromegaly

 

A thorough physical examination is required for clinical diagnosis of lipodystrophy. Clinicians should pay specific attention to evaluating the extremities and the gluteal region for leanness and muscularity. In addition, other body parts should be examined for accumulation of excessive amounts of fat. Due to marked abdominal obesity and excessive fat accumulation in the neck, patients with familial partial lipodystrophy (FPLD) may be misdiagnosed as Cushing’s syndrome (2).

 

The absence of subcutaneous fat can be quantified by using conventional anthropometric measurements, dual energy x-ray absorptiometry (DXA) scan, whole-body magnetic resonance imaging (MRI), and computed tomography (CT) scan (4). Anthropometry including skinfold thickness and limb circumference measurements are easy and affordable ways to estimate the fat loss and redistribution (9). Use of skin calipers may aid, but when unavailable, simple inspection and palpation of skin thickness may be very useful. We have used a cut-off of 11 mm in men and 22 mm in women in mid-thigh thickness as a screening point to suspect clinical presence of lipodystrophy that warrants further detailed work-up. For facial fat loss, serial photography may be used to evaluate the gradual loss of facial fat. DXA, MRI, and CT scans are non-invasive modalities that may be used for quantification of fat on a tissue-specific basis, but at least in the United States, none are covered for this purpose by insurance companies (3, 4, 25).

 

New Diagnostic Strategies and Technological Tools

 

Due to the complex nature, heterogeneity, and rarity of lipodystrophy syndromes, the need for accurate and objective diagnostic tools is increasing. Imaging techniques play an important role in visualizing fat distribution and assisting in the diagnosis of lipodystrophy. While measuring subcutaneous fat tissue thickness with high-resolution ultrasound is a practical and non-invasive method, results vary significantly depending on age, gender, and ethnicity (26).

 

Body fat distribution can be quantitatively determined using whole body Dual Energy X-ray absorptiometry (DXA scans). Work from our group indicates that images obtained with the "Fat Shadows" method, based on highlighting only the fat tissue in DXA images, can support the diagnosis of FPLD and generalized lipodystrophy (GL). Using this approach, FPLD was distinguished from control subjects with 85% sensitivity and 96% specificity, while GL was distinguished from nonobese control subjects with 100% sensitivity and specificity (27). In addition, Garg and colleagues reported that the DXA-derived lower limb fat (%) is diagnostic of FPLD2 with 99% specificity and 100% sensitivity in adult females below the 1st percentile (28).

 

A study by our group also suggests that the combined use of measurements performed on pelvic MRI images can be promising for the reliable diagnosis of FPLD. The combination of gluteal fat thickness ≤13 mm and pubic/gluteal fat ratio ≥2.5 was found to have 97% sensitivity and 91% specificity in the overall cohort and 100% sensitivity and 90% specificity in females for the diagnosis of FPLD (29).

 

Technological applications are also being developed to increase awareness of lipodystrophy and provide practical solutions for non-experts. LipoDDx, designed as a new mobile app, stands out with its 80% effectiveness in recognizing lipodystrophy subtypes when screening patients with adipose tissue loss, but more research is still needed in this area (30).

 

In addition, integrating artificial intelligence (AI) into medical diagnosis may hold promise for diagnosing lipodystrophy syndromes in the future. In this regard, a study by da Cunha Olegario NB et al. (31) was designed to enable the identification of the CGL phenotype from patient images with a deep learning model, analyzing more than 330 images, including individuals of different ages with phenotypically confusing features. After a fourfold cross-validation technique, the CGL phenotype could be identified with a mean accuracy, sensitivity, and specificity of over 90% (31).

 

These developments in diagnostic methods and technological tools for lipodystrophy syndromes not only increase diagnostic accuracy but also pave the way for creating a more personalized and effective treatment algorithms.

 

Laboratory Testing

 

Laboratory testing is a valuable tool for physicians to support the diagnosis. If the physical phenotype is not recognized, hyperglycemia, insulin resistance, and severe hypertriglyceridemia that is non-responsive to therapy may provide important clues for the diagnosis. When fat loss is not confirmed by the physical examination or by an imaging modality, hyperglycemia and hypertriglyceridemia that are resistant or unresponsive to conventional treatment may serve as surrogate indicators to the clinician that a patient may have lipodystrophy. Lipodystrophy should be suspected in patients with uncontrolled diabetes (e.g., requiring ≥200 units/day (≥2 units/kg/day) of insulin) or triglyceride levels that remain persistently elevated (e.g., ≥500 mg/dL) despite fully optimized therapy and diet modifications. All patients except those with localized lipodystrophy, should be tested for blood glucose levels, glycated hemoglobin (HbA1c), serum lipids (especially triglyceride levels), and liver function tests on the initial evaluation and during subsequent encounters. In addition to these laboratory evaluations, leptin levels may be used in support of the diagnosis. However, it should be noted that leptin assays are not standardized, and low leptin levels may be observed in other conditions such as hypothalamic amenorrhea and malnutrition. Thus, low leptin level is not specific for the diagnosis lipodystrophy (4, 32). Circulating adiponectin though not a clinically available test, may be helpful in differentiating patients with generalized lipodystrophy from those who have constitutional leanness, fat loss due to calorie imbalance or excessive exercise as well as poorly controlled diabetes mellitus with insulin deficiency. In all of the cases except lipodystrophy, adiponectin levels will be normal or even higher than normal whereas in lipodystrophy including familial partial lipodystrophy, serum adiponectin levels are usually low.

 

Genetic Testing

 

In the genetic forms of lipodystrophy, parental consanguinity and the mode of inheritance should be questioned (2). Genetic testing is available for known genetic forms of lipodystrophy. In our earlier version of this review, we had mentioned that genetic tests to be available only in certain clinical and research laboratories; however, there has been incredible growth in the availability of genetic testing through commercial or certified clinical labs in the US since 2016. Because additional loci for genetic lipodystrophy syndromes are presumed to be present, negative genetic tests do not rule out a genetic condition. When commercial panels are not positive, an attempt for whole exome or even whole genome testing with mitochondrial gene evaluation has evolved as viable and increasingly more available strategies. If these latter tests cannot be undertaken commercially, ongoing research in specialty centers can be considered where pipelines to analyze VUS (variant of uncertain significance) and evaluate transcriptomic profiles from PBMCs or tissues may be considered.

 

Gauging Disease Severity in Lipodystrophy: Roadmap for Clinical Follow Up

 

Given that lipodystrophy syndromes are complex and may impact multiple organs and systems, it is important to start a follow-up schedule while paying attention to all aspects of the conditions. To help assess the status and disease progression of patients with lipodystrophy, the LD Severity Score study group has developed the 'LD Severity Score (LDS)', an online tool easily accessible to all clinicians. This online application generates an overall score using multisystem assessments across eight domains (diabetes and its complications, lipid status, cardiovascular conditions, liver and kidney function, reproductive system status, and other conditions) to capture the various clinical manifestations of the disease holistically. The Clinical Global Impression (CGI) and the global improvement (GI) scores were generated based on the subjective assessments of all these categories by a group of experts during a representative patient visit as part of the app's validation. The LDS demonstrated high content validity and feasibility, along with high reliability indicated by interclass correlation coefficients greater than 0.95 (33). The results of the lipodystrophy severity scores calculated for each patient in the app are shown in a figure, compared to the Clinical Global Impression scores generated by the experts. The LD Scoring tool, developed to predict the clinical outcomes and/or treatment effects of lipodystrophy, can be accessed at https://ldscoring.com/.

 

CLASSIFICATION OF LIPODYSTROPHY SYNDROMES

 

Lipodystrophy syndromes can be classified as genetic or acquired. However, they are simply classified as generalized and partial in clinical practice most of the time (Table 3).

 

Table 3. Classification of Lipodystrophy Syndromes

 

Type

 

Lipodystrophy Phenotype

 

Subtype

(Genes Involved)

 

Key Clinical Features

Generalized lipodystrophy syndromes

 

 

Congenital Generalized Lipodystrophy (CGL)

 

Near total absence of the body fat starting at birth or shortly after, generalized muscularity, metabolic abnormalities

CGL1 (AGPAT2)

Autosomal recessive

Loss of metabolically active fat with sparing of mechanically functioning fat

CGL2 (BSCL2)

Autosomal recessive

Generalized absence of adipose tissue

CGL3 (CAV1)

Autosomal recessive

Short stature, vitamin D resistance, hypocalcemia, hypomagnesemia, achalasia

CGL4 (PTRF)

Autosomal recessive

Myopathy, skeletal abnormalities, pyloric stenosis and gastrointestinal motility problems, cardiac arrhythmias

Other genes associated with GL phenotype

LMNA (e.g., T10I, biallelic lamin A specific variants), PPARG (biallelic variants), PCYT1A, PLAAT3

 

Acquired Generalized Lipodystrophy (AGL)

Near total absence of the body fat commonly develops during childhood or adolescence, metabolic abnormalities

Autoimmune

AGL follows an autoimmune disease, e.g. JDM

Panniculitis-associated

Tender subcutaneous nodules that herald the onset of AGL

Idiopathic

No history of auto-immune disease or panniculitis

Partial lipodystrophy syndromes

 

 

 

 

 

 

 

 

Familial Partial Lipodystrophy (FPLD)

 

 

 

 

 

 

 

 

Loss of fat from the limbs, metabolic abnormalities

FPLD1, Kobberling (Unknown)

Loss of subcutaneous fat from the limbs, although they usually have truncal obesity. Palpable “ledge” formation between the normal and lipodystrophic areas

FPLD2, Dunnigan (LMNA)

Autosomal dominant

Increased muscularity and loss of fat in the limbs, excess fat accumulation in the face and neck

FPLD3 (PPARG)

Autosomal dominant

Loss of subcutaneous fat from the limbs, specifically distally

FPLD4 (PLIN1)

Autosomal dominant

Loss of subcutaneous fat from the limbs, histologically; small adipocytes, macrophage infiltration and fibrosis of adipose tissue

FPLD5 (CIDEC)

Autosomal recessive

Loss of subcutaneous fat from the limbs, small, multilocular lipid droplets in adipocytes

 

FPLD6 (LIPE)

Autosomal recessive

Increased visceral fat, dyslipidemia, hepatosteatosis, insulin resistance, and diabetes, some may present with muscular dystrophy and elevated serum creatine phosphokinase

 

 

 

Acquired Partial Lipodystrophy (APL)

Loss of subcutaneous fat starts from the face, neck, upper extremities, and progresses to the trunk. Lower limbs are typically spared, some patients have excess fat over the gluteal region, thighs and calves

 

Autoimmune

Coinciding autoimmune disorders; dermatomyositis/polymyositis and SLE are most associated disorders

 

MPGN-associated

Low serum complement 3, glomerulonephritis, hematuria, urinary casts, proteinuria, nephritic syndrome, renal failure

Idiopathic

No history of auto-immune disease or MPGN

Progeria associated lipodystrophy

 

LMNA, ZMPSTE24, POLD1, WRN, MTX2, FBN1, BANF1, KCNJ6, SPRTN, ALDH18A1, ERCC8, ERCC6 (34) BUD13 (35) , EPHX1 (36), OPA3 (37), PDGFRB (38), SLC25A24 (39), SUPT7L (40)

Progeroid features: most present with partial lipodystrophy, though in rare cases, fat loss can occur in a more generalized fashion

Other genes associated with lipodystrophy

 

AKT2, PCYT1A, PIK3R1, MFN2, PSMB8, ADRA2A

Various presentations of lipodystrophy

 

GENERALIZED LIPODYSTROPHY SYNDROMES

 

Generalized lipodystrophy syndromes are rare disorders that are either inherited (Berardinelli-Seip Syndrome) (41-43) or acquired (Lawrence Syndrome) (9).

 

Congenital Generalized Lipodystrophy

 

Congenital Generalized Lipodystrophy (CGL) or Berardinelli-Seip syndrome is a rare syndrome which manifests with near total absence of adipose tissue. It is inherited in an autosomal recessive manner. Fat loss is usually recognized shortly after birth or in the first years of life, although patients may be diagnosed later during teenage years or adulthood. There have been over 300 reported cases to date (14, 44, 45).

 

In addition to lack of subcutaneous fat, patients may present with hepatomegaly and umbilical protuberance during infancy. Extensive acanthosis nigricans and prominent musculature may also contribute to the striking phenotype of these patients (46). Affected females may have irregular menstrual cycles, oligomenorrhea, clitoromegaly, and hirsutism. Premature menarche and pubarche are also rarely seen. Most males were reported to be fertile whereas only a few females had successful pregnancies (47). Sperm abnormalities have been reported in CGL. Other clinical manifestations include advanced bone age, bone cysts which may progress over time, mild mental retardation, cardiomyopathy, and cardiac rhythm disturbances (48-50). A significant association has been found between diabetic foot ulcers and, specifically, generalized lipodystrophy; foot ulcer complications may arise earlier in GL than in partial lipodystrophy (PL) (51).

 

Children with CGL usually have a voracious appetite and accelerated growth. Basal metabolic rate may be increased. Patients also report heat intolerance, especially after meals and sometimes gustatory sweating. Hypertriglyceridemia usually presents with high levels of chylomicrons and very low-density lipoproteins (VLDL) and reduced levels of high-density lipoproteins (HDL). Low HDL cholesterol levels are the most common lipid abnormality (49). Severe hypertriglyceridemia usually results in recurrent acute pancreatitis. Insulin resistance commonly results in diabetes in adolescence or later. Diabetes is rarely responsive to insulin therapy. Serum leptin levels are very low (32). Metabolic dysfunction–associated liver disease (MASLD) and steatohepatitis are common in individuals with CGL and have the potential to advance to cirrhosis at relatively early stages of life (49, 52). A study conducted in Brazil determined that the average age of death of 20 CGL patients who died between 1997-2017 was 27.1±12.4 years. In this patient group, most of whom were CGL2, the most common causes of death were infectious causes (35%), such as pneumonia and liver complications (35%), such as cirrhosis (11).

 

The genetic defect can be determined in the majority of patients with CGL. There are at least four molecularly distinct types of CGL. However, it is noteworthy that there are some cases of CGL reported without any pathogenic variants in any of the four genes described below.

 

CONGENITAL GENERALIZED LIPODYSTROPHY TYPE 1 (CGL1)

 

1-acylglycerol-3-phophate O-acyltransferase 2 (AGPAT2), a key enzyme in triglyceride synthesis, is deficient in CGL1. AGPAT2 gene is located on chromosome 9q34. AGPAT2 catalyzes the acylation of lysophosphaditic acid to form phosphaditic acid, a key intermediate in the biosynthesis of triglyceride and glycerophospholipids (53). Precisely how AGPAT2 deficiency causes lipodystrophy remains unsolved, but possible mechanisms include impaired lipogenesis, altered differentiation of preadipocytes to adipocytes, altering normal activation of phosphatidylinositol 3-kinase (PI3K)/Akt and PPARG pathways in the early stages of adipogenesis, and apoptosis/necrosis of adipocytes (2, 54, 55). More recent findings suggest that lysophosphatidic acid (LPA) could potentially trigger inflammation and fibrosis in the adipose tissue, leading to eventual loss of adipose tissue. In addition, LPA accumulation in the liver can also trigger the progress of metabolic dysfunction-associated fatty liver disease (MAFLD) to MASH (56).

 

Adiposity is preserved in certain body parts such as orbits, palms and soles, which constitute the mechanical adipose tissue (32, 57-59) (Fig.2). AGPAT2 pathogenic variants along with BSCL2 pathogenic variants are responsible for the majority of the CGL cases.

 

Figure 2. CGL1. Near total absence of adipose tissue in CGL1 (2A, 2C, 2D). Magnetic resonance images document the lack of subcutaneous fat (2B). Liver biopsy reveals severe hepatic steatosis with both micro and macrovesicular steatosis (Hematoxylin and eosin staining; magnification 200X), 2E).

 

CONGENITAL GENERALIZED LIPODYSTROPHY TYPE 2 (CGL2)

 

CGL2 is caused by pathogenic variants in the BSCL2 gene which have been mapped to chromosome 11q13. This gene encodes a 398-amino acid integral endoplasmic reticulum membrane protein called seipin (60). This protein is assumed to take part in lipid droplet formation and adipocyte differentiation (61, 62). Patients with BSCL2 pathogenic variants have the most severe disease and are born without any adipose tissue. Hypertriglyceridemia and hepatic steatosis can be detected in early childhood; and hepatic involvement can be more severe in CGL2 than other subtypes (49, 63). Intellectual disability and cardiomyopathy are more common than in CGL1. CGL2 patients are also distinguished from the CGL1 patients with the loss of mechanical adipose tissue (64) (Fig.3). Although the mechanism is not clear, adiponectin levels are relatively higher in patients with CGL2 despite severely suppressed leptin levels which can help in the differential diagnosis (65).

 

In addition, rare specific variants of the BSCL2 gene that lead to the skipping of exon 7 are associated with Celia’s encephalopathy (Progressive Encephalopathy with/without Lipodystrophy, PELD), a severe progressive neurodegenerative disorder that also presents with a GL phenotype. (66-68).

 

Figure 3. CGL2. Near total absence of adipose tissue in a patient with CGL2 (3A, 3B). Also note that the patient shown now deceased was only 29 years old at the time the picture was taken, suggesting the possibility of accelerated aging.

 

CONGENITAL GENERALIZED LIPODYSTROPHY TYPE 3 (CGL3)

 

CGL3 is caused by pathogenic variants in the CAV1 gene which are located on chromosome 7q31 (9, 15, 69). This gene encodes the protein caveolin-1, which is an integral part of caveolae found in plasma membranes. Caveolin 1 binds fatty acids on the plasma membranes and translocates them into lipid droplets. Mutated caveolin 1 disrupts lipid droplet formation and adipocyte differentiation (70). CGL3 is distinguished from other CGLs by the presence of unique features such as preserved bone marrow fat, vitamin D resistance, hypocalcemia, hypomagnesemia, and decreased bone density (48). In addition to this classical presentation, whole exome sequencing has identified de novo heterozygous null CAV1 pathogenic variants in two patients of European origin with generalized fat loss, thin mottled skin, and progeroid features at birth; however, no differences in the number and morphology of caveolae have been found in dermal fibroblasts (71), which suggests that this observation needs to be confirmed in further pedigrees. Heterozygous CAV1frameshift mutations have also been reported to be associated with partial lipodystrophy (Fig.4) (72). Several features such as congenital cataracts and cerebellar progressive ataxia were also present (73). Apart from this, a novel p.(His79Glnfs*3) CAV1 variant was identified in four consanguineous patients diagnosed with CGL3. In addition to typical findings, two patients had esophageal achalasia, while the other had atypical retinitis pigmentosa findings (74).

 

Figure 4. Partial LD with Heterozygous CAV1 Pathogenic Variant.

 

CONGENITAL GENERALIZED LIPODYSTROPHY TYPE 4 (CGL4)

 

Type 4 CGL (CGL4) is caused by pathogenic variants in the PTRF gene. The product of this gene, CAVIN, is a polymerase 1 and transcript release factor which regulates caveolae 1 and 3 (75). CGL4 can be recognized by distinct clinical characteristics. The majority of CGL4 patients that have been documented so far have had null mutations in the CAVIN1/PTRF gene. However, a novel homozygous mutation (c.21T>A; p.Tyr7Ter) was described in this gene in two pediatric siblings who exhibited slight variations in their phenotypical presentation, and whose clinical manifestations were compatible with CGL4 (76).

 

This rare subtype of CGL is associated with myopathy, pyloric stenosis, gastrointestinal dysmotility, arrhythmias that include exercise-induced ventricular tachycardia and sudden death, and skeletal abnormalities such as atlantoaxial instability and scoliosis (77-79) (Fig.5). Regardless of metabolic illness, patients with CGL4 are more prone to suffering life-threatening arrhythmias and cardiac problems throughout childhood (49).

 

Figure 5. CGL4. Lack of subcutaneous fat (5A), scoliosis (5A), gastrointestinal dysmotility (5B), and exercise-induced ventricular arrhythmia (5C) in CGL4.

 

OTHER GENES ASSOCIATED WITH GENERALIZED LIPODYSTROPHY

 

Biallellic loss-of-function pathogenic variants in phosphate cytidylyltransferase 1 alpha (PCYT1A), the rate-limiting enzyme in the Kennedy pathway of de novo phosphatidylcholine synthesis, have been reported to be associated with generalized lipodystrophy, severe hepatic steatosis and low HDL cholesterol levels (80). Although widely involved in the familial partial lipodystrophy pathogenesis, several pathogenic variants in the LMNA and PPARG genes have been associated with generalized lipodystrophy. Heterozygous LMNA p.T10I pathogenic variant was reported to be associated with generalized lipodystrophy, diabetes mellitus, acanthosis nigricans, hypertriglyceridemia, and hepatomegaly (Fig.6) (81). Biallelic pathogenic variants in PPARG has also been reported to cause generalized lipodystrophy (82).

 

Furthermore, research has shown that a deficiency of phospholipase A/acyltransferase 3 (PLAAT3), an enzyme that modifies phospholipids and is predominantly found in neural and white adipose tissue (WAT), leads to monogenic lipodystrophy syndrome. Patients with biallelic loss-of-function variants in PLAAT3 show varying degrees of fat loss, from partial to generalized, insulin resistance, diabetes, hypertriglyceridemia, fatty liver, and polycystic ovary syndrome. Additionally, these patients exhibit numerous neurogenic symptoms, including demyelinating neuropathy, migraines, and intellectual disability, along with musculoskeletal dysmorphisms (83).

 

Figure 6. Heterozygous LMNA p.T10I Pathogenic Variant. Generalized lack of subcutaneous fat (6A), eruptive xanthomata (6B), and lipemia retinalis (6C) secondary to severe hypertriglyceridemia in a patient with heterozygous LMNA p.T10I pathogenic variant.

 

Acquired Generalized Lipodystrophy

 

Acquired generalized lipodystrophy (AGL), also known as Lawrence Syndrome, is very rare. Generalized fat loss is not present at birth but develops later in life. It occurs over a variable period, ranging from a few weeks to years (Fig.7) (9).

Figure 7. AGL. Generalized loss of subcutaneous fat in two patients with AGL (7A-D). Note the distal fat loss around the feet as opposed to patients with CGL phenotypes.

 

Although the pathogenesis of AGL has been elusive previously, it has always been hypothesized to be linked to autoimmune destruction of adipocytes. Autoantibodies against adipocyte membranes have been reported (84-86). Recently, the presence of antibodies against the lipid droplet surface protein perilipin-1 (PLIN1), an essential regulator of the lipolytic pathway, has been demonstrated in some AGL patients (87-90). Anti-PLIN1 autoantibodies in AGL patients were first detected in 2018 in three out of five patients (90). Subsequently, in a study focused on anti-PLIN1 antibodies, 50% of the 40 AGL patients examined exhibited the antibodies, whereas in another investigation, 37% of the 46 patients were found to have these antibodies (88, 89). Interestingly, one of the AGL patients with perilipin-1 antibody also had a mutation in the AIRE gene that causes autoimmune polyendocrine syndrome type 1 (APS1) (88). Considering these studies, whether perilipin-1 antibodies can be a potential biomarker in AGL patients and the relationship between APS1 and lipodystrophy are still curious.

 

AGL is associated with panniculitis in approximately 25% of the patients. This type may manifest with subcutaneous inflammatory nodules (panniculitis), which heal by localized loss of fat and eventually results in complete loss of subcutaneous fat (9). Another one fourth of the AGL patients present with an autoimmune disease that include juvenile dermatomyositis (JDM), Sjogren’s syndrome, rheumatoid arthritis, systemic sclerosis, and systemic lupus erythematosus (9, 85). Of these, JDM particularly correlates with AGL. 8-40% of patients with JDM develop AGL (Fig.8) (86, 91, 92). In the remaining 50% of the cases, AGL is not associated with any autoimmune or inflammatory condition (9). Some patients with AGL exhibit low serum complement 4 levels and auto-immune hepatitis, sometimes together with type 1 diabetes, which suggests the involvement of classical complement pathway in AGL pathogenesis (93). Recently, with the groundbreaking and increasing use of immune checkpoint inhibitors in cancer treatments, it has been reported in the literature that acquired generalized lipodystrophy developed after anti-PD-1 treatment (nivolumab and pembrolizumab) in four patients (94-96).

 

As mentioned above, it is of note that some of the patients with AGL are recently recognized to have additional progeroid features and may harbor a specific pathogenic of LMNA gene at position 10 (p.T10I). We have reported clinical presentations of these patients recently in a case series report. One of these patients also had biopsy proven juvenile dermatomyositis suggesting that the long-recognized association between AGL and JDM may be linked through distinctive molecular mechanisms (81).

 

In patients with AGL, metabolic abnormalities associated with severe insulin resistance that include hypertriglyceridemia, diabetes mellitus, hepatic steatosis, acanthosis nigricans, menstrual irregularities and PCOS may develop soon after the recognition of fat loss. Patients have suppressed levels of leptin and adiponectin (9, 32).

Figure 8. Juvenile Dermatomyositis and AGL. Generalized loss of subcutaneous fat in a patient with juvenile dermatomyositis associated AGL (8A, 8B). Note the absence of muscle tissue as well in this severely affected patient.

PARTIAL LIPODYSTROPHY

 

Fat loss affects only part of the body in partial lipodystrophy. Partial lipodystrophy is categorized into inherited (familial partial lipodystrophy, FPLD) and acquired forms (acquired partial lipodystrophy, APL). Both patients with FPLD and APL start losing fat at some point during their life. Lower limbs are most frequently affected in FPLD. There might be accumulation of adipose tissue in the face and neck. On the other hand, APL is characterized by fat loss that spreads through a cephalocaudal distribution from the face, neck, shoulders, arms, and forearms and that extends to the thoracic region and upper abdomen. There are numerous genes associated with FPLD. Despite the growing number of proven genetic markers, about half of the patients do not have a discernible single gene variation.

 

Inherited Partial Lipodystrophy Syndromes

 

Patients with these syndromes usually notice partial fat loss around puberty. Fat loss pattern is very heterogeneous in patients with FPLD. Even among patients with pathogenic variants of the same gene, fat loss patterns may vary.

 

FAMILIAL PARTIAL LIPODYSTROPHY TYPE 1 (FPLD1)

 

The loss of adipose tissue is mainly limited to the extremities in patients with FPLD1 or Kobberling-type lipodystrophy (97). There is a normal or slightly increased fat in the face and neck. Truncal obesity is a common finding. The hallmark of this syndrome is the formation of a palpable “ledge” between the normal and lipodystrophic areas (98). It is believed that women are diagnosed more easily as they usually present with a more severe disease. Metabolic complications usually develop in early adulthood. Insulin resistant diabetes and metabolic syndrome are common and may cause premature coronary artery disease. Hypertriglyceridemia may trigger episodes of acute pancreatitis. Acanthosis nigricans is commonly seen. Leptin levels are variable and correlate with body mass index (BMI), which suggests that the levels of leptin are appropriate for the fat content in FPLD1 (98). The Cambridge group recently reported that this form of lipodystrophy may have a polygenic etiology (99). There is a remarkable phenotypical heterogeneity among patients with FPLD1. In this spectrum of FPLD1, patients with significant central obesity are likely polygenic. This type of presentation is relatively more common, and it is sometimes difficult to make a distinction between FPLD1 and truncal obesity complicated with metabolic syndrome (100). The use of radiological methods such as DXA, CT, or MRI can help in this population to further define body fat distribution in addition to physical examination and skinfold measurements. On the other hand, some FPLD patients with no increase in truncal fat are classified as FPLD1, if no gene is identified. These patients can still have a monogenic form of FPLD that has not been discovered. Two different presentations of FPLD1 are shown in Fig.9.

 

Figure 9. FPLD1. Heterogeneity in FPLD1. Patient in A to D presented with decrease in peripheral fat depots and preservation of abdominal fat. Patient in E to H has increased abdominal adiposity. The formation of a palpable “ledge” between the normal and lipodystrophic areas is shown (9C and 9E). (Images E-H used with permission by Dr. Jonathan Q. Purnell from publication Diabetes Care 2003;26(6):1819-24).

FAMILIAL PARTIAL LIPODYSTROPHY TYPE 2 (FPLD2)

 

FPLD2 or Dunnigan Variety lipodystrophy is an autosomal dominant syndrome which is characterized by gradual onset of subcutaneous fat loss from the extremities during puberty. Affected individuals have prominent muscularity in their extremities. Excess fat accumulates in the neck causing a buffalo hump (Fig.10). This phenotype sometimes can be misdiagnosed as Cushing’s syndrome at first glance (15). Pathogenic variants in the LMNA gene, which is located on chromosome 1q21-22, cause FPLD2. The LMNA gene codes nuclear lamina proteins, lamin A and C. Pathogenic variants in the LMNA gene can be scattered across many exons of the gene and are missense mutations (101). Mutant lamins disrupt the interaction between nuclear lamina and chromatin and may result in apoptosis, which may be  followed by premature adipocyte death (102).

 

Figure 10. FPLD2. Subcutaneous adipose tissue loss from the extremities, excess fat accumulation in the face and neck, and Cushingoid appearance in FPLD2 (10A-D; Note that one of the patients (10A) previously underwent liposuction for removal of unwanted excess fat from the neck).

 

Females have a more recognizable phenotype and more severe metabolic complications (103). Most patients with FPLD2 develop diabetes in their twenties and thirties. Other components of insulin resistance are usually present. Patients with FPLD2 are at high risk for cardiovascular diseases that usually develop at relatively younger ages (104). Arrhythmias such as atrial fibrillation or flutter are more common in patients with LMNA pathogenic variants and may occur at an earlier age. Detailed cardiac analyses among patients with LMNA pathogenic variants showed that individuals with non-482 LMNA variants exhibited a high possibility of suffering from vigorous cardiac complications such as myocardial infarction, atrial fibrillation/flutter, cardiomyopathy, and congestive heart failure (105). Our retrospective analysis of 494 patients with LMNA-associated lipodystrophy revealed that the most prevalent LMNA variants were R482Q and R482W. This paper also highlights that patients with the R482W variant are diagnosed with diabetes at a significantly younger age compared to those with the R482Q variant (27 years vs. 40 years, respectively) (106).

 

There is a phenotypic heterogeneity among patients with FPLD2. For instance, less severe loss of fat has been reported in patients with exon 11 LMNA pathogenic variants which affects only lamin A protein (107). LMNA R349W pathogenic variant (exon 6) is associated with facial fat loss which is uncommon in FPLD2 (104, 108, 109). Exon 1 variants are associated with severe cardiac disease that require cardiac transplant at an early age and may be coupled with arrhythmias and conduction system abnormalities. Variants across exon 4 through 8 have been noted to cause muscular dystrophy related symptoms together with fat distribution abnormalities. In a retrospective evaluation of 12 pediatric FPLD2 patients, although all patients had the same LMNA variant p.(R482W), there were marked differences in the severity of the phenotype. Despite the absence of comorbidities in patients under the age of ten, the earliest age of onset of diabetes in the cohort was 12, and the earliest age of onset of hepatic steatosis was observed to be 10 (110). LMNAgene pathogenic variants are also involved in the pathogenesis of progeroid disorders including Hutchinson-Gilford progeria syndrome (HGPS), mandibuloacral dysplasia, and atypical progeroid syndrome (APS).

 

FAMILIAL PARTIAL LIPODYSTROPHY TYPE 3 (FPLD3)

 

FPLD3 is caused by pathogenic variants in the PPARG gene, a key regulator of adipocyte differentiation. Patients with FPLD3 usually show milder fat loss; and there is no accumulation of adipose tissue in the face and neck (Fig.11); however, they manifest metabolic complications at a similar rate and severity to those with FPLD2 (104, 111-115). Even more, in a retrospective analysis, FPLD3 patients exhibited a notably greater prevalence of hypertriglyceridemia and diabetes, along with elevated levels of median serum triglycerides and mean HbA1c, compared to FPLD2 patients (116).

 

Figure 11. FPLD3. Moderate partial subcutaneous adipose tissue loss in a patient with FPLD3 (11A-C).

 

FAMILIAL PARTIAL LIPODYSTROPHY TYPE 4 (FPLD4)

 

FPLD4 is caused by pathogenic variants in the PLIN1 gene encoding perilipin 1, which is an essential lipid droplet coat protein (117). Although frameshift mutations in PLIN1 are known to cause partial lipodystrophy, a recent comprehensive study suggests that null variants in the PLIN1 gene are not associated with the formation of lipodystrophy (118).

 

Perilipin plays a key role in coordinating access of lipases to the core triacylglycerol. It is characterized by the loss of adipose tissue which is most striking in the lower limbs and femorogluteal depot, severe insulin resistance, diabetes, hypertriglyceridemia, and hepatic steatosis (119-121).

 

FAMILIAL PARTIAL LIPODYSTROPHY TYPE 5 (FPLD5)

 

FPLD5 is an autosomal recessive syndrome caused by pathogenic variants in the CIDEC gene. It is characterized by partial lipodystrophy, acanthosis nigricans, severe insulin resistance leading to diabetes, and hepatic steatosis. The CIDEC gene is located on chromosome 3 (3p25.3) and encodes the CIDEC protein, which is expressed in the lipid droplets. Pathogenic variants of the CIDEC gene are postulated to result in the loss of ability of lipid droplets to store fat (122).

 

FAMILIAL PARTIAL LIPODYSTROPHY TYPE 6 (FPLD6)

 

FPLD type 6 is caused by pathogenic variants in the LIPE (lipase E, hormone sensitive type) gene which has an autosomal recessive inheritance (123). This FPLD subtype is characterized by late-onset partial fat loss from the lower extremities and also multiple symmetric lipomatosis and progressive distal symmetric myopathy (123, 124). Hormone sensitive lipase is the predominant regulator of lipolysis from adipocytes. Pathogenic variants in the LIPE gene appear to result in impaired lipolysis which may induce lipomatosis and partial fat loss at the same time that is associated with hypertriglyceridemia, hepatic steatosis, and insulin resistant diabetes (124). 

 

NEWER AND EMERGING GENES ASSOCIATED WITH FAMILIAL PARTIAL LIPODYSTROPHY

 

FPLD has also been reported to be caused by pathogenic variants in the AKT2 gene (125). AKT is a serine/threonine protein kinase, which is involved in cell signaling/growth, glycogen synthesis, and insulin-stimulated glucose transport. Lipodystrophy in patients with AKT2 mutations is thought to be due to defective adipocyte differentiation and post-receptor insulin signaling (126). Additional variants may be found through extensive sequencing platforms of ongoing studies such as UK Biobank (127), RADIANT (128) or All of Us (129) studies. Exome sequencing has identified a heterozygous variant in the adrenoceptor α 2A (ADRA2A) gene, which encodes the main presynaptic inhibitory feedback G protein–coupled receptor regulating norepinephrine release, in an African-American pedigree with atypical FPLD (130), which needs to be confirmed in additional pedigrees and to date, no additional cases have been reported with similar phenotypes.

 

Progeroid Syndromes and Lipodystrophy

 

Mandibuloacral Dysplasia (MAD) is a rare progeroid syndrome which manifests with craniofacial, skeletal and cutaneous abnormalities and lipodystrophy (Fig.12) (131). The clinical manifestations present gradually over time, most commonly during childhood. There are two types of MAD currently recognized. Mandibuloacral dysplasia type A (MADA) is characterized by the loss of subcutaneous fat from the extremities along with normal or excessive fat in the face and the neck. Mandibuloacral dysplasia type B manifests with a more generalized loss of subcutaneous fat (131-134).

 

Figure 12. Mandibuloacral Dysplasia. Hypoplasia of the mandible in a patient with Mandibuloacral Dysplasia.

 

MADA is caused by mutations in the LMNA gene which results in the accumulation of prelamin A protein (135). This, in return disrupts the interaction between nuclear lamina and chromatin (134-136). Compound heterozygous pathogenic variants in the zinc metalloproteinase (ZMPSTE24) gene have been reported to cause MADB associated lipodystrophy (137, 138). ZMPSTE24 is essential in the post-translational proteolytic cleavage of carboxy terminal residues of farnesylated prelamin A to form mature lamin A and vimentin processing (137, 139, 140).

 

In addition, homozygous mutation in the MTX2 gene causes mandibuloacral dysplasia progeroid syndrome (MDPS), an autosomal recessive severe laminopathy-like disorder characterized by mandibular recession, clavicular hypoplasia and acroosteolysis, progeroid appearance and loss of subcutaneous fat (141).

 

MDP (mandibular hypoplasia, deafness and progeroid features syndrome) has been reported to be caused by pathogenic variants of the POLD1 gene that encodes catalytic subunit of DNA polymerase δ which play an essential role in the lagging-strand DNA synthesis during DNA replication (142). In addition to progressive lipodystrophy and severe insulin resistance, patients with MDP suffer from mandibular hypoplasia, sensorineural deafness, progeroid features, scleroderma and skin telangiectasia, ligament contractures, reduced mass of limb muscles, hypogonadism and undescended testes in males (142-145).  We recently observed a mother daughter pair with a different POLD1 variant near the carboxyl terminal of the protein at a very highly conserved residue (Fig.13).

 

Figure 13. Partial Lipodystrophy in a Patient with POLD1 Variant.

 

Biallelic WRN null mutations linked to partial lipodystrophy with severe insulin resistance in adult progeria Werner syndrome (Fig.14) (146). The WRN gene encodes a RecQ DNA helicase which plays a critical role in repairing damaged DNA (147). An unusual Werner syndrome with the absence of progeroid findings, early-onset diabetes, severe dyslipidemia, and hepatic fibrosis has been reported in a patient with partial lipodystrophy who had a novel variant in the WRN gene (148).

 

Figure 14. Werner Syndrome.

 

Fibrillin-1 (FBN1) gene pathogenic variants are found in more than 90% of patients with Marfan syndrome (149). Pathogenic variants in the penultimate exon of FBN1 have been reported to be associated with a distinct phenotype of generalized lipodystrophy that share some clinical features with neonatal progeroid syndrome (Wiedemann–Rautenstrauch syndrome), a very severe disorder with only a few patients described who could reach their late childhood (150-152). Although these patients have marfanoid/progeroid appearance, skeletal features, dilated aortic bulb, bilateral subluxation of the lens, myopia in addition to the severe generalized lipodystrophy, no significant metabolic abnormality caused by the lack of adipose tissue has been reported (150, 151, 153).

 

Pathogenic variants in BANF1 have been reported to be associated with progeroid features, growth retardation, decreased subcutaneous fat, thin limbs, and stiff joints. This disease is also called Néstor-Guillermo progeria syndrome (NGPS) (154).

 

Heterozygous pathogenic variants in KCNJ6 (GIRK2), which encodes an inwardly rectifying potassium channel, cause Keppen-Lubinsky syndrome that is characterized by severe developmental delay and intellectual disability, microcephaly, large prominent eyes, an open mouth, progeroid appearance, and generalized lipodystrophy (155).

 

Pathogenic variants of the Spartan (SPRTN) gene, which encodes a protein that is essential in the maintenance of genomic stability, have reported to be associated progeroid features, lipodystrophy and hepatocellular carcinoma (156).

 

Pathogenic variants in the ALDH18A1 gene, which encodes pyrroline-5-carboxylate-synthetase, a mitochondrial enzyme important in ornithine biosynthesis, cause Cutis Laxa Autosomal Dominant 3 syndrome. This syndrome is characterized by intellectual disability, hypotonia, retinal abnormalities, craniofacial dysmorphism, joint laxity, and abnormal fat distribution (34, 157).

 

Several other genes associated with progeroid lipodystrophy are listed in Table 3.

 

Complex Syndromes and Their Genes Associated with Lipodystrophy

 

Pathogenic variants in the phosphatidylinositol 3-kinase, regulatory subunit 1 (PIK3R1), which mediates insulin’s metabolic actions, have been reported in patients with SHORT syndrome (short stature, joint hyperextensibility, ocular depression, Rieger anomaly, and teething delay) that is associated with lipodystrophy in many patients (158, 159). It has also been reported that patients with C-terminal PIK3R1 pathogenic variants exhibit severe insulin resistance but normolipidemia and no hepatic steatosis (160).

 

Pathogenic variants in the proteasome subunit, beta-type, 8 (PSMB8) gene, which encodes a catalytic subunit of the 20S immunoproteasomes called β5i, has been linked to an autosomal-recessive autoinflammatory syndrome characterized by joint contractures, muscle atrophy, microcytic anemia, and panniculitis-induced lipodystrophy (JMP syndrome) (161-163).

 

CANDLE syndrome is another rare autoinflammatory syndrome characterized by chronic atypical neutrophilic dermatitis, recurrent fever, and partial loss of adipose tissue from the upper limbs and face (164). An eponym for the syndrome was proposed as Nakajo–Nishimura syndrome (165, 166).   Homozygous or compound heterozygous mutations in the gene PSMB8 have been reported in patients with CANDLE syndrome (167, 168).

Two families with AREDYLD syndrome that is characterized by acrorenal field defect, ectodermal dysplasia, generalized lipodystrophy, and multiple abnormalities have been reported (169, 170). The genetic basis of this very rare syndrome is still unknown.

 

Lipomatosis Syndromes

 

In studies conducted in 2016-2018, a pathogenic variant in the MFN2 gene that encodes mitofusin 2, a membrane-bound mediator of mitochondrial membrane fusion and inter-organelle communication, have been reported to be associated with partial lipodystrophy, upper body adipose hyperplasia, and suppression of leptin expression (171)(Fig.15). MFN2 gene-related Multiple Symmetric Lipomatosis (MSL) is an unusual type of lipodystrophy that includes both lipomatous masses and lipoatrophy (172). In these cases, one may observe various indicators, including insulin resistance, diabetes, non-alcoholic fatty liver disease, dyslipidemia, peripheral neuropathy, autonomic neuropathy, and extremely low leptin and adiponectin levels. Fibroblast growth factor 21 (FGF21) serum levels were found to be remarkably higher in these cases (173). Of note, there are additional etiologies linked to the development of lipomatosis, with or without lipodystrophy.

 

Figure 15. Disease progression in a patient with a pathogenic variant in the MFN2 gene (15A-D).

 

Acquired Partial Lipodystrophy

 

Acquired partial lipodystrophy (APL) is characterized by fat loss typically starting in childhood or early adulthood. Loss of adipose tissue first manifests in the face and gradually progresses to the upper extremities, thorax, and upper abdomen symmetrically. It typically proceeds in a cephalocaudal fashion but spares the lower extremities (Fig.16). There might be accumulation of fat in the lower abdomen, gluteal region, and lower extremities.

 

 

Although the etiology of APL is still unknown, some patients may have coinciding autoimmune conditions. Systemic lupus erythematosus and dermatomyositis/polymyositis are among the most frequently associated auto-immune diseases (174). In recent years, cases of APL associated with hematopoietic stem cell transplantation and total body irradiation have also been described. These patients are thought to constitute a subset of APL (175, 176). APL has been associated with abnormalities of the alternative complement pathway that may cause membranoproliferative glomerulonephritis (MPGN) (177). Subsequent chronic renal disease constitutes the major cause of morbidity in these patients. It has been suggested that C3-nephritic factor might be the cause for the lysis of adipocytes expressing factor D, although there is no solid evidence supporting this hypothesis (178). A comprehensive review of renal complications in lipodystrophy by the Turkish Lipodystrophy Study Group verified low complement C3 levels in more than 45% of APL patients (179, 180).

 

Rare variants in LMNB2 were previously reported in five patients with APL, but two of four variants were also present in normal controls (181). In addition, subcutaneous loss of fat from the legs and the gluteal region, presence of diabetes, type IV and V hyperlipoproteinemias were atypical presentations in these patients (181).

 

Metabolic complications are less common compared to other types of lipodystrophy syndromes (4). Not all patients develop insulin resistance, diabetes, or hypertriglyceridemia. Leptin levels vary from hypoleptinemia to normal range (32, 174). However, patients may develop metabolic abnormalities such as diabetes, hypertriglyceridemia, low HDL cholesterol levels, and hepatic steatosis in later stages of the disorder. In addition, several patients with APL have been reported to develop diabetes or other metabolic abnormalities at a relatively young age, which are apparently associated with insulin resistance (182). It is also known that metabolic complications such as hepatic steatosis, poorly controlled diabetes, and pancreatitis are severe in a group of APL patients who are thought to have advanced fat loss (180). Thus, patients with APL should also be followed for metabolic abnormalities, as is done for other subtypes of lipodystrophy.

 

ANIMAL MODELS OF LIPODYSTROPHY

 

Numerous animal models of lipodystrophy have shown that adipose tissue dysfunction triggers the development of severe insulin resistance, which is associated with metabolic abnormalities and end-organ complications as mentioned above and shown in Fig.1. Extensive and authoritative reviews of these studies can be found in articles by Drs. David B. Savage (183) and by Xavier Prieur (121). The introduction of these animal models has allowed researchers to explore the fundamental characteristics of lipodystrophy and insulin resistance and allowed studies of the effects of different treatment approaches. Regardless of the strategy used, ablation of white adipose tissue led to the development of insulin resistance, hypertriglyceridemia, and hepatic steatosis (sometimes 6-fold elevation in total liver weight). In now classical experiments of Reitman and colleagues, fat transplantation from littermates rescued metabolic derangements in the famous A-ZIP mice (184-186). Dr. Beutler’s group identified kelch repeat and BTB (POZ) domain containing 2 (KBTBD2) deficiency as a cause of lipodystrophy associated with insulin resistance and diabetes and they also showed that transplantation of wild-type adipose tissue rescued diabetes and the hepatic steatosis phenotypes of Kbtbd2−/− mice (187). The administration of leptin into aP2–SREBP-1c transgenic mice from the Brown and Goldstein laboratory resulted in dramatic benefits in glycemic parameters, insulin action, and hepatic steatosis, which could not be explained by its effect on food intake alone, providing the premise to undertake leptin replacement in human patients (188). What was also striking was that if fat from the leptin deficient obese mice was transplanted into littermates of the A-ZIP mice, the metabolic rescue was far less effective, suggesting that leptin played an important role in the regulation of metabolism in lipodystrophy in rodents (189). The replacement of deficient leptin in a small but severely affected cohort of human patients with lipodystrophy with recombinant human leptin (metreleptin) was first reported in 2002 and brought further attention to lipodystrophy research (190). Longer-term studies subsequently confirmed the role of metreleptin therapy in lipodystrophy syndromes especially in the most severe forms (32, 41, 42).

 

Recent Animal Models Advancing Our Understanding of Lipodystrophy and Fat Dysfunction

 

While we are not intending to provide a comprehensive review of all animal models generated recently, we selected a few to highlight recent advances in this field. A study by Tapia et al.'s  (191) showed that a generalized lipodystrophy gene and a critical enzyme in triglyceride synthesis AGPAT2 is essential for the expression of critical mitochondrial proteins. In this study, genes involved in the type-1 interferon response were overexpressed in differentiated Agpat2−/−adipocytes, and this condition could be associated with their defective mitochondria. They also showed that differentiated Agpat2−/− brown adipocytes have a lower proportion of lipid-laden cells, Adiponectin and Perilipin1 synthesis, indicating that these cells were able to initiate brown adipogenesis but could not carry it to further stages (191). Interestingly, another study of Agpat2 null mice, demonstrated the absence of caveolae in adipocytes lacking AGPAT2, which hints at a possible mechanistic connection between different Congenital Generalized Lipodystrophy (CGL) types (121, 192, 193).

 

The Macdougald lab and our group collaboratively developed adipocyte specific knock out of LMNA gene which recapitulates most of the features of human FPLD2 (194). Loss of adipocyte-specific lamin A/C in mice (LmnaADKO) caused a significant reduction in the weight of posterior subcutaneous white adipose tissue (WAT), gonadal WAT, pericardial WAT, renal WAT, and retroperitoneal WAT, as well as markedly reduced circulating adiponectin and leptin levels in both sexes. Hyperglycemia, hyperinsulinemia, liver enlargement, and ectopic fat accumulation in the liver were also noted in these mice under a high-fat diet, consistent with the clinical presentation of FPLD2 (194).

 

A novel mouse model was generated to explore whether maintaining intact BSCL2 expression in the liver prevents the onset of metabolic disorders in mice with specific BSCL2 deficiency in adipose tissue. BSCL2 was simultaneously targeted for ablation in adipose tissue and hepatocytes. It was observed that liver-specific seipin deficiency did not result in hepatosteatosis and insulin resistance. These results suggest that most of the metabolic pathophysiology is driven by the function of  BSCL2 outside of hepatocytes, and likely in adipose tissue (195).

 

In an animal model created to elucidate the molecular mechanisms of lipomatosis and lipodystrophy associated with the MFN2 gene, which encodes an outer membrane GTPase required for mitochondrial fusion (196), no change in mitochondrial oxidative capacity was observed in homozygous Mfn2R707W/R707W mice (197). Although the triggering of a cellular integrated stress response and selective impairment in mitochondrial morphology and function were detected in adipose tissues, no significant changes in glucose and lipid metabolism were observed in homozygous mice, unlike humans. Interestingly, leptin and adiponectin levels were low in these mice (197).

 

A new animal model study showed that a novel R133L heterozygous mutation in the LMNA gene causes signs of aging, such as impaired mitochondrial functions, decreased lipid storage capacity in subcutaneous adipose tissue, as well as metabolic disorders such as insulin resistance and ectopic lipid accumulation. LmnaR133L/+mice exhibited findings consistent with lipodystrophy, such as a reduction in epididymal white adipose tissue (eWAT) mass, as well as smaller adipocytes and upregulated inflammation genes in the inguinal subcutaneous white adipose tissue (iWAT) (198).

 

Furthermore, the importance of the lipid kinase phosphatidylinositol 3-kinase catalytic subunit type 3 (PIK3C3) in the function of white adipose tissues (WATs) and brown adipose tissues (BATs) has been demonstrated using adipocyte-specific Pik3c3 knock-out model. Deletion of PIK3C3 has been linked to lipodystrophy due to impaired adipocyte differentiation, autophagy, and thermogenesis mechanisms (199).

 

We have also covered recent animal models of novel gene therapies under a new heading: Emerging Therapeutic Technologies and Gene Replacement Therapy Approaches.

 

TREATMENT

 

Currently, treatment modalities are restricted to ameliorating or preventing the comorbidities of the lipodystrophic syndromes. There is no cure for these syndromes. For the metabolic disturbances, lifestyle modification (diet and exercise as needed), metformin, and fibrates (and/or statins) are generally required. Insulin or other antidiabetics (e.g., metformin, thiazolidinediones) can also be used if needed. Metreleptin, a leptin analog, is indicated as an adjunct to diet as replacement therapy to treat the complications of leptin deficiency in patients with generalized lipodystrophy.

 

Lifestyle Modification

 

There is limited knowledge on the effectiveness of diet and exercise in the management of metabolic disturbances in patients with lipodystrophy. In general, a balanced macronutrient composition is recommended. In patients with severe hypertriglyceridemia, a balanced low- fat diet (<15% of daily caloric intake) is appropriate. To control diabetes, increased physical activity and carbohydrate restriction are advised. Dietary fiber intake and foods that are rich in omega-3 fatty acids are suggested (3).

 

Most patients with lipodystrophy are encouraged to be physically active. In patients with cardiomyopathy and cardiac arrhythmias strenuous exercise should be avoided. Patients with CGL4 should avoid exercise as they may develop exercise-induced ventricular arrhythmias (75, 79). Contact sports are not advised to patients with severe hepatosplenomegaly and CGL patients presenting with lytic bone lesions.

 

Patients should abstain from drinking alcohol due to the risk of developing acute pancreatitis and metabolic dysfunction-associated steatohepatitis (MASH). Patients should also be advised to avoid smoking and maintain an optimal blood pressure to decrease the risk of cardiovascular disease.

 

Insulin Resistance

 

In patients presenting with lipodystrophy and diabetes, both metformin and thiazolidinediones are somewhat effective to treat hyperglycemia and hyperlipidemia (200-204). Metformin is used as the first-line agent in insulin resistant diabetes. Thiazolidinediones may improve the metabolic profile in partial lipodystrophy syndromes (204). The very first thiazolidinedione to be approved in the United States troglitazone actually worked remarkably well in lowering both HbA1c and triglyceride levels in a cohort of patients with predominantly partial lipodystrophy syndromes. However, data on the currently approved thiazolidinediones are limited and contradictory (202, 205, 206). Thiazolidinediones should be considered in the management of diabetes in patients with partial lipodystrophy, however they should not be routinely used in generalized lipodystrophy as their efficacy has not been studied (3, 204). Insulin is usually needed in very high doses and concentrated forms, such as U-500. Patients with extreme insulin resistance, however, may not respond to concentrated insulin. Administration of insulin-like growth factor-1 (IGF-1) has been shown to be effective in maintaining glycemic control and insulin resistance in short-term studies, as well as in type 2 diabetes (207-209). A retrospective study found that administration of sodium-glucose cotransporter 2 (SGLT2) inhibitors resulted in a 0.8% drop in HbA1c levels after one year in individuals with partial lipodystrophy. Additionally, SGLT-2 inhibitors led to a significant decrease in both systolic and diastolic blood pressure (210). In clinical practice, it should be considered that combination therapy with metreleptin and SGLT2 inhibitors may contribute to prognosis by improving insulin resistance in adipose tissue and reducing the risk of cardiovascular events (211). Many other hypoglycemic agents have been used in lipodystrophy, but their efficacy has not been studied (3). Recently we published a retrospective review of GLP-1 agonist use in FPLD syndromes showing substantial improvement in glucose control and body weight (212). Dual incretin therapeutic tirzepatide is postulated to have even more efficacy due to the potential impact of GIP agonism and potentially improving inflammation.

 

Dyslipidemia

 

Statins are normally used as first-line agents to treat hypercholesterolemia but patients with FPLD have low tolerance to statins. Rosuvastatin and pravastatin have been proven to reduce total LDL cholesterol levels (213, 214). Statins are used with caution to prevent side effects such as myopathy and hepatotoxicity. Along with diet, fibrates and fish oil rich in omega-3 fatty acids, should be prescribed for serum triglyceride levels >500 mg/dL and may be considered for triglycerides >200 mg/dL. Combining fibrates with statins has proved to be effective in dyslipidemia; however, there is an increased risk for muscle toxicity. Therapeutic apheresis can be used in extreme hypertriglyceridemia to prevent recurrent episodes of acute pancreatitis in acutely life-threatening situations (190).

 

Cosmetic Treatment

 

Cosmetic correction of lipoatrophy and fat excess is associated with improved quality of life in patients with lipodystrophy. Autologous adipose tissue transplantation, facial reconstruction with free flaps and silicone or other implants have been used in lipoatrophic areas. In addition, liposuction or surgical excision is used for removal of unwanted excess fat from body parts such as the chin, buffalo hump and vulvar region.

 

Bariatric Surgery

 

Roux-en-Y Gastric Bypass Surgery (RYGB) is associated with effective weight loss and resolution of metabolic comorbidities in patients with obesity (215). RYGB was used with success in several patients with FPLD1 and with FPLD2 (216-218). RYGB resulted in weight loss and significant improvements in metabolic parameters in patients with FPLD1 that allowed patients to stop using insulin (216). FPLD2 patients also benefited from RYBG. Substantial improvements in metabolic parameters and a significant weight loss were reported after the surgery (218, 219).

 

Leptin

 

A large group of lipodystrophy patients present with low leptin levels. Metreleptin (r-metHuLeptin) is an analog of human leptin made through recombinant DNA technology. It has been tested in congenital and acquired forms of lipodystrophy and has been shown to ameliorate the metabolic derangements (43, 190).

 

Leptin replacement therapy is approved in Japan as a therapy indicated specifically for the treatment of diabetes and/or hypertriglyceridemia in patients with congenital or acquired lipodystrophy. In the United States, metreleptin, now called MYALEPT, has been approved by the FDA in 2014 for use in patients with congenital generalized or acquired generalized lipodystrophy for the treatment of complications of leptin deficiency as an adjunct to diet and lifestyle modifications. There is no lower age limit for initiation of Myalept nor a specific degree of metabolic abnormality so long as the diagnosis of generalized lipodystrophy can be substantiated.  However, it is not approved for use in human immunodeficiency virus (HIV)-related lipodystrophy, or in patients with metabolic diseases such as diabetes and hypertriglyceridemia, or partial lipodystrophy in the US. Metreleptin is an approved treatment for generalized lipodystrophy (GL) and partial lipodystrophy (PL) in the European Union (EU), United Kingdom (UK), Canada, and Brazil. However, there is an age limit of ≥ 2 years for GL. The approval for PL states that patients with confirmed PL can initiate treatment if they are aged ≥ 12 years and only when standard treatments have not achieved adequate metabolic control. Based on this indication, in the EU, UK, Canada, Brazil, and Japan, patients with PL who do not respond to available diabetes and lipid-lowering agents can be treated with recombinant leptin therapy. It is still controversial whether basal endogenous leptin levels can be used to predict response to metreleptin treatment in lipodystrophy patients. However, a recent study revealed that baseline endogenous leptin levels are poor predictors for response to metreleptin therapy among individuals with partial lipodystrophy (220). The clinical effects of leptin treatment in patients with lipodystrophy are summarized below.

 

APPETITE

 

Metreleptin decreases hyperphagia, leading to weight loss that usually stabilize with long-term treatment (190, 221-223). This effect can be noted by the patients right after the treatment with metreleptin. Functional MRI studies combined with behavioral assessments showed that metreleptin treatment is associated with long-term improvements of hedonic and homeostatic central nervous networks regulating appetite and food intake (224-226). Food related neural activity and development of satiety were effectively restored by leptin replacement in lipodystrophy (227).

 

METABOLIC PARAMETERS

 

Metabolic changes become evident quickly within days to weeks of treatment with metreleptin. Metreleptin therapy has been shown to improve fasting plasma glucose levels starting from the first week. In the first set of patients with lipodystrophy treated with metreleptin, four months of therapy with metreleptin decreased average triglyceride levels by 60%. The absolute decrease in HbA1c was 1.9% among patients with diabetes. Liver volume reduced by an average of 28% and led to the discontinuation of or a large reduction in antidiabetic therapy (190). In the long term, more than three-fourths of patients with GL treated with metreleptin discontinued concomitant treatments, including insulin and oral antidiabetics (228).

 

In clinical studies, metreleptin led to significant improvements in patients with GL. After 1 year of treatment initiation, a mean change of -2.2% in HbA1c and a mean percent change of -32.1% in triglycerides were observed. Significant reductions in alanine aminotransferase levels occurred. Mean liver volume decreased by 33.8% at month 12. Nearly 80% of patients with GL achieved a ≥1% actual decrease in HbA1c or a ≥30% decrease in triglycerides after 1 year of treatment with 66% achieving decreases of ≥2% in HbA1c or a ≥40% in triglycerides. Among patients with baseline HbA1c of 7% or greater, the mean reduction at Month 12 was 2.8%. In subjects with baseline TG level 500 mg/dL or greater, the mean percent reduction in triglycerides at month 12 was 72%. Patients with GL overall sustained clinically significant reductions in HbA1c and triglycerides in the longer term follow up.

 

In patients with PL, metreleptin treatment led to statistically significant reductions in HbA1c (−0.6%), fasting TGs (−20.8%), and liver volume (−13.4%) after 1 year treatment. In a subgroup of patients with baseline HbA1c ≥ 6.5% or triglycerides ≥ 5.65 mmol/L, more prominent reductions were observed in HbA1c (−0.9%) and fasting TGs (−37.4%). In this subgroup, 68% of patients had a ≥ 1% decrease in HbA1c or ≥ 30% decrease in fasting TGs, and 43% had a ≥ 2% decrease in HbA1c or ≥ 40% decrease in fasting triglycerides. Longer-term treatment in the PL subgroup led to significant reductions at months 12, 24, and 36 in HbA1c and fasting triglycerides (229).

 

12 months of long-term metreleptin therapy has been shown to reduce mean fasting plasma glucose levels by 2.8 mmol/L in the generalized lipodystrophy group and 1.2 mmol/L in the partial lipodystrophy group (228, 229). In a subset of patients undergoing hyperinsulinemic-euglycemic clamp studies, leptin replacement therapy improved peripheral glucose disposal and decreased both hepatic glucose output and hepatic steatosis (230). It is generally recommended to lower the insulin doses by 50% on initiation of metreleptin therapy (especially in GL) to avoid hypoglycemia in well-controlled patients with diabetes. Metreleptin treatment has no suppressive effect on beta cell function in patients with lipodystrophy (231). On the contrary, it has been reported that metreleptin therapy improves insulin secretion in the setting of diabetes (232). A prospective study observed that metreleptin administration for two weeks suppressed basal gluconeogenesis (GNG) by reducing carbon sources for GNG and increasing insulin-mediated suppression of GNG. Peripheral insulin sensitivity increased significantly throughout the 6-month follow-up of these patients (233).

 

Apolipoprotein C-III and angiopoietin-like protein 8 (ANGPTL8), recognized as inhibitors of lipoprotein lipase, play a role in modulating hypertriglyceridemia. A notable reduction of these hepatokine plasma concentrations is observed, especially after six months of metreleptin treatment (234). While about a 60% decrease in TG values was detected in 1-year follow-up in GL patients using concomitant lipid-lowering medications, a 30% decrease was observed in patients with partial lipodystrophy. These reductions were less in individuals who did not take concomitant medication (235). In a real world study from France, during a follow-up period of more than 15 months, TG levels decreased by approximately 150 mg/dL in patients with generalized lipodystrophy (236). It should be noted that acute withdrawal of metreleptin therapy might result in acute pancreatitis episodes (237, 238). Metreleptin also decreased total cholesterol and LDL-cholesterol levels (237, 239). But did not alter HDL cholesterol levels (236, 237, 239).

 

As we have noted, the beneficial effect of metreleptin on glycemic and lipid measures in generalized lipodystrophy are clear and usually quite remarkable. Although the response is variable in patients with partial lipodystrophy and it is not approved for this indication in the US, studies have shown that some patients can benefit from metreleptin treatment. A selected cohort of partial lipodystrophy patients with moderately to severely low leptin and significant baseline metabolic abnormalities is more likely to benefit from metreleptin therapy (13, 235, 236, 240-242). Recent studies confirm that most partial lipodystrophy patients with inadequate metabolic control also respond to metreleptin treatment (235, 236). Furthermore, when comparing the metabolic responses to metreleptin treatment of patients with PPARG and LMNApathogenic variants in the FPLD group, both groups reported remarkable and similar reductions in HbA1c, insulin dose, and triglyceride levels after 12 months of treatment (243). However, the real-life study from France showed that leptin treatment did not significantly change HbA1c levels (7.7 [7.1‐9.1]% at baseline vs. 7.7 [7.4‐9.5]% at one year) in 19 patients with partial lipodystrophy. In the same group of patients, a significant decrease in the median value of fasting triglycerides from 3.3 mmol/L (1.9-9.9) to 2.5 mmol/L (1.6-5.3) was observed with short-term metreleptin treatment (p<0.01), whereas the median serum triglyceride levels were 5.2 mmol/L (2.2-11.3) at the last evaluation after long-term leptin treatment (p=0.94) (236). When a responder analysis is performed, however, 61% of the patients with PL showed improvements in glucose homeostasis, with responders exhibiting lower leptin levels compared to non-responders. Similarly, 61% of the PL patients in the French real-world study cohort were responders regarding hypertriglyceridemia.

 

LIVER

 

Starting from the earliest studies, leptin replacement therapy was observed to improve hepatic steatosis and lower serum transaminases within 6-12 months (Fig.17) (223, 230, 244).The liver volume decreases in parallel (222, 244). Metabolic associated steatohepatitis (MASH) score has been reported to improve after metreleptin treatment and no progression in hepatic fibrosis has been reported (245, 246). When treated at least for a year, the majority of patients showed improved liver histology, steatosis and hepatocyte ballooning, and only 33% of patients continued fulfilling the criteria for MASH after 1 year of treatment with metreleptin (247, 248). A significant improvement in the metabolic dysfunction-associated steatotic liver disease (MASLD) score has been reported after metreleptin treatment in pediatric patients who underwent liver biopsies (249). Also, our study showed that metreleptin can induce improvements in hepatic steatosis and injury in patients with MASH associated partial lipodystrophy (246). In a mechanistic study, leptin therapy resulted in significant increase in insulin suppression of hepatic glucose production (230). This improvement in insulin action helps reverse hepatic steatosis by decreasing triglyceride content (230). Other mechanisms associated with reducing hepatic steatosis may be leptin effectively increases hepatic VLDL-TG secretion via possibly vagal effect (250) and decreases de novo lipogenesis (251). These observations suggest that the effect of metreleptin on hepatic steatosis can be somewhat blunted when the autonomic innervation of the liver is not intact. However, it should be noted that the liver disease can still benefit from improving metabolic profile and hepatic steatosis can diminish as a result of controlled de novo lipogenesis after improved insulin sensitivity with leptin replacement. To support this view, metreleptin has also been reported to result in rapid clearance of fat from the liver and normalization of liver histology in an AGL patient with recurrence of MASLD in the first few months of liver transplantation (252).

 

Figure 17. Liver Histology Before and After Metreleptin. Liver histology shows regression of hepatic steatosis and ballooning injury after metreleptin treatment (left before metreleptin and right 4 months on metreleptin treatment, Hematoxylin and eosin staining; magnification 200X).

 

KIDNEYS

 

Patients with lipodystrophy may develop proteinuric kidney disease. Metreleptin decreases proteinuria in most patients (223, 253). The reduction in proteinuria coincided with improvement in hyperfiltration in 11 of 15 patients treated with metreleptin. However, four patients had worsening renal function. Hence, renal functions should be closely monitored during metreleptin therapy (253). In further studies, metreleptin significantly reduced proteinuria in patients with GL (254).

 

CARDIOVASCULAR SYSTEM AND OVERALL SURVIVAL   

 

A study conducted in lipodystrophic mice showed that metreleptin treatment inhibited proatherosclerotic cytokine growth/differentiation factor 15 (GDF15) and reduced macrophage accumulation in atherosclerotic lesions via endothelial to mesenchymal transition. Thus, the positive effect of leptin on the endothelium by reducing inflammation has been reported (255). Metreleptin treatment provides a significant improvement in serum levels of atherogenic lipoproteins, which are known to be associated with increased cardiovascular disease risk (256). A potential increase in cardiovascular risk was detected in a prospective coronary calcium score (CCS) evaluation in 19 individuals diagnosed with CGL, although not sufficiently powered, this study did not report a significant change after metreleptin in CCS score (257). Another recent study, on the other hand, reported an approximately 30% regression in left ventricular hypertrophy and an improvement in septal e' velocity in the GL patients after leptin treatment (258). Cardiovascular problems are a significant risk of mortality in lipodystrophy patients. Our large retrospective evaluation from a large multicenter dataset, found that after adjusting covariates such as lipodystrophy diagnosis, triglyceride levels, elevated HbA1c, ≥1 episode of pancreatitis, and abnormalities in the heart or kidneys, metreleptin treatment resulted in a mortality reduction of over 60% (259).

 

CENTRAL NERVOUS SYSTEM AND OTHER EFFECTS  

 

A functional MRI study revealed that leptin may induce alterations in brain activity in the subgenual area (Brodmann area 25), a region not strictly linked to eating behavior, known for its connections to the reward network. This suggests that leptin may also affect brain regions other than eating behavior (260). Another observational study of ten individuals with partial lipodystrophy who were naïve to metreleptin found a rapid decline in Beck's depression inventory score one week after metreleptin therapy. In the first 3-month follow-up of the individuals, a significant improvement was observed compared to their initial scores. Although this shows that metreleptin treatment may have an antidepressant effect, the findings need to be supported by long-term clinical studies (261). Metreleptin treatment also significantly contributes to improving indirect findings related to quality of life, such as hyperphagia, inability to go to work/school, and deterioration in physical appearance (262).

 

REPRODUCTIVE SYSTEM  

 

In females, metreleptin was found to normalize gonadotropin secretion. It led to normal progression of puberty, normalized menstrual cycles, and improved fertility (223, 263-265). Leptin replacement improved low estradiol levels and corrected the attenuated luteinizing hormone (LH) response to luteinizing hormone-releasing hormone (LHRH) in young women with lipodystrophy and leptin deficiency (263). One-year treatment with metreleptin resulted a significant decrease in testosterone and sex hormone binding globulin (SHBG) levels in lipodystrophic women with PCOS (266). Several pregnancies have occurred in patients with lipodystrophy while they were on metreleptin without any evidence for teratogenicity (47, 267), although it has not been approved for use in pregnancy. Leptin replacement was associated with a small increase (clinically non-significant) in serum testosterone and SHBG in males. No change was observed in serum LH response to LHRH (264). No impact of leptin therapy on bone mineral density and content and bone metabolism has been reported in both sexes (244, 268, 269) .

 

ADVERSE EFFECTS  

 

Majority of patients treated with metreleptin in clinical studies experienced ≥1 treatment-emergent adverse event, which mainly were mild-to-moderate in severity (228, 229). The most common side effects were hypoglycemia, nausea, decreased appetite and injection site reactions e.g. erythema and urticaria. Headache, fatigue, weight loss, and abdominal pain were also seen (228). During metreleptin treatment, iron parameters might be affected, and a decrease in ferritin levels might be observed (270). There may also be a need to make dose adjustments or cessation of concomitant treatments such as insulin, oral antidiabetics, and lipid lowering drugs after metreleptin therapy. In some cases, in vivo neutralizing antibodies to metreleptin have been reported (271, 272) and is the main reason underlying the FDA's restriction of metreleptin use. Anti-metreleptin antibodies developed in most patients with lipodystrophy; however, neutralizing activity concurrent with worsened metabolic control has been reported only in a small number of patients treated with metreleptin (267, 271). In addition, in the few patients who presented with neutralizing antibody formation, occurrence of severe infections such as sepsis has been reported. Two of these patients developed multiple sepsis episodes around the time of detection of neutralizing antibody (271). T-cell lymphoma has been reported in three patients with acquired generalized lipodystrophy receiving metreleptin (273). In acquired lipodystrophy patients with autoimmunity and immunodeficiency before metreleptin therapy, T-cell lymphoma development was also described (273, 274), suggesting that lymphoma development in acquired lipodystrophy is more likely to be associated with the disease itself rather than being related to metreleptin treatment.

 

In other cases with acquired generalized lipodystrophy, progression of kidney disease and liver disease have been observed while receiving metreleptin therapy (275). Since patients with AGL with distinct autoimmune conditions clearly benefit from metreleptin, treatment for their metabolic abnormalities should be considered in patients with AGL with close clinical follow up considering the cautionary preclinical data (276, 277).

 

More recently attention has been devoted to emergence of new cancers while on metreleptin therapy. Data on these parameters has been reported with the prospective, non-randomized, open-label clinical trial of metreleptin in lipodystrophy. Ten patients with general lipodystrophy had neoplasm development throughout the research period. These included peripheral T-cell lymphoma, granular cell tumor, breast cancer, ovarian neoplasm, papillary thyroid cancer, and basal cell carcinoma. However, only the anaplastic large cell lymphoma case was thought to be drug-related (228). During the study period, neoplasms (e.g., adrenal adenoma, benign ovarian germ cell teratoma, schwannoma, and a nervous system neoplasm) were observed to develop in five partial lipodystrophy patients. Still, none of them were considered drug-related (229).

 

Additionally, MEASuRE (Metreleptin Efficacy and Safety Registry), a voluntary registry that collects long-term safety and effectiveness data on metreleptin, was developed as a post-authorization requirement by the FDA and EMA. This database contains comprehensive data on long-term adverse effects and drug efficacy in lipodystrophy patients using commercially available metreleptin (278).

 

Investigational Treatments for Lipodystrophy

 

Since in the United States partial lipodystrophy has been without medical therapy, several companies with interesting compounds have initiated development of their products for this indication. Current and recently completed investigational treatments with registered studies in ClinicalTrials.gov are presented in Table 4. Data on these trials will be updated as results become available.

 

The BROADEN study which was the largest global double blinded placebo controlled study published in 2022 revealed that treatment with volanesorsen, an antisense oligonucleotide to apolipoprotein C-III, significantly reduced serum triglyceride levels by over 88% and improved hepatic steatosis in patients with FPLD by 53 % from original level  (279, 280). While the exact mechanisms of how volanesorsen led to the effects observed in the FPLD population are unclear, a small scale study showed that hepatic insulin resistance concurrently improved in parallel to an increase in lipoprotein lipase (LPL) activity in a few FPLD patients treated with this drug (281).While Volanesorsen is not approved in the US due to the adverse events of systemic inflammation and thrombocytopenia, this drug has been approved for use in FPLD in Brazil under the name Waylivra, marketed by PTC Therapeutics. The same drug is also available in Canada and EU for treatment of familial hyperchylomicronemia syndrome and can be an off-label option for patients with recurrent pancreatitis and severe hypertriglyceridemia. Currently, second generation anti-sense inhibitors of ApoCIII are under development in the US for severe hypertriglyceridemia and patients with FPLD are not excluded from these studies if they meet the trial population criteria (282-284). We are aware of a few patients with FPLD who are in ongoing studies.

 

A therapeutic compassionate use trial with the melanocortin-4 receptor agonist setmelanotide was conducted in a patient with atypical partial lipodystrophy, whose metabolic status continued to worsen despite the presence of neutralizing antibodies to metreleptin. The reported findings indicated that the treatment had no improving effect on the lipid profile, insulin resistance, and liver fat percentage (285). The same patient was successfully treated with Mibavademab a monoclonal leptin receptor agonist antibody and remains on long term treatment (286). The promising results obtained from this patient experience led to the development of this therapeutic as an option for patients with generalized lipodystrophy. A small-scale proof of concept study in FPLD patients was also started but very recently discontinued and results are not yet available. Treatment of 16patients with generalized lipodystrophy over a year resulted in meaningful changes in metabolic parameters which are similar to metreleptin effects; but final completion of the study and the definitive dosing schema has not been published so far (287).

 

Table 4. Ongoing or Recently Completed Investigational Therapies for Lipodystrophy

Investigational agent

Status

Type of lipodystrophy

Primary outcome

Results

Volanesorsen

(anti-sense oligonucleotide to apoC-III)

Completed

Familial partial lipodystrophy

Change in fasting triglycerides

88% reduction in triglycerides,

 53% reduction in hepatic steatosis

Vupanorsen

(Targeting angiopoietin-like 3 “ANGPTL3”) (288)

(Pfizer and Ionis announced discontinuation of vupanorsen clinical development program due to concern for increase in liver fat

Familial partial lipodystrophy

Reduction in fasting triglycerides and free fatty acids

59.9% reduction in triglycerides,

54.7 % reduction in ANGPTL3,

53.5% reduction in VLDL cholesterol, 41.7% reduction in free fatty acids (FFA)

Obeticholic Acid

(farnesoid X receptor agonist)

Completed

Familial partial lipodystrophy

Change in liver triglycerides

6.8% reduction in liver triglycerides median value,

16.9 mg/dL reduction in serum triglycerides,

0.5 U/L reduction in serum alanine aminotransferase (ALT) median value

Cholic Acid

(primary bile acid)

Completed

Various forms of lipodystrophy

Reduction in liver triglyceride content

7.9% reduction in hepatic triglycerides median value (Fat/Fat+Water)

Setmelanotide

(melanocortin-4 receptor agonist) (285)

Expanded access in a single patient

Partial lipodystrophy associated with leptin deficiency

Treatment of refractory hypertriglyceridemia leading to recurrent bouts of pancreatitis

No sustained improvement in glycemic control or hypertriglyceridemia, slight decrease in visceral fat

Gemcabene

(monocalcium salt of a dialkyl ether dicarboxylic acid)

Completed

Familial partial lipodystrophy

Change in fasting triglycerides, hepatic steatosis

The mean percentage change in fasting serum triglycerides between weeks 12 and 24 in group 1 (receiving 300 mg Gemcabene daily) was -0.44 (-41.27 to 40.38), and in group 2 (receiving 600 mg Gemcabene daily) was -20.27 (-53.98 to 12.77)

Baricitinib

(inhibitor of Janus kinases 1 and 2 “JAK1/2”)

Expanded access available

Autoinflammatory syndromes, familial partial lipodystrophy type 2, Hutchinson-Gilford Progeria Syndrome, and MAD (289)

Clinical benefit from JAK 1/2 inhibition, improves adipogenesis and lipid droplet formation

Increased number of adipocytes and formation of lipid droplets, higher adipocyte differentiation ability, increased lipid droplet size (~76 µm2) in the FPLD2 group

Evinacumab

(Anti-ANGPTL3)

Completed

Patients with severe hypertriglyceridemia

Percent lowering of triglycerides

59.9% reduction in mean fasting triglycerides levels from baseline at the end of the treatment (week 27)

Mibavademab

Active, not recruiting

Generalized lipodystrophy

Meaningful improvements in metabolic parameters

Reduction in HbA1c (mean: -1.9%, SD: 2.0) and triglycerides (median: -102.1 mg/dL, IQR: 1355.5 mg/dL, -49.3% [57.2%]) (290)

 

With longer treatment there was a further 0.7% reduction in HbA1c and 42% reduction in fasting triglycerides in patients receiving high dose mibavademab (287)

 

Emerging Therapeutic Technologies and Gene Replacement Therapy Approaches

 

Research on novel and emerging technologies is ongoing to broaden therapy options and better understand diseases of complex nature like lipodystrophy. LipocyteProfiler, a sophisticated image-based tool for deep phenotypic analysis, facilitates assessing numerous morphological and cellular profiles that can be methodically associated with genes and genetic variations that have significance in cardiometabolic diseases. LipocyteProfiler is algorithmically generated from over 3,000 morphological and cellular features that map to the cell, cytoplasm, and nucleus across channels differentiating the organelles, namely DNA, mitochondria, AGP (actin, Golgi, plasma membrane), and Lipid. It was observed that LipocyteProfiler was able to detect significant changes in cell profiles during white and brown adipocyte differentiation after genetic and pharmacological manipulations and transcriptional states in adipocytes. Also, profiles associated with the polygenic risk of lipodystrophy confirmed increased mitochondrial activity, reduced actin cytoskeleton remodeling, and reduced lipid accumulation capacity in subcutaneous adipocytes. This tool may shed light on a deeper insight into both known and novel mechanisms by generating cellular profiles that are specific to the processes occurring in response to polygenic metabolic events, particularly in hepatocytes and adipocytes. Analyzing deep phenotypic profiles, especially in lipocytes, can enhance our understanding of lipodystrophy pathophysiology and allow us to develop better therapies (291).

 

Gene therapy studies conducted in recent years are an emerging and promising approach to treating various genetic lipodystrophy syndromes. A novel study shows that the in vivo embryonic re-expression of human AGPAT2 (hAGPAT2) induces adipocyte differentiation and regenerates 30%–50% of the WAT and BAT depots in Agpat2−/− mice when compared to age-matched wild-type mice. Due to this genetic reorganization in Agpat2-null mice, it was observed that the differentiation of adipocytes, specifically the metabolically active depots (SubQ, Gonadal, and BAT) and dWAT (dermal) was stimulated (292).

 

An in vivo gene therapy study demonstrated that delivering the human BSCL2 gene using an adeno-associated virus (AAV) in seipin knockout mice resulted in the restoration of adipose tissue, and this led to a significant improvement in metabolic disease (293). Following AAV-mediated gene therapy, it has been documented that there was a reduction in serum triglyceride levels, an improvement in insulin sensitivity and glucose tolerance, and a partial enhancement in the development of visceral WAT depots in seipin knockout mice. However, a dramatic increase in circulating leptin and adiponectin levels could not be achieved. Nevertheless, this study suggests a potential therapeutic approach for treating metabolic conditions related to CGL2 and other lipodystrophy syndromes (293).

 

Introducing a functional copy of the defective gene associated with the condition or modulating the expression of related genes to restore normal adipose tissue function holds promise for alleviating severe metabolic complications in patients with lipodystrophy. CrispR-cas editing of single nucleotide variants is also rapidly approaching clinical use in all rare diseases. However, further studies are required to move gene therapies from the experimental stage to clinical applications.

 

CONCLUSION

 

Lipodystrophy syndromes are a group of fascinating diseases that are caused by mechanisms that disrupt predominantly adipocyte differentiation or lipid droplet formation. LMNA gene defects, the most common single gene defects leading to the development of lipodystrophy syndromes, leads to lipodystrophy possibly due to inducing adipocyte apoptosis or death, but more work is needed on this front. Regardless of the mechanism and whether the diseases present with generalized or partial fat loss, common metabolic complications include severe insulin resistance, hypertriglyceridemia, and ectopic fat deposition, especially hepatic steatosis. This common theme is recapitulated in numerous animal models as well. The diseases are typically progressive and lead to multi-organ involvement and increased mortality. Molecular advances in the understanding of disease mechanisms may lead to better and specific treatments for lipodystrophy syndromes. So far, the most exciting therapeutic development for the treatment of lipodystrophy syndromes has been the approval of leptin replacement therapy for generalized lipodystrophy in the form of metreleptin which started a new era in lipodystrophy research; leading to the launch of registries and natural history studies (e.g. the LD Lync Study-Natural History Study of Lipodystrophy Syndromes (NCT03087253) (294-296), organization of research consortia around the world (e.g., European Consortium of Lipodystrophies (ECLip) (297) and country specific patient advocacy foundations or organizations. All these efforts will contribute to discovery of new disease forms and disease mechanisms, understanding of the natural course of lipodystrophy diseases, development of improved treatment options and possibly cures.

 

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Pharmacologic Treatment of Overweight and Obesity in Adults

ABSTRACT

 

Obesity pharmacotherapy has evolved significantly over the past 60 years. Today, six anti-obesity medications (AOMs) are approved by the Federal Drug Administration (FDA) for the long-term treatment of obesity. Similar in approach to other chronic diseases, AOMs are indicated in combination with lifestyle modification for the management of overweight and obesity. Current guidelines recommend that individuals who have attempted lifestyle improvements and continue to have a body mass index (BMI) of ≥ 30 kg/m2 or ≥ 27 kg/m2 with an obesity-related comorbidity are eligible for weight loss medication treatment. The AOMs reviewed in this chapter include the FDA-approved medicines for chronic weight management, FDA-approved medicines for short-term use of weight management, and off-label use of medicines that have demonstrated benefits for weight control.

 

INTRODUCTION

 

Obesity is recognized as a major pandemic of the 21st century, contributing to increased morbidity, mortality, and the burden of healthcare costs (1). Overweight and obesity are defined by the World Health Organization (WHO) as a BMI of 25-29.9 kg/m2 and a BMI ≥ 30 kg/m2, respectively (2). In the United States, the prevalence of obesity had risen to 42.4% in 2017-2018 (3) and predictive models now suggest that the prevalence will grow to one in two adults by 2030 (4). Internationally, one in five adults now have obesity (5). The Global Burden of Disease study reports that overweight and obesity are the fourth leading risk for global deaths, and more than 4.7 million adults die each year as a result of overweight or obesity (6). Obesity is a major risk factor in the development of cardiovascular disease (CVD), type 2 diabetes (T2D), musculoskeletal disorders, and several cancers (2). In certain ethnic populations (i.e., East Asian or South Asian), these comorbidities can develop at lower BMIs (7).

 

The associations between obesity, central obesity (increased waist circumference, especially intra-abdominal/visceral fat) and the risks for cardiometabolic diseases as well as obstructive sleep apnea, asthma, and nonalcoholic fatty liver disease (NAFLD) are well established (8,9). Cytokines secreted from visceral adipocytes, including interleukin-6, tumor necrosis factor alpha, resistin, and plasminogen activation inhibitor-1, have been implicated in the pathogenesis of these diseases, in part by promoting local and systemic states of inflammation and thrombosis (10-12).  A reduction in body weight of 5-10% significantly lowers inflammatory and pro-thrombotic makers, as well as chronic disease incidence (13,14).

 

OBESITY PHARMACOTHERAPY

Principles of Obesity Pharmacotherapy

 

As with other chronic metabolic diseases, the initial management of overweight and obesity emphasizes sustainable nutritional, physical activity, and behavioral changes that have been shown to reduce weight and lower cardiometabolic risk. However, lifestyle interventions that include caloric restriction and/or portion control alone are insufficient in achieving long-term weight loss maintenance in most patients, with one-third to two-thirds of lost weight regained within one-year following end of treatment, and > 95% weight regained within 5 years (15).

 

For patients who have failed to achieve clinically significant weight loss, defined as ≥ 5% of baseline weight (16) after 6 months of lifestyle interventions (16-19), professional organizations including The Obesity Society, the Endocrine Society, and the American Association of Clinical Endocrinologists recommend AOMs for individuals with BMI ≥ 30 kg/m2 or BMI ≥ 27 kg/m2 with comorbidities.

 

For health care professionals using pharmacotherapy for weight management, the following basic principles can be kept in mind:

 

  • Lifelong treatment: Because obesity is a chronic disease, pharmacotherapy should be prescribed with the intent of lifelong use and as part of a comprehensive management plan that includes nutrition, physical activity, and behavioral counseling. Discontinuation of an AOM often leads to weight regain.
  • AOMs affect pathophysiological pathways that lead to obesity: Current obesity pharmacotherapy targets the underlying neurohormonal dysregulations that cause weight gain and prevent sustained weight loss. Changes in hormones in response to diet-induced weight loss, such as reduction in the anorexigenic hormone leptin and increase in the orexigenic hormone ghrelin, create a physiologic environment conducive to the body returning to its previously established, higher body weight set point (20,21). Additional adaptation responses to diet-induced weight loss affecting energy expenditure, including reductions in basal metabolic rate, also challenge weight loss maintenance (22,23).
  • Treatments benefit both weight and comorbidities: The goals of obesity treatment are primary, secondary, and tertiary prevention (17); that is, to prevent the development or exacerbation of obesity and its complications. For example, improvements in cardiometabolic risk factors and reduced diabetes risk have been consistently reported in the Phase 3 trials for AOM’s.
  • Expect heterogeneity in weight loss response: Phase 3 trials have consistently demonstrated that AOMs achieve significantly greater weight loss than placebo when combined with lifestyle modifications (24-31). The average efficacy in these studies ranges from 5-23% total body weight loss. However, as with any medical therapy, significant inter-individual response variability (32,33) has been reported, including the possibility of no weight loss (non-responders) to 25% or greater weight loss.

 

History of Anti-Obesity Medications

 

The development of AOMs dates as far back as the 1940s, predating the standard FDA rules and regulations that are familiar today. Drug approval in the 1940s necessitated only proof of efficacy beyond placebo; evaluation of benefit versus risk with controlled investigations was not a requirement until passage of the Kefauver-Harris amendment in 1962. Approval of the first AOM, desoxyephedrine, in 1947 led to the development of a number of amphetamine derivatives for weight loss that have all since been removed from the market due to this amendment (34). A comprehensive narrative of the history of AOMs covers the development of pharmacotherapy and the FDA’s role in regulation (35). Since the FDA’s adoption of stricter regulations and proof of clinical efficacy, only a couple of AOMs have been removed from the U.S. market for safety concerns (Table 1).

 

Table 1. Selected Historical Anti-Obesity Medications

Name (Trade Name)

Years Approved

Reason for Removal

Sibutramine (Meridia)

1997-2010

Patients at high risk for CVD were found to have elevated risk of CVD events when given sibutramine (36)

Lorcaserin (Belviq)

2012-2020

Re-analysis of a safety clinical trial showed an increased incidence of certain cancers (37)

 

Only two AOMs have been removed from the market in recent history. The administration of sibutramine to individuals at high risk of CVD in the SCOUT trial was widely criticized by the medical community as it did not reflect real-life clinical practice; subgroup analysis of patients with T2D without CVD in SCOUT actually showed no increase in CVD events and a decrease in mortality with sibutramine compared to placebo (38). The voluntary recall of lorcaserin in 2020 occurred among significant confusion, as long-term data from the CAMELLIA-TIMI 61 trial did not demonstrate an imbalance in adverse events between treatment groups (39,40). The FDA has clarified their findings that led to this withdrawal recommendation. When all post-randomization adverse events were considered, not just those that occurred “on treatment” (i.e., those that occurred within 30 days of drug discontinuation) as analyzed in CAMELLIA-TIMI 61 (37), even though similar numbers of patients experienced cancers (n=462 out of 6000 on lorcaserin and n=423 out of 6000 on placebo), a greater number of participants who received lorcaserin compared to placebo were reported with multiple primary cancers (n=20 vs. 8), total cancers (n=520 vs. 470), metastases (n=34 vs. 19), and cancer deaths (n=52 vs. 33). The latency period to reach significance for differences in all cancers between the treatment groups was a little over 2 years, and although the overall cancer rates were low, the FDA felt that benefits of lorcaserin could not yet be judged to outweigh this adverse risk.

 

FDA-Approved Medications for Weight Management

 

Today, nine FDA-approved AOMs remain on the market, with six approved for long-term weight loss, of which one is indicated for specific monogenic obesity mutations, and one “device” that functions as a medication (Table 2).

 

Table 2. FDA Approved Anti-Obesity Medications

Name (Trade Names)

Year Approved

Mechanism of Action / Clinical Effect

Average placebo-subtracted weight loss (%)

Achieved ≥5% Weight Loss, Intervention vs. placebo (%)

Approved for short-term use*

Phentermine (Adipex, Lomaira) (41)

1959

Sympathomimetic / Suppresses appetite

 

4.4 at 28 wks

49 vs.16 at 28 wks

Diethylpropion (42)

197 1979

Sympathomimetic / Suppresses appetite

6.6 at 6 months

67.6 vs. 25.0

Approved for long-term use

Orlistat (Alli, Xenical) (43)

1999

Intestinal lipase inhibitor / Reduces fat absorption by up to 30%

 

3.8

50.5 vs. 30.7

Phentermine-topiramate (Qsymia) (26)

2012

Combination sympathomimetic and carbonic anhydrase inhibitor / Decreases appetite and binge eating behaviors

 

8.6

70 vs. 21

Bupropion-naltrexone (Contrave) (44)

2014

Combination of a dopamine and norepinephrine re-uptake inhibitor and mu-opioid receptor antagonist / Decreases appetite and cravings

 

4.8

48 vs. 16

Liraglutide 3.0mg (Saxenda) (28)

2014

GLP-1 receptor agonist / Decreases appetite, increases fullness, increases satiety

 

5.4

63.2 vs. 27.1

Gelesis100 (Plenity) (45)

2019

Superabsorbent hydrogel particles of a cellulose-citric acid matrix / Increases fullness. Considered a medical device but functions as a medication.

2.0 at 6 months

58.6 vs. 42.2

Setmelanotide (Imciveree)

2020

Melanocortin-4-receptor agonist / Decreases appetite

Not applicable

12.5-25.6

Not applicable

64-90

Semaglutide 2.4 mg (Wegovy)

2021

GLP-1 receptor agonist / Decreases appetite, increases fullness, increases satiety

12.4

86.4 vs. 31.5

Tirzepatide (Zepbound)

2023

GLP-1 and GIP receptor agonist / Decreases appetite, increases fullness, increases satiety

17.8

91 vs 35

Weight loss outcomes reported are based on intention-to-treat or intention-to-treat last observation carried forward analyses from RCTs using the maximum doses of medications for 56 weeks unless otherwise stated (17). GLP-1, glucagon-like peptide-1. GIP, glucose-stimulated insulinotropic peptide. *Short-term use is generally accepted as 3 months. Range of weight loss observed in single-arm trial (not placebo-controlled) depended on genetic mutation.

 

PHENTERMINE AND DIETHYLPROPION

 

Phentermine (trade name Adipex) was among the first FDA-approved short-term medications for weight loss and remains available today.  Phentermine is a sympathomimetic anorexigenic agent.  A study from 1968 is the only longer-term controlled trial of phentermine (46).  In this 36-week study, 64 patients were randomized to placebo, phentermine 30 mg daily, or intermittent phentermine 30 mg daily (4 weeks on, 4 weeks off). Both phentermine groups lost approximately 13% of their initial weight, while the placebo group lost only 5%.  As discussed below, phentermine in combination with topiramate has been approved for long-term use.

 

Diethylpropion (trade name Tenuate), another sympathomimetic and derivative of bupropion, is also an approved short-term drug for treating obesity. It acts through modulation of norepinephrine action. A 6-month double-blinded placebo-controlled RCT followed by an open-label 6-month extension in 69 adults with obesity demonstrated diethylpropion 50 mg twice a day resulted in average weight loss of 9.8% at 6 months vs. 3.2% with placebo (42).

 

Phentermine’s and diethylpropion’s main side effects are related to their sympathomimetic properties, including elevation in blood pressure and pulse, insomnia, constipation, and dry mouth (47). Sympathomimetic agents are contraindicated in individuals with uncontrolled hypertension, known CVD (e.g., coronary artery disease, stroke, arrhythmias, congestive heart failure), hyperthyroidism, glaucoma, or exposure to monoamine oxidase inhibitors during or within 14 days of administration. Caution should be used in patients with pulmonary hypertension.

 

ORLISTAT

 

Orlistat (trade name Xenical) is approved for adult and adolescent obesity (ages 12 to 16) (48). It promotes weight loss by inhibiting gastrointestinal lipases, thereby decreasing the absorption of fat from the gastrointestinal tract. On average, 120 mg of orlistat taken three times per day will decrease fat absorption by 30% (49). Orlistat has been found to be more effective in inhibiting the digestion of fat in solid foods, as opposed to liquids (50). Orlistat at a lower dose of 60 mg 3 times daily (trade name Alli) is approved for over-the-counter use in the United States (51).

 

Efficacy

 

Several trials support orlistat’s efficacy for weight loss and maintenance. Rossner et al. found that subjects receiving orlistat lost significantly more weight in the first year of treatment, and fewer regained weight during the second year of treatment, than those taking placebo (52).  Subjects taking orlistat had significantly lower serum levels of vitamins D, E, and B-carotene.  However, these nutritional deficiencies are easily treated with oral multivitamin supplementation. Trials in Europe demonstrated similar results over a two-year period. Subjects in the orlistat group lost significantly more weight in the first year (10.2 vs. 6.1%) and regained half as much weight during the second year of treatment, as compared to the placebo group (53).

 

Effect on Metabolic Profile

 

In addition to promoting weight loss and maintaining lost weight, orlistat has been shown to improve insulin sensitivity and lower serum glucose levels. In a 2-year trial, Davidson et al. reported less weight regain rates and lower levels of serum glucose and insulin in patients maintained on a 120 mg three times per day dose of orlistat, as compared to those on placebo (54). In the 4-year XENDOS study conducted in Sweden, the cumulative incidence of T2D was 9.0% in the placebo plus diet and lifestyle group and 6.2% in the subjects receiving orlistat (24), corresponding to a risk reduction in development of T2D of 37.3%.

 

In patients with obesity and T2D with or without insulin treatment, orlistat resulted in improved glycemic control, determined via serum blood glucose levels and hemoglobin A1c (HbA1c) measurements, and reduced total cholesterol, low density lipoprotein (LDL) cholesterol, triglyceride, and apolipoprotein B levels (55,56).  In subjects with obesity and T2D, hypercholesterolemia, or hypertension, orlistat treatment also led to greater weight loss and reductions in HbA1c, LDL, and total cholesterol (57).

 

Safety and Side-Effects

 

The gastrointestinal side effects of orlistat, including fatty/oily stool, fecal urgency, oily spotting, increased defecation, fecal incontinence, flatus with discharge, and oily evacuation (48), are the main reasons for discontinuation of therapy.  These symptoms are usually mild to moderate and decrease in frequency the longer the medication is continued. Administration of orlistat with psyllium mucilloid reduced the incidence of GI side effects to 29% with psyllium vs. 71% without psyllium (58). Orlistat may reduce the absorption of fat-soluble vitamins A, D, E, and K, which can be mitigated with separate administration of vitamin supplementation.

 

PHENTERMINE/TOPIRAMATE

 

The controlled-release, single-tablet combination phentermine plus topiramate (trade name Qsymia) was approved by the FDA in 2012 as a long-term treatment for obesity for adults with BMI ≥ 30 kg/m2 or BMI ≥27 kg/m2 with at least one weight-related comorbidity. Phentermine is thought to promote weight loss by increasing norepinephrine release and decreasing its uptake in hypothalamic nuclei, leading to a decrease in food intake (59). It also acts as an adrenergic agonist that activates the sympathetic nervous system (60) to possibly increase energy expenditure. Topiramate is an FDA-approved medicine for epilepsy and migraine prophylaxis that has been shown to reduce body weight by promoting taste aversion and decreasing caloric intake (61). A carbonic-anhydrase inhibitor, topiramate was found to stimulate lipolysis in preclinical studies (62). Phentermine/topiramate is available in 4 doses: 3.75/23 mg (starting dose), 7.5/46 mg (lowest treatment dose), 11.25/69 mg or 15/92 mg (maximum treatment dose) daily.

 

Efficacy

 

Multiple Phase 1, 2, and 3 studies including more than 5000 subjects have evaluated the efficacy and safety of phentermine/topiramate combination therapy. The one-year EQUIP trial, a phase three 56-week RCT enrolled 1267 patients with obesity (mean BMI of 42.0 kg/m2) and showed 3.5% weight loss in the starting dose group (3.75 mg/23 mg) and 9.3% placebo-subtracted weight loss in the top treatment dose (15 mg/92 mg) group (27). The 52-week CONQUER trial randomized 2487 patients with obesity and a comorbidity (e.g. hypertension, dyslipidemia, prediabetes, diabetes, or abdominal obesity) to placebo, mid-dose treatment dose (7.5mg/46 mg), or maximum treatment dose (15/92 mg) and found 6.6% and 8.6% placebo-subtracted weight loss in the mid and maximum dose arms, respectively (26). A two-year extension of the CONQUER trial was published (SEQUEL) demonstrating mean placebo-subtracted weight loss of 7.5% in the mid-dose group and 8.7% in the maximum-dose group (63).

 

Effect on Metabolic Profile

 

Improvements in systolic blood pressure (SBP), diastolic blood pressure (DBP), triglycerides, and high-density lipoprotein (HDL) cholesterol were seen in subjects treated with phentermine plus topiramate compared with placebo in both EQUIP and CONQUER (26,27).  Improvements in fasting glucose and insulin levels were seen in the SEQUEL study, and a 54% and 76% reduction in progression to T2D in the two treatment groups was noted in subjects without diabetes at baseline (63).

 

Safety and Side Effects

 

Phentermine-topiramate is not recommended for patients with significant cardiac history such as coronary disease and uncontrolled hypertension (64). However, in individuals without coronary disease and with well-controlled hypertension, it is considered safe to use this drug along with regular blood pressure monitoring. Phentermine/topiramate exposure carries an increased risk of cleft lip/palate in infants exposed to the combination drug during the first trimester of pregnancy. Women of child-bearing age should have a pregnancy test prior to starting the medicine and be using contraception while taking it. Clinicians who prescribe phentermine-topiramate and pharmacists who dispense it should enroll in a Risk Evaluation and Mitigation Strategy (REMS), which includes education on prescribing information, monitoring during treatment, and side effects. This medication is also contraindicated in patients with hyperthyroidism, glaucoma, and in patients who have taken monoamine oxidase (MAO) inhibitors within 14 days. Topiramate can increase the risk of acidosis and renal stones so should be used cautiously in patients who have had stones previously (65).

 

In order to mitigate side effects, which include paresthesias, dizziness, dry mouth, constipation, dysgeusia, insomnia, and anxiety, a step-wise dosage titration is recommended. Phentermine-topiramate is initiated at the 3.75/23 mg dose daily for 14 days, followed by 7.5/46 mg daily thereafter. If after 12 weeks, a 3 percent loss in baseline bodyweight is not achieved, the dose can be increased to 11.25/69 mg for 14 days, and then to 15/92 mg daily. If an individual does not lose 5 percent of body weight after 12 weeks on the highest dose, phentermine-topiramate should be discontinued due to lack of response. Discontinuation should be performed gradually because rapid withdrawal of topiramate may provoke seizures.

 

BUPROPION/NALTREXONE  

 

The combination tablet of bupropion and naltrexone (trade name Contrave) was FDA-approved for weight loss in September 2014. Bupropion is a reuptake inhibitor of dopamine and norepinephrine that promotes activation of the central melanocortin pathways (66). Naltrexone is an opioid receptor antagonist that diminishes the mu-opioid receptor auto-inhibitory feedback loop on anorexigenic hypothalamic neurons activated by bupropion, thereby allowing for sustained weight loss (67). Bupropion/naltrexone comes in tablets containing 90 mg of bupropion HCl sustained-release and 8 mg of naltrexone HCl. The recommended starting dose is 1 tablet daily and increasing by 1 tablet each week until a total dose of 2 tabs twice daily is reached (total daily dose: bupropion 360 mg/naltrexone 32 mg). 

 

Efficacy

 

Four 56-week multicenter, double-blind, placebo-controlled trials (CONTRAVE Obesity Research: COR-I, COR-II, COR-BMOD, and COR-Diabetes) were conducted to evaluate the effect of bupropion/naltrexone in conjunction with lifestyle modification compared to a placebo-controlled cohort of 4536 patients.  The COR-I, COR-II, and COR-BMOD trials enrolled patients with BMI ≥ 30 kg/m² or BMI ≥ 27 kg/m² with at least one comorbidity (25,30,44). The COR-Diabetes trial enrolled patients with BMI greater than 27 kg/m² with T2D with or without hypertension or dyslipidemia (68). The primary endpoints were percent change from baseline body weight and the proportion of patients achieving at least a 5% reduction in body weight. In the 56-week COR-I trial, significantly greater mean weight loss (6.1%) occurred in patients assigned to naltrexone 32 mg/bupropion 360 mg dose compared with the placebo group (1.3%), and 48% of active treatment group achieved ≥5% weight loss compared to only 16% of placebo group (44). Similar weight loss efficacy was reported in COR-II (25) and COR-Diabetes (68) trials. Bupropion/naltrexone can be combined with intensive behavioral therapy (IBT) to achieve even greater weight loss (5.2% with placebo and 9.3% with bupropion/naltrexone) (30).

 

Effect on Metabolic Profile

 

In all of the COR trials, secondary cardiovascular risk endpoints were met, including statistically significant greater improvements in waist circumference (WC), visceral fat, HDL cholesterol, and triglyceride levels in the participants treated with the bupropion 360 mg/naltrexone 32 mg dose compared with placebo-treated participants (25,30,44,68). Participants with diabetes in the COR-Diabetes trial using bupropion/naltrexone also showed a significantly greater 0.6% reduction in HbA1c from baseline, compared to a 0.1% reduction in placebo (68).

 

Safety and Side Effects

 

The most common side effects of bupropion/naltrexone include nausea/vomiting, constipation, headache, dizziness, insomnia, and dry mouth. Medication interactions include MAO inhibitors (use during or within 14 days of administration), opioids and opioid agonists (including partial agonists) that are inactive in the presence of naltrexone, and abrupt discontinuation of alcohol, benzodiazepines, barbiturates, or antiepileptic drugs that can increase risk for seizure.  Bupropion/naltrexone should be avoided in patients with uncontrolled hypertension, history of seizures, history of bulimia or anorexia nervosa, and in individuals taking narcotics for pain control (69).

 

The FDA recommends monitoring patients for worsening or emergence of suicidal thoughts or behaviors. Women of child-bearing age should have a pregnancy test prior to starting the medicine and be using contraception while taking it.

 

LIRAGLUTIDE 3.0

 

Liraglutide 3.0 mg (trade name Saxenda) was approved by the FDA in December 2014 for adult obesity and has proven efficacy in adolescents age 12 to <18 years of age (70). Liraglutide is a glucagon-like peptide-1 (GLP-1) analogue that activates the GLP-1 receptor. In animal studies, peripheral administration of liraglutide results in uptake in specific brain regions regulating appetite, including the hypothalamus and brainstem (71). A short-term study (5 weeks) involving individuals with obesity and without diabetes demonstrated that liraglutide 3.0 mg/d suppressed acute food intake, subjective hunger, and delayed gastric emptying (72). Energy expenditure in subjects treated with liraglutide 3.0 mg/d decreased, even when corrected for weight loss (72), which may reflect metabolic adaptation to weight loss.

 

Efficacy

 

SCALE Obesity and Prediabetes (n=3731) and SCALE Diabetes (n=846) evaluated the effect of liraglutide 3.0 mg on overweight and obesity with normoglycemia, prediabetes, and diabetes respectively (28,73).  Both 56-week, randomized, placebo-controlled, double-blind clinical trials demonstrated significantly greater mean weight loss than placebo (8% vs. 2.6% in SCALE Obesity and Prediabetes (28) and 6.0% vs. 2% in SCALE Diabetes (73). The efficacy of liraglutide 3.0 in maintaining weight loss was examined in the SCALE Maintenance study. Four hundred and twenty-two subjects who lost ≥ 5% of their initial body weight on a low-calorie diet were randomly assigned to liraglutide 3.0 mg daily or placebo for 56 weeks. Mean weight loss on the initial diet was 6.0%.  By the end of the study, participants in the liraglutide 3.0 group lost an additional 6.2% compared to 0.2% with placebo (74).

 

Effect on Metabolic Profile

 

Secondary endpoints in the SCALE Obesity and Prediabetes included waist circumference, lipids, HbA1c, and blood pressure, all of which showed significantly greater improvement than placebo (28). SBP dropped by 4.2 mmHg vs. 1.5 mmHg in the liraglutide 3.0 mg vs. placebo groups. Diastolic blood pressured was reduced by 2.6 mm Hg vs. 1.9 mm Hg. The most significant change in lipid profile was in the triglycerides that were reduced by 13.0 mg/dl in the liraglutide 3.0 mg group vs. 5.5 mg/dl in the placebo group. Participants assigned to liraglutide 3.0 had a lower frequency of prediabetes and were less likely to develop T2D than those assigned to placebo (28), an outcome that persisted in a 3-year extension analysis (75). For participants with obesity and moderate/severe obstructive sleep apnea, liraglutide 3.0 mg treatment resulted in significantly greater reductions than placebo in apnea-hypopnea index, body weight, SBP, and HbA1c levels (76).

 

In the SCALE Diabetes study, HbA1c levels were 0.93% lower in the liraglutide 3.0 vs. placebo treated group, and similar significant benefits on triglyceride (lower) and HDL cholesterol (higher) as in the SCALE Obesity study were reported (73).

 

Although liraglutide 3.0 mg was not evaluated in a cardiovascular outcomes trial (CVOT), the lower dose liraglutide 1.8 mg (Victoza), approved for T2D, was assessed in the LEADER trial (77). The primary outcome was a composite of major adverse cardiovascular events (MACE) including CVD death, nonfatal myocardial infarction (MI), and nonfatal stroke. Adults with T2D and baseline average BMI 32.5 kg/m2 were randomized to liraglutide 1.8 mg vs. placebo. Approximately 81% of participants had established CVD. After a median of 3.8 years, individuals on liraglutide 1.8 mg demonstrated a 13% risk reduction in 3-point MACE compared to placebo. Analysis of additional outcomes showed a 22% reduction in CVD death and a 15% reduction in all-cause deaths. This risk reduction was driven primarily by a reduction in death from CV causes (p=0.01 for superiority) and all-cause mortality was reduced by 15%.  Statistical significance was not achieved with individual endpoints of nonfatal MI or nonfatal stroke. Liraglutide 1.8 mg is now FDA-approved for secondary CV prevention in adults with T2D (78).

 

Safety and Side Effects

 

Gastrointestinal symptoms, such as nausea, vomiting and abdominal pain were the most common reason subjects withdrew from the SCALE trials. In a secondary analysis of these trials, treatment with liraglutide 3.0 resulted in dose-independent, reversible increases in amylase/lipase activity (7% for amylase and 31% for lipase) (79). Thirteen subjects (0.4%) in the liraglutide 3.0 group compared to one (0.1%) with placebo developed pancreatitis, but nearly half of these had evidence for gallstones as well (79). Even though liraglutide treatment showed improvements in blood pressure and lipids, it was found to increase heart rate by an average of 2 beats/min in SCALE Diabetes (73).  Animal studies with liraglutide showing an association with medullary thyroid cancer have led to FDA label warnings. Even though the relevance of this observation to humans has not been determined, a personal or family history of medullary thyroid cancer or multiple endocrine neoplasia type 2 (MEN 2) is considered a contraindication for treatment with this medication (80).

 

Women of child-bearing age should have a pregnancy test prior to starting the medicine and be using contraception while taking it.

 

SETMELANOTIDE

 

Setmelanotide (trade name Imcivree) is a melanocortin-4-receptor (MC4R) agonist that was FDA-approved in November 2020 for the treatment of monogenic obesity due to pro-opiomelanocortin (POMC), proprotein convertase subtilisin/kexin type 1 (PCSK1), or leptin receptor (LEPR) deficiency in individuals ages 6 or older (81). Binding of leptin to its receptor causes intracellular PCSK1 to cleave the POMC peptide into alpha-melanocyte stimulating hormone (ɑMSH), which is the endogenous agonist of MC4R (82). Deficiencies in this pathway manifest clinically as hyperphagia, impaired pubertal development, obesity, and insulin resistance with individuals who are homozygous or compound heterozygous for deleterious mutations in POMC also presenting with adrenal insufficiency and hypopigmentation. Setmelanotide is administered as a once daily subcutaneous injection starting at 2 mg daily in patients age 12 or older and 1 mg daily in patients age 6 to less than 12 years. Dose may be titrated up to a maximum of 3 mg daily depending on tolerance and efficacy.

 

Efficacy

 

A single-arm, open-label, multicenter phase 3 trial of 21 participants aged 6 years and older evaluated the efficacy of setmelanotide for weight loss in patients with POMC deficiency (homozygous or compound heterozygous variants in POMC or PCSK1) or LEPR deficiency (83). After 12 weeks of treatment, those who lost at least 5 kg (or 5% if baseline weight was <100 kg) were then continued into an 8-week placebo-controlled withdrawal phase consisting of 4 weeks each of blinded setmelanotide or placebo treatment followed by an additional 32 weeks of open-label treatment. After approximately 1-year, mean weight loss was 25.6% among individuals with POMC deficiency and 12.5% among those with LEPR deficiency. Eight (80%) participants with POMC deficiency and 5 (45%) participants with LEPR deficiency achieved ≥ 10% weight loss.

 

Effect on Metabolic Profile

 

Individuals with POMC deficiency experienced an absolute reduction in HbA1c of -0.3%, and those with LEPR deficiency saw a reduction of -0.2%, neither of which were statistically significant. Lipid profiles improved among all participants: HDL increased by 45.0% and 19.6%, LDL decreased by -7.6% and -10.0%, and triglycerides decreased by -36.6% and -7.0% in POMC and LEPR deficiency groups, respectively.

 

Safety and Side Effects

 

The most common adverse events were injection site reactions, hyperpigmentation, and nausea. No clinically significant changes in heart rate or blood pressure were observed. Spontaneous penile erections in males have occurred (81). Though the manufacturer warns of suicidal ideation and depression, the phase 3 trial reported one case of suicidal ideation not present at baseline and no treatment-related worsening in depression (83).

 

SEMAGLUTIDE 2.4

 

Semaglutide 2.4mg (trade name Wegovy) is FDA-approved for two indications:

  1. To reduce the risk of MACE in adults with established CVD and either obesity or overweight.
  2. To reduce excess body weight and maintain weight reduction long term in (1) adults with obesity or overweight plus at least one weight-related comorbidity and (2) pediatric patients aged 12 years and older with obesity.

 

Semaglutide is a long-acting GLP-1 analogue administered via weekly subcutaneous injection at doses of 0.25 mg, 0.5 mg, 1.0 mg, 1.7 mg, and 2.4 mg (84).  It promotes weight loss through multiple mechanisms including slowing gastric emptying, thereby reducing hunger and energy intake, in addition to direct anorexigenic effects on the brain leading to increased satiety (85).

 

Efficacy

 

Semaglutide Treatment Effect in People with obesity (STEP) trials 1-4 evaluated the effect of semaglutide 2.4mg once weekly on weight loss in patients with overweight or obesity, with and without T2D (86-89). STEP 1-4 are 68-week, phase 3, double-blind, randomized, multicenter trials.  STEP 1 (n=1961) was conducted in adult patients with obesity/overweight without T2D and demonstrated an average placebo-subtracted weight loss of 12.4% with 86.4% achieving ≥ 5% weight loss compared to 31.5% with placebo. STEP 2 (n=1210) was conducted in adults with obesity or overweight and T2D and found an average placebo-subtracted weight loss of 6.2%, with 68.8% achieving ≥ 5% weight loss compared to 28.5% with placebo.  STEP 3 (n=611) treated adults with obesity or overweight with semaglutide 2.4 mg as an adjunct to intensive behavioral therapy (IBT) and found an average placebo-subtracted weight loss of 10.3%, with 86.6% achieving ≥ 5% weight loss compared to 47.6% with placebo plus IBT. STEP 4 (n=902) examined the efficacy of semaglutide 2.4mg weekly in maintaining weight loss achieved after a 20-week run-in period (16 weeks of dose escalation; 4 weeks of maintenance dose). Among the 803 patients who completed the run-in period with a mean weight loss of 10.6%, those continued on semaglutide from week 20 to 68 achieved further average weight loss of 7.9% versus an average weight gain of 6.8% in those randomized to placebo after the run-in period. The durability of semaglutide 2.4 mg for weight loss was established by STEP 5 (n=304), which reported mean weight change of -15.2%  in the semaglutide group vs -2.6% in the placebo group over a period of 104 weeks (90). Conducted in Japan and South Korea, STEP 6 diversified the eligible population by enrolling adults with BMI ≥ 27 with at least two weight-related comorbidities or BMI ≥35 with at least one weight-related comorbidity. At 68 weeks, mean weight change was -13.2% with semaglutide 2.4 mg, -9.6% with semaglutide 1.7 mg, and -2.1% with placebo (91). STEP TEENS garnered semaglutide’s FDA-approval for treatment of obesity in pediatric and adolescents aged 12 years and older, demonstrating 16.1% weight loss with semaglutide vs 0.6% weight gain with placebo over 68 weeks (92).

 

Evidence for efficacy compared to similar agents is limited. In a 52-week multicenter phase 2 RCT conducted in adults with obesity and without T2D, semaglutide 0.2-0.4 mg/d demonstrated weight loss superiority compared to liraglutide 3.0 mg/d or placebo (93). The phase 3 RCT, STEP 8, randomized adults with obesity without T2D to liraglutide 3.0 mg/d or semaglutide 2.4 mg/wk or respective placebos (94). After 68 weeks, mean body weight change from baseline was significantly greater with semaglutide: -15.8% with semaglutide vs -6.4% with liraglutide.

 

In March 2024, semaglutide 2.4 mg received FDA-approval for the treatment of CVD in adults with preexisting CVD and obesity or overweight. In the SELECT trial, adults age 45 years or greater with BMI ≥ 27 and preexisting cardiovascular disease were randomized to semaglutide 2.4 mg vs placebo to investigate the primary endpoint of 3-point MACE: death from cardiovascular causes, nonfatal myocardial infarction, or nonfatal stroke (95). After a mean follow-up duration of 39.8± 9.4 months, the primary endpoint occurred in 6.5% of participants in the semaglutide group vs 8.0% in the placebo group, resulting in a relative risk reduction of 20%. The SELECT trial builds upon an established body of evidence (e.g., SUSTAIN-6) demonstrating the CV safety and benefits of semaglutide and is groundbreaking as the first CVOT to demonstrate secondary cardiovascular prevention with an anti-obesity medication in a population without T2D. 

 

Effect on Metabolic Profile

 

Secondary endpoints in the STEP 1 trial included weight circumference, blood pressure, lipids, c-reactive protein, HbA1c, and physical functioning scores (SF-36, IWQOL-Lite-CT), all of which showed significantly greater improvement than placebo (133). SBP was reduced by -6.16 mmHg vs. -1.06 mmHg in the semaglutide 2.4 mg vs. placebo groups. Diastolic blood pressure decreased by -2.83 mmHg vs. -0.42 in the semaglutide 2.4 mg vs. placebo groups.  HbA1c decreased by -0.52% vs. -0.17% in semaglutide 2.4 vs. placebo groups, with 84.1% of participants achieving normoglycemia at 68 weeks on semaglutide 2.4 vs. 47.8% of patients on placebo. In the STEP 2 trial, conducted in adults with obesity and T2D, HbA1c levels at 68 weeks were reduced by -1.6% in the semaglutide 2.4 vs. -1.5% in the semaglutide 1.0 vs. -0.4% in the placebo group, and 78.5%, 72.3%, and 26.5% achieved an HbA1c<7.0 (89). There were also significant improvements over placebo in SBP, triglycerides, C-reactive protein and physical functioning scores. A secondary analysis of the SELECT trial demonstrated semaglutide’s potential for the primary prevention of T2D and for the regression of T2D: only 1.5% vs 6.9% with placebo had biochemical diabetes by week 156, establishing a number needed to treat (NNT) of 18.5 to prevent one case of diabetes (96). Furthermore, 69.5% vs 35.8% achieved diabetes regression, defined biochemically as A1c <5.7 (i.e., normoglycemia).

 

The SELECT trial also examined the pre-specified main composite kidney endpoint of: death from kidney disease, initiation of chronic kidney replacement therapy, onset of persistent estimated glomerular filtration rate (eGFR) < 15, persistent ≥50% reduction in eGFR or onset of persistent macroalbuminuria) (97). This endpoint was observed in 1.8% of participants on semaglutide 2.4 mg vs 2.2% of participants on placebo, resulting in a relative risk reduction of 22%. No particular subgroup with respect to age, sex, race, ethnicity, baseline eGFR (<60 or ≥60), baseline UACR (<30, 30 to <300, ≥300), baseline body weight, baseline BMI, baseline A1c, or CVD inclusion criteria were found to have a statistically significant interaction with the treatment effect of semaglutide. The FLOW trial established renal benefit with semaglutide 1.0 mg in adults with T2D and CKD (98): after a median of 3.4 years, semaglutide resulted in a 24% relative risk reduction in the primary outcome defined as a composite of the onset of kidney failure (dialysis, transplantation, or eGFR <15 ), ≥50% reduction in the eGFR from baseline, or death from kidney-related or cardiovascular causes.

 

A dedicated phase 2 trial for the treatment of non-alcoholic steatohepatitis (NASH) involving patients with biopsy-confirmed NASH and liver fibrosis of stage F1, F2, or F3 determined semaglutide 0.1 mg/d, 0.2 mg/d, or 0.4 mg/d was more effective than placebo for achieving NASH resolution with no worsening of fibrosis: 40% in the 0.1-mg group, 36% in the 0.2-mg group, 59% in the 0.4-mg group, and 17% in the placebo group (99). The mean percent weight loss was 13% in the 0.4-mg group vs 1% in the placebo group.

 

Additional cardiovascular protection has been proven in heart failure with preserved ejection fraction (HFpEF). Semaglutide 2.4 mg was demonstrated in the STEP HFpEF trial to significantly improve the Kansas City Cardiomyopathy Questionnaire clinical summary score by 16.6 points vs 8.7 points with placebo in adults with HFpEF and obesity (BMI ≥ 30) (100). Mean change in body weight was -13.3% with semaglutide and -2.6% with placebo over 52 weeks. The improvement in HFpEF symptoms may be mediated by weight-independent mechanisms and measurable via reductions in N-terminal pro–B-type natriuretic peptide (NT-proBNP)(101).

 

Safety and Side Effects

 

The most common side effects in phase 3 RCTs of semaglutide 2.4mg were nausea, diarrhea, vomiting and constipation. In the STEP 1 trial, these gastrointestinal side effects occurred more often in those receiving semaglutide vs. placebo (74.2% vs. 47.9%).  However, most of these were mild-moderate in severity; serious adverse events occurred in 9.8% of those receiving semaglutide vs. 6.4% of those on placebo.  Serious adverse events included serious gastrointestinal disorders (1.4% with semaglutide vs. 0% with placebo), hepatobiliary disorders (1.3% with semaglutide vs. 0.2% with placebo), gallbladder disorders (2.6% with semaglutide vs. 1.2% with placebo), and mild acute pancreatitis (0.2% with semaglutide vs. 0% placebo). Across all RCTs, participants experienced an average increase in heart rate of 1-4 beats per minute (bpm); 26% of individuals on semaglutide vs. 16% of those on placebo had increased heart rates by 20 bpm or more (84). Among patients with T2D, hypoglycemia occurred in 6.2% of patients treated with semaglutide vs. 2.5% of patients on placebo (89). Psychiatric side effects did not emerge as a treatment-related adverse event, and a real-world cohort study of over 200,000 patients found no evidence for increased risk of suicidal ideation (102). 

 

Like liraglutide, semaglutide is contraindicated in the setting of a personal or family history of medullary thyroid carcinoma or Multiple Endocrine Neoplasia syndrome type 2. In rodents, semaglutide was found to cause thyroid C-cell tumors, but no human cases have been linked to semaglutide use. A narrative review of RCT and real-world data found no compelling link between semaglutide and thyroid cancer (103), and a systematic review and meta-analysis further concluded there was no increased risk of any cancer with semaglutide (104). Women of child-bearing age should have a pregnancy test prior to starting the medicine and be using contraception while taking it. Semaglutide 2.4mg should be discontinued at least 2 months prior to conception per manufacturer’s recommendation (84). 

 

TIRZEPATIDE

 

Tirzepatide (trade name Zepbound) is approved for the treatment of obesity (BMI ≥ 30) or overweight (BMI ≥ 27) with at least one weight-related comorbidity. Tirzepatide is a first-in-class dual agonist at GLP-1 and glucose-dependent insulinotropic peptide (GIP) receptors. It is administered via once weekly subcutaneous injection at doses of 2.5, 5, 7.5, 10, 12.5, and 15 mg. Tirzepatide is biased towards GIP activity, with less GLP1 agonism compared to endogenous GLP1. With respect to potential mechanisms for cardiometabolic protection and weight loss, the actions of GIP may include (105):

  1. Reduction in caloric intake.
  2. Increase in glucose and triglyceride uptake at adipose tissue.
  3. Increase in insulin sensitivity.

 

Additional mechanisms involving both GIP and GLP1 pathways may also contribute to weight loss (106), though significant nuance exists in understanding their actions as investigated in mouse vs human studies (107).

 

Efficacy

 

Tirzepatide has been investigated for the treatment of obesity in four phase 3 RCTs thus far: SURMOUNT-1, SURMOUNT-2, SURMOUNT-3, and SURMOUNT-4.

 

SURMOUNT-1 enrolled 2539 participants with BMI ≥ 30 or ≥ 27 with at least one weight-related comorbidity who were randomized to 5, 10, or 15 mg of tirzepatide or placebo for 72 weeks (108). Baseline weight was 104.8 kg and baseline BMI was 38.0. The mean weight change was -15.0%, -19.5%, -20.9%, and -3.1% with tirzepatide 5 mg, 10 mg, 15 mg, and placebo, respectively. Categorical weight loss outcomes for tirzepatide 5 mg, 10 mg, 15 mg, and placebo were: 85%, 89%, 91%, and 35%, respectively.

 

In SURMOUNT-2, adults with BMI ≥ 27 and A1c 7-10% on stable anti-diabetic therapy, either diet and exercise alone or oral antihyperglycemic medication for at least 3 months were randomized to tirzepatide 10 mg, 15 mg, or placebo for 72 weeks (109). Baseline weight was 100.7 kg, BMI 36.1, and A1c 8.02%. On average, duration of diabetes was 8.5 years. Change in weight was -12.8%, -14.7%, and -3.2% with tirzepatide 10 mg, 15 mg, and placebo, respectively. Participants who achieved ≥5% weight loss were 79%, 83%, and 32%, respectively. A1c was equally reduced by 2.1% with both tirzepatide 10 mg and 15 mg vs 0.5% with placebo. A post hoc analysis showed that the proportion of participants who increased anti-diabetic therapy intensity decreased in the tirzepatide arms and increased in the placebo arm.

 

SURMOUNT-3 investigated the effect of tirzepatide (10 mg or 15 mg) vs placebo after ≥5% weight loss with ILI in adults with BMI ≥ 30 or ≥ 27 and at least one weight-related comorbidity. At baseline, weight was 110.1 kg and BMI was 38.7. After 72 weeks, participants on tirzepatide lost 18.4% of their baseline weight while those on placebo gained 2.5%. Significant more people on tirzepatide than placebo achieved ≥5% weight loss: 87.5% vs 16.5%. The numerically lower average weight loss achieved in SURMOUNT-3 compared to that in SURMOUNT-1 has called into question the role of lifestyle management in the era of highly effective AOMs, but several potential areas of benefit have been identified, outside of weight: body composition and preservation of lean muscle mass, micronutrient adequacy, and cementation of behavior strategies associated with long-term weight loss maintenance (110).

 

SURMOUNT-4 examined the efficacy of tirzepatide (10 or 15 mg) vs placebo for weight loss maintenance in adults who completed a 36-week lead-in weight loss period. At the end of 36 weeks, average weight loss was 20.9% with tirzepatide vs --- with placebo. From week 36 to week 88, participants lost an addition 5.5% with tirzepatide and gained 14.0% with placebo. Overall, tirzepatide resulted in weight loss maintenance, defined as ≥ 80% of weight lost, for 89.5% of participants compared to only 16.6% of those on placebo. The total mean weight change from week 0 to 88 was -25.3% vs -9.9% in tirzepatide vs placebo arms.

 

The SURMOUNT trials were notable for a few unique characteristics:

  • New in-class mechanism of action incorporating GIP agonism.
  • More balanced male-to-female recruitment approximating 50%, compared to prior obesity clinical trials.
  • A new threshold achieved for average weight loss, greater than 20%, a milestone approaching and surpassing that of some bariatric surgeries.

 

Pending SURMOUNT trials include SURMOUNT-5, a head-to-head trial of tirzepatide vs semaglutide for obesity, and SURMOUNT-MMO, tirzepatide’s CVOT.

 

Effect on Metabolic Profile

 

The benefits of tirzepatide on cardiometabolic risk factors was consistent across all trials. Participants on tirzepatide experienced significantly greater improvements in SBP, DBP, fasting insulin, fasting glucose, A1c, LDL cholesterol, HDL cholesterol, and triglycerides compared to placebo. In SURMOUNT-1, -2, and -3, SBP decreased by 5 to 7 mmHg with tirzepatide vs no change or increase in placebo groups. In SURMOUNT-4, during the weight loss maintenance phase, SBP increased by 2.1 mmHg with tirzepatide vs 8.4 mmHg with placebo. Insulin sensitivity improved among tirzepatide groups, with fasting insulin reduced by about 40% in SURMOUNT-1, -3, and -4. Among participants with obesity and T2D in SURMOUNT-2, A1c was reduced by about 2% with tirzepatide 10 or 15 mg vs 0.5% with placebo. The most dramatic improvements in lipid profiles remained the reduction of triglycerides of about 25% in SURMOUNT-1, -2, and -3, and up to 33% in SURMOUNT-4.

 

Tirzepatide has recently been investigated in a phase 3 trial specific for benefits in obstructive sleep apnea (OSA). The SURMOUNT-OSA trial (n=469) assessed the safety and efficacy of tirzepatide 10 or 15mg weekly on adults with moderate-to-severe OSA and a BMI ≥30 (111). At 52 weeks, the trial showed a significant reduction in the apnea-hypopnea index (AHI) both in participants who were and were not receiving positive airway pressure (PAP) at baseline.  In participants not receiving PAP therapy, those on tirzepatide had a reduction in AHI by -25.3 events/hr vs, -5.3 events/hr in placebo and a placebo subtracted weight loss of -16.1%. Similarly, in participants receiving PAP therapy at baseline, those on tirzepatide had a reduction in AHI by -29.3 event/hr vs. -5.5 events/hr in placebo and placebo subtracted weight loss of 17.3%.

 

In a phase 2 study (SYNERGY-NASH) of participants with biopsy-confirmed metabolic-associated steatohepatitis (MASH) and stage F2 or F3 fibrosis, a significantly greater proportion of participants achieved resolution of MASH without worsening of fibrosis in tirzepatide groups compared to placebo after 52 weeks of treatment {Loomba 2024}: 44% (5 mg), 56% (10 mg), 62% (15 mg) vs 10% (placebo).

 

Safety and Side Effects

 

Across all four SURMOUNT obesity trials, the most common adverse events were gastrointestinal: nausea, vomiting, diarrhea, constipation. Treatment discontinuation rates due to adverse events were generally low (2-8%). No imbalances were noted for incidence of pancreatitis between tirzepatide groups and placebo. No cases of medullary thyroid carcinoma or pancreatic cancer occurred. In general, the incidence of gallbladder disease was numerically greater in tirzepatide groups compared to placebo though the overall incidences were low (<1%).

 

While all AOMs are contraindicated in pregnancy, tirzepatide has been observed to affect absorption of estradiol-containing oral contraceptives and potentially reduce their efficacy as birth control, specifically during dose escalation phases of tirzepatide. For this reason, individuals of childbearing potential should be counseled to use a second form of birth control during dose escalation. The purported mechanism for this interference is a reduction in gastrointestinal motility and absorption, which may occur with other incretin therapies (i.e., semaglutide, liraglutide), but such interactions have not been reported. 

 

GELESIS 100

 

Gelesis100 (Plenity) is the first anti-obesity agent that is FDA-approved for adults with overweight (BMI 25-40 kg/m2) irrespective of comorbidities. Gelesis100 is a hydrogel matrix composed of modified cellulose cross-linked with citric acid. Its mechanism of action is to absorb water to occupy about one-fourth of the average stomach volume, promoting fullness. Because it achieves its primary intended purpose through a mechanical mode of action, it is considered a device rather than a drug and has no systemic effects. One dose is three oral capsules (2.25 g/dose) that is ingested with 500 ml of water 20-30 min prior to lunch and dinner.

 

Efficacy

 

The efficacy of Gelesis100 was evaluated in the Gelesis Loss of Weight (GLOW) randomized double-blind placebo-control trial (112). Adults with overweight or obesity with or without comorbidities were randomized to Gelesis100 (n=223) or placebo (n=213) for 6 months, and completers who had lost ≥ 3% of baseline weight after 24 weeks were offered to continue in the 24-week open-label single cross-over extension trial GLOW-EX(112). At 6 months, weight loss was 6.4% vs. 4.4% (p=0.0007) in the Gelesis100 vs. placebo groups, respectively, and 58.6% vs. 42.2% of individuals lost ≥ 5% of baseline weight (p=0.0008). Gelesis100 was not significantly more effective in individuals with prediabetes or drug-naïve T2D with respect to mean percent change in body weight, which had been a notable observation in the pilot study First Loss of Weight (FLOW) (112). However, weight loss of ≥ 10% in this subgroup was achieved by 44% vs. 14% of those on Gelesis100 vs. placebo, respectively. In GLOW-EX (n=39), participants in the Gelesis100 group had achieved at mean of 7.1% weight loss at end of the GLOW trial, and continuation of Gelesis100 resulted in a mean weight loss of 7.6% at 48 weeks, demonstrating weight loss maintenance.

 

Effect on Metabolic Profile

 

Overall, there were no significant differences between Gelesis100 or placebo in cardiovascular risk factors of LDL-C, HDL-C, triglycerides, systolic BP, diastolic BP, or HOMA-IR. In a subgroup of individuals with elevated LDL-C, blood pressure, or HOMA-IR, there was a greater reduction in LDL-C, resolution of hypertension, and reduction in HOMA-IR in those treated with Gelesis100.

 

Safety and Side Effects

 

Side effects due to Gelesis100 are commonly gastrointestinal, including abdominal distension, infrequent bowel movements, or dyspepsia. There were no significant differences between groups with regards to serum vitamin levels. Gelesis100 is contraindicated in pregnancy or individuals with allergies to cellulose, citric acid, sodium stearyl fumarate, gelatin, or titanium oxide (45). It should be avoided in patients with esophageal anatomic anomalies, suspected strictures, or post-operative complications that affect gastrointestinal transit and motility. The manufacturer recommends caution in patients with active gastrointestinal reflux diseases. The impact of Gelesis100 on the absorption of other medications was investigated only with metformin. Concurrent administration of Gelesis100 with metformin in the fasting state reduced the median area-under-the-curve (AUC) for metformin but had no effect on metformin AUC when administered during a meal. It is recommended that Gelesis100 be considered “food” when counseling patients on administration of other medications that require ingestion “on an empty stomach” vs. “with food.”

 

NON-FDA APPROVED (OFF-LABEL) MEDICATIONS THAT CAUSE WEIGHT LOSS              

 

Several medications prescribed for conditions other than obesity have been found to be effective weight loss drugs in patients with obesity. If used for weight loss, the prescribed use of these medications would be off-label.

 

Bupropion

 

Bupropion (trade name Wellbutrin or Zyban) is used for depression and smoking cessation and can cause weight loss as a side effect. While the mean weight loss seen with bupropion is small, it is a preferred alternative to most antidepressants, which commonly cause weight gain.

 

A 48-week randomized placebo-controlled trial randomized individuals with obesity to placebo, 300 mg, or 400 mg of bupropion sustained release (SR). Percentage losses of initial body weight for subjects completing 24 weeks were 5.0%, 7.2%, and 10.1% for placebo, bupropion SR 300, and 400 mg/d, respectively (113).  In subjects with obesity and depressive symptoms, bupropion SR was more effective than placebo in achieving weight-loss when combined with a 500 kcal deficit diet (4.6% vs.1.8% loss of baseline body weight, P<0.001) (114). Bupropion is contraindicated in patients with seizures, current or prior diagnosis of bulimia or anorexia nervosa, and concurrent use with MAOs (115). Caution should be used in patients with hypertension, mania/hypomania, psychosis, and angle-closure glaucoma.

 

Metformin

 

Metformin (trade name Glucophage) is an antihyperglycemic agent that acts by suppressing gluconeogenesis and increasing peripheral insulin sensitivity (116). Potential weight loss mechanisms include:

  1. Activation of AMP-activated protein kinase (AMPK) to mimic an “energy deficient” state (117,118).
  2. Increasing anorexigenic hormones GLP-1 (119), growth/differentiation factor-15 (GDF-15) (120), neuropeptide Y (NPY), and agouti-related protein (AgRP) (121).
  3. Increasing leptin sensitivity (122).

 

In the landmark Diabetes Prevention Program (DPP), 3234 participants without T2D but with fasting and post-prandial hyperglycemia were randomized to intensive lifestyle intervention (ILI), metformin, or placebo (14). ILI consisted of a 7% weight loss goal, 150 minutes per week of physical activity, and a low-fat diet. The mean age was 51 years and mean BMI was 34.0 kg/m2. The metformin group was not offered ILI and was assigned to metformin 850 mg twice a day. After an average follow-up of 2.8 years, patients in the metformin group achieved greater weight loss than placebo but less than the ILI group. The average weight loss was 0.1 kg, 2.1 kg, and 5.6 kg in the placebo, metformin, and ILI groups, respectively (P<0.001, cross-group comparison) (14). The extended observational trial DPP Observation Study showed that the group on metformin maintained 3% weight reduction compared to placebo for 6-15 years after DPP ended (123). Short-term studies and meta-analyses in individuals with obesity and without prediabetes/diabetes consistently demonstrate ~2% weight loss beyond placebo, with a greater response in those with more insulin resistance (124). Metformin is therefore considered a first line drug in treating patients with T2D and obesity. The most common side effects of metformin are nausea, flatulence, diarrhea, and bloating (125). The most serious side effect is lactic acidosis, but this is rare (<1/100,000) (126).  Monitoring for vitamin B12 deficiency is recommend as long-term use of metformin has been associated with low vitamin B12 levels and neuropathy (127).

 

Pramlintide

 

Pramlintide acetate (trade name Symlin) is an injectable agent that is FDA-approved for the treatment of type 1 and T2D.  Pramlintide mimics the action of the pancreatic hormone amylin, which along with insulin regulates postprandial glucose control. Its effect on weight loss is thought to be mediated through central (brain) receptors (128) that improve appetite control (129). In a pooled, post-hoc analysis of overweight and obese insulin-treated patients with T2D, pramlintide-treated patients (receiving 120 ug twice daily) had a body weight reduction of -1.8 kg (P<0.0001) compared with placebo-treated patients (130). In this study, pramlintide-treated patients experienced a 3-fold increase in successfully achieving a total body weight loss of ≥ 5%, when compared to those who received placebo. Subsequently, randomized trials combining pramlintide or placebo with a lifestyle intervention were undertaken in obese participants without diabetes. Treatment with pramlintide (up to 240 ug three time daily) for 16 weeks resulted in a placebo-corrected reduction in body weight of 3.7% (P<0.001) and 31% of pramlintide-treated subjects achieved ≥5% weight loss vs. 2% with placebo (P<0.001) (131). In another study with one year follow-up, placebo-corrected weight loss in those taking 120 g three time daily and 360 ug twice daily averaged 5.6% and 6.8% (132). Nausea is the most common adverse event with pramlintide treatment in these studies.

 

Sodium-Glucose Transporter-2 Inhibitors

 

Sodium-glucose transport-2 (SLGT2) inhibitors are a class of medications used for the treatment of T2D. Inhibition of SGLT2 in the kidney lowers the renal threshold for glucose reabsorption, resulting in glucosuria and improved plasma glucose levels. As of 2024, there are five SLGT2 inhibitors approved in the U.S.: canagliflozin (Invokana), dapagliflozin (Farxiga), ertugliflozin (Steglatro), empagliflozin (Jardiance), and bexagliflozin (Brenzavvy). Pooled analyses of four phase 3 trials in adults with T2D showed about 2-3% placebo-subtracted weight loss with canagliflozin 100-300 mg/d at 26 weeks (133). Dapagliflozin on a background of metformin was found to result in a placebo-subtracted weight loss of 2.42kg at 102 weeks in adults with T2D and obesity (134). In the landmark EMPA-REG CVOT, average placebo-subtracted weight loss of about 2 kg was maintained out to 220 weeks with empagliflozin 25 mg (135). The fourth SGLT2 inhibitor, ertugliflozin, also resulted in about 2kg weight loss over placebo in adults with T2D treated for 26 weeks (136). A meta-analysis of EMPA-REG, CANVAS (137,138), and DECLARE-TIMI 58 (139) found that SGLT2 inhibitors were associated with a 24% reduction in hospitalization for heart failure and CVD death in individuals with T2D and established CVD (140). This same meta-analysis concluded that SGLT2 inhibitors were also associated with nearly a 50% reduction in the composite outcome of end-stage renal disease, renal worsening, or renal failure in individuals with T2D and CVD or CVD risk factors. The reno-protective effect may be independent of baseline A1c given attenuated eGFR declines observed in CREDENCE and DAPA-HF trials with little change in A1c (141,142), suggesting a role of SGLT2 inhibitors in individuals with nephropathy without T2D. Dapagliflozin was recently approved by the FDA for the treatment of heart failure in individuals with or without T2D based on the results of the DAPA-HF trial (142). EMPEROR-Preserved and EMPEROR-Reduced established similar benefits of empagliflozin in heart failure irrespective of ejection fraction (143).

 

DAPA-CKD and EMPA-KIDNEY evaluated the effect of SGLT2 inhibitors in the broader CKD population (144,145). In DAPA-CKD, adults with eGFR 25-75 and urinary albumin-to-creatinine ratio (UACR) of 200-5000 were randomized to dapagliflozin 10 mg or placebo (146). The primary outcome was a composite of a sustained decline in the estimated GFR of at least 50%, end-stage kidney disease, or death from renal or cardiovascular causes. After a median of 2.4 years, the primary outcome occurred in 9.2% vs 14.5% in the dapagliflozin vs placebo groups, respectively, representing a 39% relative risk reduction. In EMPA-KIDNEY, adults with eGFR 20-45 or eGFR 45-90 with UACR ≥200 were randomized to empagliflozin 10 mg or placebo (147). The primary outcome was a composite of progression of kidney disease (defined as end-stage kidney disease, a sustained decrease in eGFR to <10 ml per minute per 1.73 m2, a sustained decrease in eGFR of ≥40% from baseline, or death from renal causes) or death from cardiovascular causes. After a median of 2.0 years, the primary outcome occurred in 13.1% vs 16.9% in the empagliflozin and placebo groups, respectively, representing a 28% relative risk reduction.

 

Data for bexagliflozin is comparatively scarce to other members of its class. In a phase 3 RCT of adults with T2D and stage 3a/3b CKD, bexagliflozin resulted in A1c reduction of 0.59-0.65% vs 0.16-0.34% with placebo, depending on eGFR (148).

 

Due to the mechanism of action, all SGLT2 inhibitors may cause urinary tract infections, genital mycotic infections, and dehydration. They are contraindicated in end-stage renal disease and dialysis (149-152).

 

Topiramate

 

Topiramate (trade name Topamax) is an antiepileptic agent that has been found to reduce body weight in patients with a variety of disorders including epilepsy, bipolar disorder, and binge eating disorder (153). Randomized controlled trials have shown that topiramate is both tolerable and effective in promoting weight loss (61). In addition to use for epilepsy, topiramate has received FDA approval for the prevention of migraine headaches. Topiramate can cause paresthesias and cognitive side effects, such as word-finding difficulty and memory loss. Caution should be taken if used in patients predisposed to renal stones, acute angle glaucoma, or metabolic acidosis (154).

 

Zonisamide

 

Zonisamide (trade name Zonegran) is another antiepileptic medication that has also been found to reduce body weight in patients. Short (16 weeks) and longer (one year) randomized-controlled studies in patients with obesity have shown that 400 mg of zonisamide daily is effective in promoting modest weight loss (~5 kg placebo-subtracted weight) (155,156). The most commonly reported side effects compared to placebo were gastrointestinal (nausea/vomiting), nervous system (headaches), and cognitive (anxiety, impaired memory, language problems) (156).  Zonisamide should not be given to patients hypersensitive to sulfonamides (157).

 

Metreleptin

 

Metreleptin (trade name Myalept) is a leptin analog approved to treat the complications of leptin deficiency in individuals with congenital or acquired generalized lipodystrophy (158). It has been used off-label for the treatment of obesity and other endocrine complications in people with congenital leptin deficiency and hypothalamic amenorrhea (159). Metreleptin is administered as a once daily subcutaneous injection with dosages ranging from 0.06 mg/kg/d to 10 mg/d, depending on body weight and sex. Additional precautions should be implemented if it is being considered for individuals with T-cell lymphoma or autoimmune disorders. During therapy, patients should be tested for neutralizing anti-metreleptin antibodies if they develop severe infections or loss of efficacy. Common side effects include headache, hypoglycemia, decreased weight, and abdominal pain.    

 

MEDICATION-INDUCED OBESITY

 

The role of medications as a factor that can induce weight gain is often overlooked.  Several commonly prescribed medications as well as over-the-counter medications are associated with significant weight gain. This includes medications used to treat T2D, hypertension, depression, schizophrenia, and insomnia (160-162). When evaluating a patient with obesity for the first time, the clinician should perform a thorough review of all current prescription and over-the-counter medications to investigate for potential weight-gaining medications.  Whenever possible, the clinician should consider alternatives to medications known to cause weight gain (163), or should consider measures that would ameliorate the weight-gaining effect of the prescribed drug.

 

FUTURE DIRECTIONS FOR WEIGHT-LOSS MEDICATIONS

 

Medical providers, policy makers, and pharmaceutical industries have increasingly recognized the need for safe and effective pharmacotherapy for patients with overweight or obesity. With the advent of highly effective nutrient-stimulated hormone therapies (NuSH) (e.g., semaglutide, tirzepatide) achieving weight loss thresholds of ≥15% necessary to resolve comorbid diseases, a new generation of AOMs have arrived to significantly shift the trajectory of the obesity epidemic. Several AOMs are currently in various stages of development and are increasingly focused on multi-target strategies. Retatrutide is a triple agonist at GLP-1, GIP, and glucagon receptors that has been shown to have a 100% response rate for clinically significant weight loss and an average weight loss of 24% in a phase 2 trial (164). Semaglutide 2.4 mg in combination with cagrilintide, an amylin analog, has been shown to cause 15% weight loss in a phase 2 trial (165). Interest is also burgeoning into increasing scalability and accessibility. Small molecule oral AOMs are potential solutions. Orforglipron is a small molecule GLP-1RA that has also demonstrated about 15% weight loss in a phase 2 trial (166). Innovators are also exploring peripheral targets outside of NuSH mechanisms that do not rely on anorexigenic effects to mediate weight loss. Bimagrumab is a first-in-class novel AOM that is a monoclonal antibody against activin type 2 receptors on skeletal myoblasts; its phase 2 trial focused on the unique endpoint of fat mass loss rather than total body weight loss (167). With the advent of highly effective AOMs and newer agents targeted specifically at fat mass loss, pharmacotherapy is likely to become more acceptable by society and the medical community to treat obesity as a disease.

 

IMPLICATIONS FOR PRACTICE

 

The plethora of on- and off-label AOMs creates the unique challenge for physicians to decide which medication may be most appropriate for the individual patient. Akin to management of other chronic diseases, selection of an AOM should be based on safety and tolerability, comorbidities, and accessibility.

 

The following principles could serve as a guide the physician in choice of AOM:

 

  • Safety and tolerability: Avoid medications for which the patient has contraindications or is at risk of intolerability due to the medications side effect profile. A patient with HTN and lower extremity edema may be better treated with a diuretic rather than amlodipine, which may have the side effect of leg swelling. Analogously, in a patient with obesity and HTN or anxiety, sympathomimetics like phentermine and bupropion/naltrexone should be avoided or used with caution due to potential side effects of these AOMs.

 

  • Comorbidities: Target treatment to multiple comorbidities when possible, taking advantage of medications that have dual indications. A patient with HTN and T2D complicated by microalbuminuria would be recommended for an angiotensin converting enzyme inhibitor (ACEi) or aldosterone receptor blocker (ARB) instead of a calcium channel blocker because of the dual benefits of ACEi’s or ARBs. Analogously, in obesity and T2D, semaglutide or tirzepatide would be preferred due to their dual indications and additional cardiovascular benefit in those with preexisting cardiovascular disease. Selection of an AOM may also depend on the degree of weight loss desired and associated health goal. For example, resolution of OSA is likely to require ≥15% weight loss, which is more likely to be achieved with semaglutide or tirzepatide; whereas a patient with prediabetes seeking diabetes prevention can be effectively protected with just 5% weight loss, achievable with most on- and off-label AOMs. 

 

  • Combinations of AOMs: Combining medications with complementary mechanisms of action is a rational management strategy to target the pathophysiology of obesity and metabolic adaptation. For example, a patient who has lost weight with metformin and reached a weight loss plateau may experience increased hunger due to higher levels of ghrelin, a mechanism that has been reported after diet-induced weight loss; an appetite suppressant such as phentermine or phentermine/topiramate may be helpful to mitigate this compensatory mechanism. While some of these combinations have been investigated (168,169), most AOM permutations have not been tested in RCTs, and the “how” and “when” of AOM combinatorial approaches remains in the realm of clinical judgement and future research. Combinations of off-label AOMs have been associated with significant long-term weight loss and may be a pragmatic approach to increase access to evidence-based obesity care in an era when on-label AOMs are poorly covered by insurance {Weintraub 2023}. 

 

Overall, the approach to obesity management should adopt a comprehensive, multidisciplinary approach to address the root cause (i.e., obesity) as well as its downstream consequences.  The decision to pursue obesity pharmacotherapy and the choice of AOM should be made in conjunction with an engaged care team and relevant specialists especially if specific populations are being managed (Table 3).

 

Table 3. Choice of AOM in Special Populations

Special Population

Care Team

Specific Considerations

Post-bariatric surgery weight regain

Bariatric surgeon, registered dietitian-nutritionist

Absorption of oral medications may be affected by specific surgeries {Angeles 2019}

 

Moderate evidence exists to treat post-bariatric surgery weight gain with AOMs {Barenbaum 2022}

Depression, anxiety, severe mental illness

Psychiatrist, psychologist

Some psychotropic medications are associated with weight gain {Apovian 2014}

Eating disorder (e.g., atypical anorexia, avoidant/restrictive food intake disorder, bulimia nervosa, binge eating)

Psychiatrist, psychologist

Screen for disordered eating at initial visit {Freshwater 2022}

Individuals of child-bearing potential

Obstetrician-gynecologist

All AOMs are contraindicated in pregnancy, and some are suspected to affect contraception efficacy

Elderly

Geriatrician, exercise physiologist

Excess weight loss without sufficient physical activity may predispose individual to sarcopenic obesity and frailty {Prado 2024}

 

CONCLUSION

 

The obesity pandemic continues to grow at an alarming rate.  Because lifestyle modifications have been limited in their success in weight loss maintenance, pharmacotherapy plays an important role in achieving clinically significant weight loss and preventing the development or exacerbation of comorbid conditions. As society and the scientific community furthers our understanding of obesity, obesity management will evolve to match the standard of care of other chronic conditions, recognizing polypharmacotherapy as a vital component of comprehensive care.

 

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Prolactinoma Management

ABSTRACT

 

Prolactinomas comprise nearly 40% of all pituitary tumors. Patients with prolactinomas usually come to medical attention as a result of symptoms caused by elevated prolactin levels, such as hypogonadism, menstrual irregularities, infertility or galactorrhea, or due to mass effects. Sometimes these patients can present as an emergency, either due to a visual field defect or loss of vision, or due to acute severe headache caused by pituitary apoplexy associated with hypopituitarism. Most patients with hyperprolactinemia do not have prolactinomas. A number of physiological conditions as well as several medications can also cause prolactin elevations; in these instances, prolactin levels are usually < 150 ng/mL (3000 mIU/L). Hyperprolactinemia can also result from reduced dopamine reaching the lactotrophs due to stalk compression. Furthermore, when evaluating patients with only modestly elevated prolactin levels and large macroadenomas, one should be aware of the “hook effect”, caused by saturation of antibodies of a two-site immunoassay by very high prolactin levels. A dopamine agonist is the treatment of choice in the vast majority of cases. Dopamine agonists can normalize prolactin levels, restore the function of the gonadal axis, stop galactorrhea, and significantly decrease tumor size in most of the patients, with cabergoline generally being more efficacious and better tolerated than bromocriptine. Indeed, cabergoline is first-line therapy even in patients with visual field defects, as long as visual acuity is not threatened by rapid progression or recent tumor hemorrhage. Cerebrospinal fluid leakage is a rare complication of dopamine agonists if they cause rapid tumor shrinkage and there is disruption of the sellar floor by the tumor. Transsphenoidal surgery is an alternative treatment in cases of dopamine agonist resistance or intolerance. Radiation therapy is reserved for those rare patients with macroadenomas not responding to either medical or surgical treatment. Symptomatic growth during pregnancy may occur in about 20-25% of macroprolactinomas, and therefore visual field testing is indicated each trimester in such patients. MRI scans (without gadolinium) are done in those patients who develop visual field defects or severe headaches when a therapeutic intervention is contemplated. Prolactinoma is the most common pituitary tumor subtype in children and adolescents and macroprolactinomas are more frequent in this age group compared to adults. In addition to typical symptoms of hyperprolactinemia, pediatric patients may present with delayed or arrested puberty, growth failure, and weight gain. Many aspects of the care for children and adolescents with prolactinomas are similar to that in adults; however, key differences exist, particularly in presentation and etiology. For that reason, children and adolescents with pituitary adenomas, including prolactinomas, should be treated by a pituitary specific multidisciplinary team.

 

CLINICAL RECOGNITION

 

Patients with prolactinomas come to clinical recognition because of the effects of elevated prolactin levels or tumor mass effects. The most typical symptoms of hyperprolactinemia in premenopausal women are oligo/amenorrhea (approximately 90%) and galactorrhea (approximately 80%) (1). Hyperprolactinemia is a cause of amenorrhea in 10%-20% of nonpregnant women (2), while non-puerperal galactorrhea may occur in 5-10% of normally menstruating, normoprolactinemic women, and therefore is suggestive, but not definitive, of hyperprolactinemia. However, when oligo/amenorrhea is associated with galactorrhea, about 75% of women will be found to have hyperprolactinemia. Galactorrhea is reported in ~10% of cases in men with prolactinomas and is virtually pathognomonic of a prolactinoma. Hyperprolactinemia inhibits the pulsatile secretion of gonadotropin releasing hormone via interfering with hypothalamic kisspeptin-secreting cells via the prolactin receptor, and may involve an opioid link (3).

 

­Table 1. Etiology of Hyperprolactinemia

Pituitary Disease

Prolactinomas

Acromegaly

Clinically nonfunctioning pituitary adenomas

Empty Sella syndrome          

Hypophysitis

Rathke’s pouch cyst

Metastases (breast, lung)

Hypothalamic Disease        

Craniopharyngiomas

Meningiomas

Germinomas

Other tumors

Sarcoidosis

Langerhans cell histiocytosis

Neuroaxis irradiation

Vascular

Tuberculosis

Pituitary Stalk Section

Medications

Phenothiazines

Butyrophenones

Atypical Antipsychotics

Tricyclic Antidepressants

Serotonin Reuptake Inhibitors

Serotonin Noradrenaline Reuptake inhibitors

Sibutramine

MAO inhibitors

Reserpine

Methyldopa

Verapamil

Metoclopramide

Domperidone

Opioids

Estrogens

GnRH agonists

Other

Neurogenic

Chest wall/Breast lesions

Spinal Cord lesions

Other

Pregnancy

Breast-feeding

Hypothyroidism

Renal Insufficiency

Severe liver disease

Adrenal Insufficiency

Polycystic ovary syndrome

Ectopic prolactin production

Familial hyperprolactinemia (mutated prolactin receptor)

Untreated phenylketonuria and tetrahydrobiopterin deficiencies

Idiopathic

 

EPIDEMIOLOGY

 

Prolactinomas comprise 25 to 50% of all pituitary adenomas (4). Prolactinomas are roughly three times more common in women than in men; prior to menopause, prolactinomas predominantly affect women in a ratio of 5:1 to 10:1, while the ratio equalizes afterwards, mainly reflecting the decline in circulating estrogen levels. Microprolactinomas (<10 mm in maximal diameter) are the most frequent type and very rarely grow into macroprolactinomas (≥ 10 mm in maximal diameter). Macroprolactinomas, on the other hand, have a different clinical prognosis (higher risk of invasiveness, higher rates of resistance to medical therapy as well as a higher frequency of other anterior pituitary hormone deficiencies) and require closer follow-up, particularly in men (5). Prolactinomas measuring > 40 mm in diameter are named giant prolactinomas.

 

PATHOPHYSIOLOGY

 

The vast majority of prolactinomas are sporadic. Familial cases of prolactinomas are very rare and occur usually in association with Multiple Endocrine Neoplasia type 1 or the Familial Isolated Pituitary Adenoma (FIPA) syndrome and more rarely due to MEN4, MEN5 or associated with paragangliomas (6-8). Genetic testing for young-onset macroprolactinomas should include the MEN1 and AIP genes. Similar to other types of pituitary adenomas, prolactinomas arise from a single transformed cell (lactotroph) with monoclonal proliferation.

 

A number of candidate somatic genetic alterations involved in the genesis and progression of prolactinomas have been investigated, among which a somatic mutation in the splicing factor 3 subunit B1 (SF3B1) gene stands out. A mutational hotspot (SF3B1R625H) was described in approximately 20% of over 200 surgically resected prolactinomas from a cohort of Chinese patients (9). A recent study by the same group suggests that the SF3B1R625H allele, by promoting aberrant splicing and suppression of Human Disc Large (DLG1), a tumor suppressor protein, may stimulate cell migration, invasion, and epithelial-mesenchymal transition (10). A recent retrospective, multicenter study involving 282 patients from 8 European centers detected SF3B1 variants (including a new variant SF3B1R625C) in seven patients with lactotroph tumors, including 3 metastatic and 3 aggressive tumors (11). The overall prevalence of likely pathogenic SF3B1 variants in lactotroph tumors was 2.5%, but when considering only metastatic cases, it reached the 50%. Furthermore, SF3B1 variants correlated with significantly larger tumor size, higher Ki67 proliferation index, multiple treatments, including radiotherapy and chemotherapy, increased disease-specific death, and shorter postoperative survival.

 

DIAGNOSIS AND DIFFERENTIAL DIAGNOSIS

 

The majority of patients with hyperprolactinemia do not actually have prolactinomas (Table 1) (2,12,13). Drug-induced hyperprolactinemia is the most common cause, and a number of physiological conditions, including stress (psychological or associated with acute illness), exercise and sleep can also cause prolactin elevation. The hyperprolactinemia caused by drugs and other non-prolactinoma causes is usually <150 ng/mL (3000 mIU/L). Many medications block dopamine release or action, the most common being antipsychotic medications, verapamil, and metoclopramide (14,15). The best way to determine whether hyperprolactinemia is drug-induced or not is to discontinue the drug or switch to another drug in a similar class that is not known to cause hyperprolactinemia and see if the prolactin levels return to normal within 72 hours. The best example is the partial dopamine receptor agonist aripiprazole, which has been shown to be effective in attenuating antipsychotic medication-induced hyperprolactinemia (16).

 

A variety of suprasellar lesions cause hyperprolactinemia because of compression of the hypothalamus or pituitary stalk with decreased dopamine reaching the lactotrophs. These can be mass lesions, such as craniopharyngiomas or meningiomas, or infiltrative disease, such as sarcoidosis and Langerhans cell histiocytosis. Cystic prolactinomas, which are prolactin secreting tumors in which the cystic component accounts for more than 50% of the tumor volume, may offer a diagnostic challenge since the prolactin levels are usually lower (50-150 ng/mL) than their solid counterparts. The diagnostic evaluation should exclude other pituitary cystic lesions with hyperprolactinemia caused by stalk compression, such as cystic non-functioning pituitary adenomas (NFPAs), craniopharyngiomas, and Rathke's cleft cysts. It should be noted that cystic prolactinomas might respond to dopamine agonist therapy, which should be considered a viable option, particularly in patients without urgent need of optic chiasm decompression (5). The rapidity and degree of response to dopamine agonist therapy could be a possible way to differentiate the two scenarios with the idea that hyperprolactinemia due to lack of dopamine release would respond more rapidly and markedly to dopamine agonist therapy than prolactinomas. Nevertheless, a recent descriptive study on 68 prolactinomas presenting with prolactin levels between 50 and 200 ng/mL described a median prolactin percent change of 87% by 2 months with more than 25% of the patients having a percent drop >95% (17).

 

The high estrogen levels of pregnancy cause lactotroph hyperplasia and hyperprolactinemia, so pregnancy must always be excluded. The estrogen levels produced by oral contraceptives or post-menopausal hormonal replacement therapy generally do not cause hyperprolactinemia. The prevalence of hyperprolactinemia in patients with polycystic ovary syndrome is variable and should be a diagnosis of exclusion. Notably, prolactin values above 60-80 ng/mL suggest another underlying cause of hyperprolactinemia that should be actively investigated (2,18). Hypothyroidism and renal failure (serum creatinine >2 mg/dL (176 µmol/L) can also cause hyperprolactinemia (19). Thus, the initial laboratory evaluation involves repeat measurement of prolactin, a TSH, a serum creatinine, and a pregnancy test. Unless there is very good evidence for these conditions or drug-induced hyperprolactinemia, even patients with mild hyperprolactinemia should be evaluated with radiological methods, preferably MRI, to distinguish among idiopathic hyperprolactinemia, microprolactinomas, and large mass lesions. Measurement of IGF-1 is recommended for patients presenting with hyperprolactinemia and pituitary adenomas (19,20) as prolactin may be elevated in up to 50% of patients with GH-secreting tumors (21).

 

Special caution is needed when two-site (‘sandwich’) prolactin assays are used, as patients with large prolactinomas and very high prolactin levels may appear to have prolactin levels that are normal or only modestly elevated, thus mimicking a large NFPA. This “hook effect” is due to saturation of the assay antibodies and prolactin levels should always be remeasured at 1:10 or 1:100 dilution in patients with larger macroadenomas (> 2-3 cm) and normal to modestly elevated prolactin levels (20,22-24).

 

Sometimes prolactin levels are elevated due to increased amounts of macroprolactin. Macroprolactin consists of high molecular weight prolactin variants that are either aggregates with immunoglobulins or dimers, and have diminished biologic potency. Macroprolactin can be detected in the serum by precipitating the complex with polyethylene glycol. In normal individuals, macroprolactin comprises < 30% of circulating prolactin; therefore, if after precipitation with polyethylene glycol the prolactin levels in the supernatant are > 70% of the upper limit of normal for the assay, the patient can be assumed to have true hyperprolactinemia and not an elevation due simply to macroprolactin. Macroprolactinemia has usually been found in patients with equivocal symptoms and not those typically due to hyperprolactinemia. A lack of recognition of the presence of macroprolactin can lead to unnecessary laboratory investigations, imaging, and pharmacologic or surgical treatment.

 

When no pituitary lesions are seen by radiological studies and other known causes have been excluded, the diagnosis of idiopathic hyperprolactinemia is made; in long term follow-up, although prolactin levels may rise to over 50% of the baseline in 10-15% of the patients, only about 10% develop detectable microadenomas, one-third resolve their hyperprolactinemia without specific intervention and prolactin levels remain stable in most patients (25).

 

TREATMENT

 

Figure 1. Serum prolactin measurement is required in all patients presenting with hypothalamic-pituitary lesions before surgery (Figure courtesy of D. Korbonits)

 

Not all patients require treatment. If a patient with a microadenoma or idiopathic hyperprolactinemia presents with non-bothersome galactorrhea and has normal estrogen/testosterone levels, they can simply be followed with periodic prolactin levels. Similar patients who may have amenorrhea but are not interested in fertility may be treated with estrogen replacement. However, for most symptomatic patients, a dopamine agonist is the therapy of choice. Dopamine agonists normalize prolactin levels, correct amenorrhea-galactorrhea, and decrease tumor size by more than 50% in 80-90% of patients, with cabergoline generally being more efficacious and better tolerated than bromocriptine (19,26). Thus, defining whether a pituitary tumor is a prolactinoma is crucial for optimal patient management since it is reasonable to use cabergoline as first-line therapy even in patients with visual field defects, unless visual acuity is threatened by rapid progression or recent tumor hemorrhage, in which cases, surgery is indicated (Figure 2). Starting dose in patients with large tumors threatening vision could be somewhat higher than usual, as illustrated by a retrospective case series of 14 patients with giant prolactinomas and visual field defects who received cabergoline starting doses of 0.5 mg twice or three times a week with visual improvement in 85% of the cases (27). Rapid escalation of cabergoline dose seems to be safe but not more effective than conventional treatment for the achievement of normoprolactinemia and significant tumor shrinkage as shown by a prospective randomized trial including 38 newly diagnosed patients with macroprolactinomas, 68% of them presenting with visual field defects (28). The drop in prolactin levels may be seen as early as 24 hours after initiation of medical treatment, as illustrated by the case of a 16-year old male patient presenting with a giant invasive prolactinoma whose prolactin levels fell from 1,238,960 mIU/L (58,441 ng/mL) to 307,500 mIU/L (14,505 ng/mL) after a single dose of cabergoline 0.25 mg (29,30). Vision often starts to improve within days after the initiation of dopamine agonist therapy and should be preferentially monitored with serial Goldman perimetry tests.

 

Figure 2. Suggested management in patients presenting with a pituitary mass and new onset compressive symptoms.

 

In non-emergent situations cabergoline is usually initiated at 0.25-0.5 mg/week (taken initially carefully with meal just before bedtime, to reduce nausea and improve compliance), whereas the initial dose of bromocriptine is 1.25 mg/day. About 40-50% of patients, whose prolactin levels normalize and tumors shrink to the point of non-visualization, can be tapered off cabergoline after 1-2 years without tumor re-expansion. Favorable predictors of successful withdrawal include low maintenance doses of cabergoline, treatment duration >2 years, and substantial adenoma size reduction (5) Factors associated with greater risk of recurrence are the presence of pituitary deficits at diagnosis and higher prolactin levels, at diagnosis and before withdrawal (31)

 

A rare but significant side-effect of dopamine agonist treatment is cerebrospinal fluid leakage (CSF) leak, due to the rapid shrinkage of a large prolactinoma allowing CSF to escape if significant damage is present at the fossa floor (32). According to a retrospective series of 38 patients with medically induced CSF leaks (97% of them associated with dopamine agonists), the average time from initialization of medical treatment to onset of rhinorrhea was 3.3 months (range 3 days-17 months), but this adverse effect can also occur during long term treatment (33). Patients should be advised to seek medical assistance if clear fluid appears and this should be tested for beta-2 transferrin (20,34) or beta-trace-protein (35), If positive, patients need urgent neurosurgical input. Discontinuing dopamine agonist therapy is not usually recommended as it may cause recurrence of the tumor (36).

 

Dopamine agonist therapy has been implicated as a precipitating factor for pituitary apoplexy in patients with prolactinomas (37,38). Nonetheless, prolactinomas are, by themselves, more prone to bleeding, and the reported prevalence of pituitary apoplexy in macroprolactinomas treated with dopamine agonists, ranging from 1% to 6%, is not significantly different from the rate recorded in untreated prolactinomas (39). As opposed to the normal pituitary, the vascularization of pituitary adenomas is predominantly supported by a direct arterial blood supply rather than the portal system (40). Indeed, abnormal terminal arterioles have been described in prolactinomas suggesting reduced blood supply (41). Further precipitating factors which have been associated with pituitary apoplexy are cerebral angiography, surgical procedures, head trauma, dynamic tests, anticoagulation therapy, and pregnancy (40,42).

 

Pituitary apoplexy is a medical emergency and treatment must be tailored to each patient after a thorough evaluation by a multidisciplinary team, including an endocrinologist, a neuroradiologist, an ophthalmologist, and a neurosurgeon with expertise in pituitary pathology. The optimal management of pituitary apoplexy is still controversial, as some patients recover normal visual and endocrine function after conservative steroid-based management. However, prolactinomas with an important bleeding component may not significantly shrink under conservative management and close surveillance is mandatory. Surgical decompression is the most rapid treatment to improve symptoms and relieve compression of local structures and is indicated in case of significant neuro-ophthalmic signs or reduced levels of consciousness (43).

 

Rarely, vision deterioration may occur during dopamine agonist treatment despite normalization of prolactin levels and tumor shrinkage. An under recognized complication of dopamine agonist therapy in macroprolactinomas is optic chiasm herniation (the optic chiasm which is pulled down into a partially empty sella) which can be diagnosed by MRI (44,45). Multidisciplinary team evaluation is indicated, and treatment approaches include reduction/interruption of dopamine agonist therapy or neurosurgery (chiasmopexy).

 

A well-described side-effects of dopamine agonists include psychiatric complications, such as depression, anxiety, insomnia, hallucinations, and mania. More recently impulse control disorders have also been described in pituitary adenoma patients (20,46-49). The underlying mechanism is related to an interaction between the dopamine agonists and the D3 receptor in the mesolymbic system (50). Impulse control disorders can manifest as hypersexualism, gambling, compulsive eating, compulsive shopping, and “punding” (compulsive performance of and fascination with repetitive mechanical tasks, for example assembling and disassembling household objects or collecting or sorting various items) (48), with hypersexualism and gambling being the most commonly observed in pituitary patients. Hypersexualism has also been described in teenage children (30). Although impulse control disorders are infrequent, they have the potential to cause devastating consequences on patients’ life and clinicians should be sensitive to these potential side-effects discussing it with the patient and patient´s partner and/or family members at the start of treatment and during long-term follow-up (48). Discontinuation of the dopamine agonists usually reverses these side-effects (47).

 

In some cases, prolactinomas appear to be resistant to a dopamine agonist, but it is important to ensure compliance and to be certain that the underlying lesion is a prolactinoma and not some other cause of hyperprolactinemia. About 50% of patients resistant to bromocriptine will then respond to cabergoline. Most patients resistant to standard doses of cabergoline respond to larger doses (51). T2-weighted MRI intensity may aid as a tool for predicting response to dopamine agonists. Prolactinomas showing T2-weighted MRI signal heterogeneity are more common in males, are usually larger, more secreting, and may show poorer hormonal response to dopamine agonists as compared with homogeneous prolactinomas (52). In females, T2-weighted MRI tumor hypointensity has been associated with higher prolactin levels at diagnosis and dopamine agonists resistance (53).

 

Previous reports in patients taking cabergoline for Parkinson’s disease have shown that doses >3 mg/day may be associated with cardiac valvular abnormalities. Whether similar valvular changes occur in patients receiving low-dose cabergoline for treatment of hyperprolactinemia is still debatable; common practice has been to perform periodic echocardiograms every 12 to 24 months in patients taking >2 mg/week (54). However, a clinically significant association between low-dose cabergoline and cardiac valvulopathy is not supported by a large multicenter follow-up study (55). A meta-analysis of case-control studies evaluating patients who had received ³6 months cabergoline treatment for hyperprolactinemia reported an increased risk of mild tricuspid regurgitation in the cabergoline-treated patients compared to controls (56). Nevertheless, these results were mainly influenced by the results from a single center (57)and in the majority of the reviewed studies there were no cases of moderate-severe tricuspid regurgitation in either group. Furthermore, neither cumulative dose nor treatment duration was associated with an increased risk of moderate-severe valve lesions (56) and none of these lesions were found as a result of cardiac symptoms.

 

According to the cross-sectional CATCH study conducted among 174 community-based adults (mean age of 49 years) receiving dopamine agonists for >12 months for hyperprolactinemia and no cardiac-related symptoms, cabergoline use and greater cumulative cabergoline exposure (>115 mg) were associated with a higher prevalence of valvular regurgitation, i.e., ≥2 valves with grade 2+ regurgitation, compared with bromocriptine (58). According to a joint position statement of the British Society of Echocardiography, the British Heart Valve Society and the Society for Endocrinology (59), a standard transthoracic echocardiogram should be performed before a patient starts dopamine agonist therapy for hyperprolactinemia in order to detect any pre-existing valve alterations. Repeat transthoracic echocardiography should then be performed at 5 years after starting cabergoline in patients taking a total weekly dose less than or equal to 2 mg. If there has been no change on the 5-year scan, repeat echocardiography could continue at 5-yearly intervals. If a patient is taking more than a total weekly dose of 2 mg, then annual echocardiography is recommended. Patients treated with ≤2.0 mg/week of cabergoline who develop clinical signs or symptoms potentially suggestive of valvular abnormalities should undergo annual echocardiography if treatment is continued. Decisions regarding discontinuation of dopamine agonist therapy should only be made after review of serial imaging by a cardiologist experienced in analyzing drug induced valvopathy or carcinoid heart disease. These recommendations diverge to some extent from a recently published international consensus statement of the Pituitary Society (5) which recommends baseline echocardiography only if long-term treatment with a weekly dose > 2 mg is anticipated, echocardiographic monitoring every 2-3 years in patients taking more than a total weekly dose of 2 mg, instead of annual cardiac examination, and, in patients treated with < 1 mg per weak who have no clinical signs of valvular dysfunction, some experts suggested repeated examinations would not be necessary.

 

An alternative approach is transsphenoidal surgery, which has initial remission rates of approximately 75% for microprolactinomas and 40% for macroadenomas, and long-term recurrence rates of nearly 20% and 35%, respectively, when performed by expert neurosurgeons (60). Transsphenoidal surgery has been usually reserved for patients with resistance or intolerance to dopamine agonists, macroprolactinomas with chiasmal compression and visual deficits without rapid improvement on medical treatment, or with acute tumor complications, such as symptomatic apoplexy or cerebrospinal fluid leakage (20). Complications of hypopituitarism, infections, and bleeding are minimal, but increase proportionately with tumor size. Nevertheless, reappraisal of the position of surgery as a viable first line option alongside dopamine agonists in the treatment algorithm of adult patients with microprolactinomas and well circumscribed macroprolactinomas (Knosp grade 0 and 1) has been recently advocated by some experts (5) based on the advance of surgical techniques over the years, improved remission and low complication rates of current transsphenoidal surgery performed by experienced neurosurgeons (61,62). Craniotomy for large tumors is rarely curative and is fraught with much higher complication rates. Radiation therapy is reserved for those patients with macroadenomas not responding to either medical or surgical treatment. Radiation therapy in all forms is associated with a high rate of hypopituitarism that develops gradually over many years. Temozolomide, an orally-active alkylating chemotherapeutic agent, is reserved for the treatment of aggressive prolactinomas refractory to other treatment modalities (63). Despite current limited experience, alternative medical approaches for uncontrolled patients with aggressive tumors include cytotoxic drugs, mTOR/Akt inhibitors, tyrosine kinase inhibitors, anti-VEGF monoclonal antibody, peptide receptor radionuclide therapy, and immunotherapy (64).

 

FOLLOW-UP

 

The goals of treatment are to normalize prolactin levels or at least bring them to levels at which gonadal/reproductive/sexual function is normalized and to decrease tumor size. As noted, according to different series, nearly 80% of patients treated with dopamine agonists will reach these prolactin goals and achieve significant tumor size reduction (65-67). Once prolactin levels have reached normal or near-normal level, they can just be monitored every 3-6 months for the first year and then every 6-12 months thereafter. Macroadenoma tumor size can be monitored by serial MRI scans and once maximal size reduction has been documented, further scans may not be necessary as long as prolactin levels are being monitored. Whether a second MRI scan is necessary in patient with microadenomas is debatable if prolactin levels are regularly monitored. It is extremely rare for a tumor to increase in size without there being a significant increase in prolactin levels. Visual field testing should be repeated until the visual fields normalize or remain stable and then do not need to be repeated.

 

PREGNANCY

 

Dopamine agonists have to be given to allow ovulation to occur and then are usually stopped once pregnancy is diagnosed. In this fashion, the developing fetus has been exposed to the drug for about 4-6 weeks. There do not appear to be any risks for fetal malformations or other adverse pregnancy outcomes with either bromocriptine or cabergoline. A comprehensive review confirms no impairments in maternal–fetal outcomes in bromocriptine-induced pregnancies (6272 cases) as well as in cabergoline-induced pregnancies (1061 cases) regarding premature labor, abortions, and fetal malformations (68). In a recent multicenter study including 194 women (233 pregnancies) with prolactinomas the miscarriage rate among women who discontinued cabergoline shortly after pregnancy diagnosis was lower (7.5%) than in those who maintained the medication by medical advice or inadvertently (38%) (69). Despite the potential effect of cabergoline on abortion rates, no associations were observed between maintaining cabergoline after the first trimester and preterm birth, congenital malformations, or neurodevelopmental changes. Dopamine agonists should be reinstituted when breast-feeding is completed.

 

Pregnancy is a risk factor for prolactinoma enlargement, especially for macroprolactinomas, and risk is increased in patients without prior surgery (5). Symptomatic growth occurs in about 23% of macroprolactinomas and about 3% of microprolactinomas in the second or third trimester due both to the stimulatory effect of the high estrogen levels of pregnancy and the withdrawal of the dopamine agonist that may have been restraining tumor growth. In patients with growing or invasive macroadenomas, pregnancy can be recommended once the gonadotrophic axis is restored and the tumor is reduced within the sellar boundaries (68). Maintenance of dopamine agonist therapy during pregnancy is an option, particularly in patients who have not had prior surgical or radiation therapy of if the tumor is abutting the optic chiasm (5,19).

 

A recent joint position statement from the Brazilian Societies of Endocrinology and Gynecology recommends dopamine agonists for at least one year to reduce tumor dimension to less than 10 mm in patients with macroprolactinomas who wish to become pregnant. If the tumor reduces in size, discontinuation of the medication once pregnancy is confirmed may be discussed (45). Otherwise, pituitary surgery should be considered. Pre-pregnancy adenoma debulking could increase the chance to avoid symptoms from tumor enlargement during pregnancy. If transsphenoidal surgery is performed prior to pregnancy, the risk of symptomatic macroprolactinoma enlargement is reduced from 21% to 4.7% (5,70).Nevertheless, patients undergoing pituitary surgery before pregnancy should be informed of the potential risk of hypopituitarism and its impact on fertility. Most experts recommend surgery in women with macroprolactinomas who wish to become pregnant if the tumor is close to optic structures and do not experience pituitary tumor shrinkage during dopamine agonist therapy or who cannot tolerate dopamine agonist therapy (5,19).

 

Visual field testing should be carried out each trimester in patients with macroadenomas but in those with microadenomas only when they develop visual symptoms or progressive headaches. MRI scans (without gadolinium) are done in those patients who develop visual field defects or severe headaches when a therapeutic intervention is contemplated. Prolactin levels may rise during pregnancy when there is no tumor size change and some tumors enlarge without an associated rise in prolactin; therefore, measurement of prolactin during pregnancy need not be carried out, as the results can be misleading. When there is evidence of significant symptoms and tumor growth, the patient should be restarted on the dopamine agonist that was discontinued at conception (71). Again, there are fewer data with cabergoline than bromocriptine but there is no particular reason to favor one versus the other in this context. Transsphenoidal surgical decompression can be performed if there is an unsatisfactory response to the dopamine agonist. Delivery of the baby and placenta can also be initiated if the pregnancy is sufficiently advanced.

 

Pituitary apoplexy during pregnancy is a rare event, estimated to occur in about 1 in 10,000 term pregnancies and, on numerous occasions, it can be the first clinical manifestation of a pituitary tumor (43). The pathogenesis of pituitary apoplexy during pregnancy is suggested to include compromised blood supply to the pituitary gland due to the physiological gestational growth of the lactotroph cells and the compression of blood vessels which, in combination with a prothrombotic state of pregnancy may predispose to infarction or hemorrhage. According to a recent review of 25 cases of prolactinomas complicated by apoplexy during pregnancy (72), pituitary apoplexy mostly occurred during the second or third trimester. The main presenting symptom was sudden severe headache, followed by visual disturbances. Dopamine agonists had been discontinued at the diagnosis of pregnancy in all cases. Microadenomas accounted for 9 out of 25 cases. Half of the prolactinomas, whether microprolactinomas or not, were managed conservatively, with dopamine agonist therapy and hormone replacement when necessary. In the other half of patients, surgery was performed. Healthy babies were born at term in most of the cases.

 

CHILDREN AND ADOLESCENTS

 

Despite the rarity of pituitary adenomas in this age group, prolactinoma is the most common adenoma type in children and adolescents, affecting approximately 100,000 patients every year (73). Although prolactinomas may be diagnosed before puberty, an adolescent presentation is more typical (74). Many aspects of the care for children and adolescents with prolactinomas are similar to those in adults; however, key differences exist, particularly in presentation and etiology. For that reason, children and adolescents with pituitary adenomas, including prolactinomas, should be treated by a pituitary specific multidisciplinary team, with experts from both pediatric and adult practice aiming to achieve optimal care, improved quality of live and reducing potentially serious life-changing and life-limiting sequelae (15,75).

 

Pediatric patients with hyperprolactinemia may display delayed or arrested puberty, growth failure, menstrual disturbances, including primary or secondary amenorrhea (in post-menarche girls), galactorrhea, and gynecomastia (in boys). Of course, gynecomastia is very common in adolescent boys even in the absence of hyperprolactinemia. Of note, up to 50% of children or adolescents with macroprolactinomas may present with overweight or obesity at diagnosis and weight gain may be the main complaint in some patients (76). As macroprolactinomas, including giant prolactinomas, are more common in this age group compared to adults (77), mass effects, such as headaches and visual field loss, are frequently observed and are more common in boys than in girls. Visual assessment in children and adolescents should be done with age-specific tests, including assessment of visual acuity (ideally with logarithm of the minimum angle of resolution measurement), visual fields (ideally Goldmann perimetry), fundoscopy (with or without color vision) and, in patients with potentially severe deficits, optical coherence tomography (75). Pituitary hemorrhage resulting in apoplexy seems to be more common within prolactinomas in children than in adults. (78). Therefore, the level of suspicion for potential apoplexy in children with prolactinoma and new headache, visual loss or other sudden symptoms should be high.

 

Genetic testing should be offered to all children and adolescents with prolactinomas. In a retrospective series of 77 patients with macroprolactinomas diagnosed before the age of 20, 14% had a genetic etiology (5% MEN 1 and 9% AIP) (76). Further rare germline abnormalities described include MEN-1 like due to MAX variants and pheochromocytoma-paraganglioma gene related pituitary disease (3PA) due to SDHx variants, as previously mentioned. In regards to biochemical evaluation, serum prolactin concentrations need to be interpreted according to pubertal status and sex. Pediatric cohort studies of prolactinomas report diagnostic serum PRL concentrations above 4,000 mIU/L (188 mcg/L), although lower levels may be seen in patients with microprolactinomas (74,76). As in adults, IGF-1 should be also evaluated to rule out mixed GH and prolactin hypersecretion and should be interpreted according to age and sex-specific reference ranges. Few cases of macroprolactinemia have been reported in the pediatric population (79,80), so assessment of baseline macroprolactin levels should be performed where serum prolactin is found to mildly or incidentally elevated. As with the adult population, serial dilutions of serum for prolactin measurement should be ordered in patients with large lesions and normal or mildly elevated PRL levels to exclude a “high dose hook-effect”.

 

Medical treatment with a dopamine agonist is first line treatment in children and adolescents with prolactinomas. Several studies conducted in the pediatric population have shown that dopamine agonists reduce clinical symptoms and prolactin levels as well as induce tumor shrinkage (73,81). Cabergoline is the agonist of choice due to its superior effectiveness and lower adverse effect profile, even in the presence of visual disturbance and pituitary apoplexy, while carefully monitoring for any deterioration in vision, pituitary function, or general status. Dopamine agonist therapy is initiated at low doses (for example, 0.25 mg per week of cabergoline), with slow dose increases due to increased probability of adverse effects in children. The frequency of dose-independent psychological intolerance, including mental disorders and behavioral problems, seems to be higher in children and adolescents than in adults (82). Maintenance doses do not differ from the adult population, with most patients achieving treatment goals with conventional doses (up to 2 mg/week). For resistant cases, the dose may be increased to 3.5 mg/week or up to 7 mg in exceptional cases. Although successful dopamine agonist discontinuation has been achieved in children and adolescents, younger patients and those with high serum prolactin concentrations at diagnosis are less likely to achieve complete remission (81). To date, cardiac valvopathy in children and adolescents treated with dopamine agonists for hyperprolactinemia has not been reported. Nevertheless, considering potential longer treatment duration and larger cumulative doses in the pediatric population, surveillance for cardiac valvopathy with echocardiography is recommended such as in the adult population.

 

In children and adolescents with prolactinomas, neurosurgical intervention should be considered if vision deteriorates or does not improve on medical therapy or if dopamine agonist resistance, escape or intolerance occurs. Pediatric series report lower surgical remission rates than in adults, most likely due to the higher incidence of proportionately larger prolactinomas in children and adolescents, as well as a possible higher frequency of new and permanent pituitary hormone deficiencies after surgery (83,84). If surgery is indicated, it should be performed by experienced pituitary surgeons in age-appropriate neurosurgical units. Endoscopic rather than microscopic transsphenoidal surgery should be considered for its potentially superior efficacy in preserving pituitary function in this age group (85,86). Radiotherapy is reserved for exceptional patients who need control of tumor growth where other treatment modalities are not available or have been exhausted (75).

 

For follow-up imaging, particularly in macroadenomas, gadolinium-containing contrast agents should be used judiciously since low-level gadolinium deposits in the dentate nucleus and globus pallidus have unknown neurological impact. Unenhanced T1-weighted and T2-weighted MRI sequences should be considered during follow-up in pediatric patients, especially if good quality enhanced images have been obtained at diagnosis (87,88). If gadolinium-containing contrast agents are necessary, macrocyclic or newer linear contrast agents are preferred until further studies clarify possible long-term retention risks.

 

GUIDELINES

 

Korbonits M, Blair JC, Boguslawska A, Ayuk J, Davies JH, Druce MR, Evanson J, Flanagan D, Glynn N, Higham CE, Jacques TS, Sinha S, Simmons I, Thorp N, Swords FM, Storr HL, Spoudeas HA. Consensus guideline for the diagnosis and management of pituitary adenomas in childhood and adolescence: Part 1, general recommendations. Nat Rev Endocrinol. 2024 Feb 9. doi: 10.1038/s41574-023-00948-8. Epub ahead of print. PMID: 38336897.

 

Korbonits M, Blair JC, Boguslawska A, Ayuk J, Davies JH, Druce MR, Evanson J, Flanagan D, Glynn N, Higham CE, Jacques TS, Sinha S, Simmons I, Thorp N, Swords FM, Storr HL, Spoudeas HA. Consensus guideline for the diagnosis and management of pituitary adenomas in childhood and adolescence: Part 2, specific diseases. Nat Rev Endocrinol. 2024 Feb 9. doi: 10.1038/s41574-023-00949-7. Epub ahead of print. PMID: 38336898.

 

Treatment of hyperprolactinemia in women: A Position Statement from the Brazilian Federation of Gynecology and Obstetrics Associations (Febrasgo) and the Brazilian Society of Endocrinology and Metabolism (SBEM). Benetti-Pinto CL, Prestes Nácul A, Rosa-E-Silva ACJS, Maciel GAR, Dos Santos Nunes Nogueira V, Condé Lamparelli Elias P, Martins M, Kasuki L, Mendes Garmes H, Glezer A.Arch Endocrinol Metab. 2024 Apr 5;68:e230504. doi: 10.20945/2359-4292-2023-0504.PMID: 38578473.

 

Diagnosis of hyperprolactinemia in women: A Position Statement from the Brazilian Federation of Gynecology and Obstetrics Associations (Febrasgo) and the Brazilian Society of Endocrinology and Metabolism (SBEM). Glezer A, Mendes Garmes H, Kasuki L, Martins M, Condé Lamparelli Elias P, Dos Santos Nunes Nogueira V, Rosa-E-Silva ACJS, Maciel GAR, Benetti-Pinto CL, Prestes Nácul A.Arch Endocrinol Metab. 2024 Apr 5;68:e230502. doi: 10.20945/2359-4292-2023-0502.PMID: 38578472.

 

Petersenn, S., Fleseriu, M., Casanueva, F.F.et al. Diagnosis and management of prolactin-secreting pituitary adenomas: a Pituitary Society International Consensus Statement. Nat Rev Endocrinol 19, 722–740 (2023).

 

Shlomo Melmed, Felipe F. Casanueva, Andrew R. Hoffman, David L. Kleinberg, Victor M. Montori, Janet A. Schlechte, John A. H. Wass. Diagnosis and Treatment of Hyperprolactinemia: An Endocrine Society Clinical Practice Guideline. The Journal of Clinical Endocrinology & Metabolism, 2011;96(2): 273–288.

 

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Hypopituitarism Following Cranial Radiotherapy

ABSTRACT

Radiation treatment is used for patients with secreting and non-secreting pituitary adenomas, with residual pituitary adenomas, or recurrent pituitary adenomas with the aim to achieve long term disease control. Radiotherapy is an integral component of the management of other tumors in the sellar region (craniopharyngiomas) and for certain types of cancers and lymphomas. Pituitary hormone deficiencies are the commonest late complication of radiotherapy, which usually occurs after several years. The development of hormone deficiencies with time varies in the published literature. Predictors for the development of hypopituitarism are the dose of radiation and the age at time of treatment. Different pituitary axes appear to have different radio-sensitivity with the somatotrophic axis being the most sensitive. Long-term endocrine evaluations are recommended in patients after cranial radiotherapy to identify new pituitary hormone deficiencies and introduce appropriate hormone replacement therapy. Clinical evaluation, baseline pituitary hormone assessment, and dynamic testing for growth hormone and adrenocorticotropic hormone (ACTH) deficiency should begin one year after cranial radiotherapy. Compared with conventional radiotherapy, advanced radiation technologies (stereotactic radiosurgery, cyber knife, fractionated stereotactic radiotherapy, proton beam therapy) are presumed to have the ability to deliver radiation to the tumor with remarkable precision minimizing its effects on healthy tissues. Results from larger series with longer length of follow-up are needed to help clinicians identify who will benefit most from advanced radiation techniques.

 

INTRODUCTION

 

In the past few decades, the survival of patients with brain tumors, including malignant tumors has improved greatly. However, these patients tend to develop acute and late complications of tumor treatment, which includes cranial irradiation.

 

The rationale for radiotherapy is to achieve excellent long-term tumor control after partial surgical excision and published 10-year tumor control rates are reported to be high. The following diseases are treated with radiotherapy: pituitary adenomas or other sellar tumors not derived from pituitary tissue (craniopharyngioma, meningioma, germinoma), brain cancers, head and neck tumors, and acute lymphoblastic leukemia (ALL) (Table 1).

 

 

 

Table 1. Diseases Treated with Cranial Irradiation

PITUITARY

· Acromegaly, Cushing disease, prolactinoma, nonfunctioning pituitary adenoma

OTHER SELLAR TUMORS

· Craniopharyngioma, meningioma, germinoma

NONPITUITARY BRAIN TUMORS

· Meningioma, metastases, neuroblastoma, lymphoma

HEAD AND NECK TUMORS

· Nasopharyngeal carcinoma, rhabdomyosarcoma, retinoblastoma, skull-based tumors

HEMATOLOGICAL MALIGNANCIES

· Acute lymphoblastic leukemia, lymphoma

OTHER DISEASES REQUIRING HEMATOPOIETIC STEM-CELL TRANSPLANTATION (after conditioning with total body irradiation)    

 

 

Following radiotherapy, the side effects of radiotherapy may be acute toxicity (within weeks of completion of therapy) and late toxicity which occur years after treatment. The risk of toxicity depends on the total radiation dose. Doses are divided into fractions and the duration of cranial radiotherapy varies from one or a few days in short courses to several weeks of daily radiations in long courses. Higher doses (up to 60Gy) are used for pituitary tumors, non-pituitary brain tumors, head and neck tumors (nasopharyngeal cancer, rhabdomyosarcoma) and skull-base tumors, while lower doses are used in patients with ALL and total body irradiation as preconditioning before bone or stem cell transplantation (1-14).

 

Radiotherapy has greatly evolved over the past few decades. Conventional radiotherapy has been used for the longest period of time. Conventional radiotherapy is administered by a linear accelerator, with a total dose of 40-45Gy, in at least 20 sessions. A single beam of high-energy radiation is focused onto a small treatment area, but the radiation also includes healthy surrounding tissue. In photon-based radiotherapy, photons interact with the electrons and deposit energy, causing DNA damage. Maximum dose deposition occurs shortly after entering the body, decreasing then until the exit the body. Standard photon-beam radiotherapy (conventional fractionated photon-based) is administered by a linear accelerator and deliver 1.8-2Gy fractions of radiation dose 5 days a week for 4-6 weeks. 3D conformal radiation therapy, including whole brain and total body radiotherapy have been widely used for years but with little possibility of organ at-risk sparing. It involves the use of CT scans and manual optimization of the shaped dose to the tumor.

 

Technical advances in radiotherapy refer to high precision treatment (stereotactic) and they include radiosurgery (gamma knife), robotic arm mounted linear accelerator (cyber knife), and proton beam therapy (Table 2) (15).

 

Stereotactic radiosurgery (SRS) delivers a single fraction of high dose radiation focused on the tumor. SRS uses photons (gamma knife, LINAC, cyber knife) or heavy particles (protons). SRS delivers multiple beams stereotactically with high-dose gradients allowing good organ at-risk sparing. Stereotactic radiosurgery uses precise immobilization techniques, CT/MRI and multiple intersecting beams. With this approach it is possible to deliver a single large radiation dose to a tumor volume, with reduced dose to surrounding healthy tissue.

 

Fractionated stereotactic radiotherapy (FRST) uses a linear accelerator (LINAC) to deliver photon radiotherapy. Tumor targeting and radiation planning are better with the use of computer assisted program. The patient is immobilized for precise delivery of radiation. The treatment is delivered by intensity-modulated radiotherapy or by volumetric-modulated arc radiotherapy. Intensity-modulated radiotherapy (IMRT) as an advanced method of delivering conventional radiotherapy, has been used since the 2000s. IMRT relies on several beams, normo-fractioned (with 1-2 Gy fractions), with focus on tumor volume and clear delineation of surrounding healthy tissues. IMRT uses a CT scan and a computer algorithm for automatic planning of radiotherapy. This radiation technique allows dose escalation to the tumor tissue with sparring normal tissues. The photon radiotherapy has further improved over the next decades and new techniques were introduced: an image-guided radiotherapy (IGRT), volumetric-modulated arc therapy (VMAT) and helical tomo-therapy (16). In VMAT treatment is delivered using multiple arcs or beams shaped with multi-leaf collimators to the tumor’s geometry.

 

Proton beam therapy uses the delivery of proton particles for the radiation treatment. Protons travel through tissue in a straight line, with more rapid fall-off of radiation with distance from the tumor and the absence of an exit dose (Bragg peak effect).  Proton therapy is further indicated in order to spare healthy tissues from radiation due to lack of diffusion of the radiation.

 

Initial data suggest that the radiation-associated endocrine dysfunctions may be reduced with these new radiation techniques. However, further clinical studies with more patients, longer follow-up, control group, randomized prospective studies are needed to better define the consequences of these new radiation methods.

 

 

 

Table 2. Radiation Techniques

Type

Characteristics

Number of sessions

CONVENTIONAL

The fractionation allows normal tissue to recover, while tumorous tissue is destroyed

+ extra tumoral side effects

several

STEREOTACTIC

Higher accuracy, fewer side effects

 

 

·       Gamma knife radiosurgery

Single

 

·       Fractionated stereotactic radiotherapy

several

 

·       Cyber Knife

Single or 3-5 fractions (hypofractionated SRS)

PROTON BEAM

Lack of diffusion of the radiation + lack of extra tumoral side effects

 

SRS: stereotactic radiosurgery

ACUTE AND CHRONIC COMPLICATIONS OF CRANIAL RADIOTHERAPY

 

Acute toxic effects of radiation include skin erythema, hair loss, tiredness, nausea, headache, and hearing problems. These short-term complications resolve spontaneously within days to weeks after radiotherapy. Long-term complications of pituitary irradiation include hypothalamic-pituitary dysfunction (hypopituitarism, hyperprolactinemia, central precocious puberty), optic neuropathy, cranial neuropathies (II, III, IV, V and VI cranial nerve injury), brain radio-necrosis (neurocognitive dysfunction, focal neurologic signs, seizures), carotid artery stenosis, cerebrovascular accidents, and second brain tumors (most commonly meningioma and glioma) (Table 3) (17-26). The risk of hypopituitarism varies, depending on the radiation technique, the radiation dose, and increases with the duration of follow-up. After conventional radiotherapy in patients with a pituitary adenoma, the incidence of hypopituitarism occurs in 30-60% of patients 5-10 years after irradiation. The risk for other radiation-induced chronic complications is usually low (< 5% for new visual deficits, cranial neuropathies, or brain radio-necrosis, and < 1% for secondary brain tumors) (27).

 

Table 3. Complications of Cranial Radiotherapy

ACUTE

CHRONIC

Skin erythema

Hypothalamic-pituitary dysfunction

·       GH deficiency

·       FSH/LH deficiency

·       TSH deficiency

·       ACTH deficiency

·       Hyperprolactinemia

·       Central precocious puberty

Hair loss

Neuropathy

·       Optic

·       Cranial (II, III, IV, V, VI)

Headache

Brain radionecrosis       

Neurocognitive dysfunction

Focal neurological signs

·       Seizures

Hearing impairment

Carotid artery stenosis

Nausea

Cerebrovascular insult (stroke)

Tiredness

Second brain tumor

 

INCIDENCE OF RADIATION-INDUCED NEUROENDOCRINE DYSFUNCTION

 

A number of studies reported very different incidences of radiation-induced hypopituitarism, central precocious puberty, or hyperprolactinemia, depending on indications for radiotherapy, radiation technique, radiation dose, and duration of follow-up.

 

Pituitary Adenomas and Craniopharyngiomas

 

The incidence rate of new onset hypopituitarism after conventional radiotherapy in patients with recurrent or residual functioning or nonfunctioning pituitary adenoma reaches 30-100% after follow-up of 10 years (28-31). According to the data from one of the largest cohorts of 4110 patients with adult-onset growth hormone (GH) deficiency (Pfizer International Metabolic Database, KIMS), 36% of patients with isolated GH deficiency and 37% of patients with multiple pituitary hormone deficiencies had a history of cranial radiotherapy (32).

 

New data indicate that modern radiation techniques, such as stereotactic radiosurgery or fractionated radiotherapy, can achieve long-term control with lower incidence of radiation-induced hypopituitarism (10-40% of patients at 5 years) compared with conventional radiation techniques (33, 34). A systematic review and meta-analysis of 24 studies with 1381 patients with pituitary adenomas treated with gamma knife radiosurgery (median marginal dose 22.6 Gy, maximum dose 50 Gy, and isodose line 50%) reported that 11.4% experienced endocrinopathies at a median of 45 months after radiotherapy, with pooled 5-year rates of 8% (35). Panhypopituitarism was reported in 19.6% of cases, secondary hypothyroidism in 42.4% and hypogonadotropic hypogonadism in 33.5% of cases.

 

A large multicenter international study followed 1023 patients with a median follow-up 51 months after gamma knife radiosurgery for pituitary adenoma and 24.2% of patients developed new anterior pituitary hormone deficiency (36). The median time to hypopituitarism was 39 months. Sixty percent of patients had single and 39.5% patients had multiple hormone deficiencies. ACTH deficiency developed in 21.6% patients, TSH deficiency in 35.6%, gonadotropin deficiency in 24.3%, GH deficiency in 15.6% and AVP deficiency in 2.9% patients. The 5-year rate of hypopituitarism was 22.4%, and 10-year rate of hypopituitarism was 31.3% Prognostic factors for hypopituitarism were: a lower isodose line, whole sella targeting and treatment of a functional pituitary adenoma (36). The authors concluded that the majority of hypopituitarism occurred within the first 1-5 years after radiotherapy, but delayed hypopituitarism can occur even beyond 10 years.

 

In patients with Cushing´s disease treated with conventional radiotherapy, hypopituitarism occurred in 50% of patients, with at least 5 years of follow-up (37). In a review of 1318 patients with Cushing´s disease treated with SRS, with a mean follow-up of 5 years, new anterior pituitary hormone deficiency developed in 20-30% of patients, usually within 2 years from radiotherapy (38). The use of intensity-modulated radiotherapy for Cushing´ disease reported 22.9% of hypopituitarism after a median follow-up time of 36.8 months (39).

 

The prevalence of at least one anterior-pituitary deficit after surgery and radiotherapy for a craniopharyngioma varies between 60% and 100% (40). A nationwide retrospective study included 145 patients with childhood-onset craniopharyngioma (mean age at diagnosis 8.4 years), with cranial radiotherapy in 39% of cases after surgery. All patients but one presented with at least one hormone pituitary deficiency. TSH deficiency was most frequent (98.3%), followed by ACTH (96.8%), arginine vasopressin (91.1%), and growth hormone deficiency (77.4%) (40).

 

Recently published study followed 101 children and adolescents with craniopharyngioma after treatment with photon-based conformal and intensity-modulated radiation therapy for 10 years (41). The 10-year cumulative incidence of growth hormone deficiency (GHD) was 68.42% for black patients and 94.23% for white patients. Cumulative incidence of TSH deficiency was 70.94% at 10 years for non-shunted patients, 91.67% at 6 years for shunted patients, 100% at 4 years for those with diabetes insipidus and 71.36% at 10 years for those without diabetes insipidus. The 10-year cumulative incidence of ACTH deficiency was 70.00% for those with diabetes insipidus and 48.39% for those without diabetes insipidus. The 10-year cumulative incidence LH/FSH deficiency was 43.33% age < 7 years, 61.29% aged 7-10 years, and 78.95% age ≥10 years. Predictive factors for the occurrence of hypopituitarism were hydrocephalus, host (race) and vasopressin deficiency (41).

 

Skull Base Meningioma

 

Patients with skull base meningioma underwent radiotherapy either as first-line treatment of following initial surgery (partial or total). Little information is available regarding the prevalence of hypopituitarism in patients irradiated for skull base meningioma. A study of 48 patients with a skull base meningioma, treated with radiotherapy, reported that complete hypopituitarism was present in 13% of patients, while at least one pituitary hormone deficit was present in 38% of patients after a median follow-up period of 7.5 years (42). The growth hormone and TSH deficiencies were the most prevalent deficiencies (35% and 32%, respectively), followed by FSH/LH deficiency (28%) and ACTH deficiency (13%). Several risk factors for radiation-induced hypopituitarism were identified: localization of meningioma, radio-sensitivity of meningioma (regression after radiotherapy), treatment duration and radiation dose (42). Another study with 52 adult patients receiving photon-beam therapy for skull base meningiomas reported up to 60.1% of patients who had 2 or more pituitary deficiencies 10 years after radiotherapy (43). The gonadotroph deficiency (37%) was the most prevalent abnormality, followed by thyrotroph (28%), corticotroph (18%) and somatotroph (15%) deficiencies. Hypopituitarism could appear very early, within the first year after radiotherapy, with increasing incidence of hypopituitarism later, during the follow-up. Large meningioma (more than 4cm) or a radiation dose of more than 50Gy were predictive factors for hypopituitarism (43).

 

Brain Tumors Distant from the Hypothalamus and Pituitary

 

Studies with shorter follow-up showed that 41% of patients irradiated for brain tumors distant from the hypothalamus and pituitary region developed hypopituitarism, 16% with isolated pituitary hormone deficiency and 25% with multiple pituitary hormone deficiencies (44). The largest study with long follow-up (median 8 years) showed a higher prevalence of pituitary dysfunction (88.8%) after cranial radiotherapy for adult-onset non-pituitary brain tumors (45). GH deficiency was the most frequent neuroendocrine abnormality (86.9% of patients), followed by gonadotrophin deficiency (34.6%), ACTH deficiency (23.4%) and TSH deficiency (11.2%). Hyperprolactinemia was reported in 15% of patients. Single pituitary axis dysfunction was reported in 41.1% of patients, while multiple pituitary hormone deficits were present in 47.7% of patients (45).

 

Conventional fractionated radiotherapy in adults with gliomas found a high prevalence of hypopituitarism in these patients (84.5%) after a follow-up of 8.2 ± 5.2 years (46). The mean radiation dose to the glioma was 53.9 Gy and to the hypothalamo-pituitary axis was 35.9 Gy. The most prevalent deficiency was growth hormone deficiency (82.8%), followed by central hypogonadism (20.7%), central hypocortisolism (19%) and central hypothyroidism (6.9%). Multiple pituitary hormone deficits were observed in almost 40% of patients. Hyperprolactinemia was present in 10.3% of patients, all females, and was transient in the majority of patients. The hypothalamo-pituitary radiation dose thresholds for the growth hormone deficiency, hypogonadism, hypocortisolism and hypothyroidism were 10, 30, 32 and 40.8Gy, respectively. Neuroendocrine dysfunction following cranial radiotherapy correlated with the radiotherapy dose delivered to the hypothalamo-pituitary axis and duration of follow-up (46).

 

A meta-analysis of 18 studies with a total of 813 patients showed that approximately two thirds of all adults previously treated with cranial radiotherapy for an intracranial tumor or nasopharyngeal cancer developed some degree of hypopituitarism (47). Growth hormone deficiency was the most prevalent (45%), followed by gonadotropin deficiency (30%), TSH deficiency (25%) and ACTH deficiency (22%).

 

Recently published analysis of 45 studies from 2000 to 2022 of adult patients undergoing radiotherapy for pituitary adenoma, brain tumors, head and neck tumors showed that endocrine deficiencies occurred in about 40% of patients within a median follow-up of 5.6 years, without a clear difference between radiotherapy modalities (48). In this review, somatotropic axis was the most radiosensitive, while the thyrotropic axis was the least radiosensitive.

 

Systematic search of the literature showed that hypopituitarism can occur within the first year after radiotherapy (range 3 months-25.6 years) in 20-93% of adult cancer patients treated with cranial radiotherapy (49). It is important to notice early onset of hypopituitarism (within the first year after cranial radiotherapy) and to start replacement therapy (glucocorticoids, thyroxin) in patients with brain metastases or other malignancies treated with cranial radiotherapy (nasopharyngeal cancer, non-pituitary brain tumor, head and neck cancer), and in patients with small cell lung cancer treated with prophylactic cranial irradiation. Modern radiotherapeutic technique with a sparing approach of the hypothalamo-pituitary axis might be a promising option for these patients (50).

 

Childhood-Onset Brain Tumors

 

Cranial radiotherapy in childhood often affects growth causing growth retardation and affects sexual development causing early or delayed puberty (9, 51-55). ACTH deficiency may develop many years after the cranial irradiation, especially in childhood cancer survivors who had tumors located and/or had surgery near the hypothalamo-pituitary axis and who received radiotherapy dose of over 30Gy to the hypothalamo-pituitary region (56). Children treated with radiotherapy for brain tumors had decreased pituitary height and endocrine deficiencies at 2, 5, and 10 years post-diagnosis (57). In the largest cohort of childhood-onset brain tumors (Childhood Cancer Survivor Study, CCSS), 43% of 1607 children who survived their disease for 5 or more years developed one or more anterior pituitary hormone deficiencies (51). A retrospective clinical study reported the prevalence of hypopituitarism in a large cohort of 748 adult survivors in the USA treated with cranial radiotherapy in childhood (CCSS), among them 72% with a leukemia diagnosis (9). After a long duration of follow-up (mean 27.3 years, range 10-47 years), the prevalence of GH deficiency was 46.5%, gonadotropin deficiency 10.8%, TSH deficiency 7.5% and ACTH deficiency 4%. The same population of patients were investigated in 2019, when the authors compared the prevalence of neuroendocrine deficiency in irradiated and non-irradiated childhood cancer survivors (58). In the 1086 irradiated children 40.2% had GH deficiency, 11.1% had TSH deficiency, 10.6% had FSH/LH deficiency, and 3.2% had ACTH deficiency, after a median follow-up time of 24.1 years, higher than in non-irradiated children (only 6.2% had GH deficiency and less than 1% had other endocrinopathies) (58). Similar results were published in 2022, when the authors investigated the neuroendocrine dysfunction in 355 children and adolescents who were treated with conformal radiation therapy for central nervous system tumors (low-grade glioma or ependymoma) at median age of 6.4 at radiotherapy and after the median follow-up of 10.1 years (59). The prevalence of GH deficiency was 37.2%, gonadotropin deficiency 17.7%, TSH deficiency 14.9%, ACTH deficiency 10.3% Hypothalamus mean dose ≥ 36 Gy was associated with higher odds of any deficiency (59). Recently published study on 41 adult survivors of childhood brain tumors treated with proton and photon irradiation showed that 63% of patients had GH deficiency after 14.8 years of follow-up (60).

 

A retrospective analysis of 102 children treated for brain, head and neck, and hematological malignancies with photon beam radiotherapy followed for 5.7 years showed that the majority (62.7%) developed pituitary insufficiency (61). Forty-one percent had one and 38% had two hormone deficiencies. Growth hormone deficiency was the most common (56.9%), followed with TSH deficiency (31.4%). Patients who developed pituitary insufficiency received higher maximum pituitary dose (median dose 44Gy). Doses of 40-49 Gy or more than 50 Gy led to a higher cumulative incidence rate of hypopituitarism compared with radiotherapy dose less of 20 Gy. However, even at lower dose of radiotherapy (less than 20 and 20-29 Gy), a five-year cumulative incidence of GH and TSH deficiency was about 30%.

 

It has been shown that large proportion (85.4%) of childhood nasopharyngeal carcinoma patients had reduced pituitary heights three months after radiotherapy (62). Some patients even had empty sella after radiotherapy. These changes of pituitary volume had long term side effects on the linear growth of these children (62). In addition, some childhood cancer survivors develop overweight or obesity (due to hypothalamic damage), dyslipidemia, metabolic syndrome and low bone mineral density (53).

 

Guidelines of the Endocrine Society addresses the diagnosis and treatment of hypothalamic-pituitary and growth disorders encountered in childhood cancer survivors (63).

 

THE PATHOPHYSIOLOGICAL MECHANISMS OF RADIATION-INDUCED NEUROENDOCRINE DYSFUNCTION

 

Cranial irradiation causes irreversible and progressive damage to the hypothalamic-pituitary region. There are several pathophysiological mechanisms of the radiation-induced hypopituitarism including direct hypothalamic neuronal and vascular injury, with secondary pituitary atrophy being the most common mechanism. Female acute lymphoblastic leukemia (ALL) survivors treated with cranial radiotherapy had smaller hypothalamic volume (measured on T1-weighed MRI images), compared to gender matched controls (64).

 

The integrity of the microstructure of the hypothalamus can be examined in vivo using the MRI technique diffusion tensor imaging (DTI), based on the direction and degree of the diffusion of water molecules. This MRI technique shows brain tissue microstructure alterations and provides information about brain white matter organization by assessing the restriction of randomly moving water molecules. Recently, this new technique of in vivo brain damage investigation was used in cranially irradiated patients (ALL and childhood craniopharyngioma survivors) (65). Important microstructure alterations in the hypothalamus were detected in ALL survivors, with worse alterations in overweight survivors compared to survivors with normal weight. These microstructure alterations suggest demyelination and axonal loss the hypothalamus and were not found in childhood onset craniopharyngioma survivors without hypothalamic involvement (65).

 

White matter lesions are pathological changes caused by obstruction of small cerebral vessels resulting in hypo-perfusion of the brain. These lesions can be visualized on T2-weighted MRI and correspond to myelin loss and mild gliosis (66). In patients with childhood-onset craniopharyngioma after photon cranial radiotherapy (with 3-field technique) an increase in white matter lesions volume was found, as well as reduced hypothalamic volume (67). The exact time when white matter lesions started to develop seemed to be around 20 years after cranial radiotherapy. The authors reported that having received cranial radiotherapy in childhood-onset craniopharyngioma patients corresponded to the similar effect as being 18 years older. Patients with more white matter lesions had higher cardiovascular risk (67). Animal studies using radiation-induced brain injury with a total dose of 30Gy (15 Gy with 2 fractions) showed also deficits in axonal transport as a result of multiple factors, such as decline in motor proteins kinesin-1 and cytoplasmic dynein, neuronal apoptosis, synaptic damage and energy metabolism dysfunction (decline in expression of the energy metabolism-related proteins) (68).

 

The third mechanism of radiation-induced hypothalamic dysfunction is the alteration of the neurotransmitters in the hypothalamus and other brain regions which regulate hypothalamic function (69-71). Animal studies showed that whole brain irradiation (11Gy) decreased levels of inhibitory neurotransmitters (GABA, glycine, taurine, aspartate) and receptors (GABAa receptor) in the hypothalamus, causing a neurochemical imbalance and neuroendocrine disturbances (72).

 

Direct pituitary damage may also occur, as it is the case in patients after stereotactic radiosurgery for pituitary adenomas. Animal studies using transcriptomics reported also that irradiation significantly changed pituitary transcriptome (73). These authors found reduced cell proliferation and activation of apoptosis related-p53 signaling pathway in the pituitary gland after cranial irradiation. Also, irradiation increased the expression of pro-inflammatory genes, decreased the expression of anti-inflammatory genes and activated the TNF inflammatory signaling pathway in the pituitary gland, leading to persistent inflammation (73). These findings could be used to develop new strategies (for example, anti-inflammatory interventions) for reducing radiotherapy-induced side effects.

 

It is also proposed that immune system may be a potential mediator of neuroendocrine dysfunction after cranial radiotherapy. The presence of anti-hypothalamic and anti-pituitary antibodies were found in 47.8% of irradiated children with craniopharyngioma, germinoma or gliomas and none in the healthy controls (74).

 

The posterior pituitary gland is less sensitive to radiation injury.

 

NEUROENDOCRINE DYSFUNCTION AFTER CRANIAL IRRADIATION

 

The incidence and severity of radiation-induced neuroendocrine dysfunction depends on radiation dose, radiation schedule, and duration of follow-up.

 

Radiation Dose

 

The severity and frequency of pituitary hormone deficiencies, hyperprolactinemia, or central precocious puberty as a complication of cranial radiotherapy correlates with the total radiation dose (Table 4).

 

Table 4. Hypothalamic-Pituitary Dysfunction After Cranial Radiotherapy

DYSFUNCTION

HYPOTHALAMIC-PITUITARY DOSE OF IRRADIATION

GH deficiency

≥ 18 Gy

Central precocious puberty

≥ 18 Gy

FSH/LH deficiency

≥ 30 Gy

TSH deficiency

≥ 30 Gy

ACTH deficiency

≥ 30 Gy

Hyperprolactinemia

≥ 50 Gy

 

 

The somatotroph axis is the most vulnerable and isolated growth hormone deficiency (GHD) may occur with a low radiation dose of 18 Gy (75, 76). If the radiation dose is less than 30 Gy, isolated GHD is present in 30% of patients (4, 28, 77). The incidence of GHD increases to 45-100% of patients if the radiation dose is 30-50Gy (47, 77-80).

 

If radiation dose is less than 18 Gy, central precocious puberty is a potential complication (with lower effective dose in girls compared with boys), while TSH and ACTH deficiencies are uncommon (13, 47, 81). A large retrospective study reported that the prevalence of central precocious puberty following the treatment of 80 patients with pediatric cancer and CNS tumors was 15.2% overall (29.2% for tumors in the hypothalamic-pituitary region and 6.6% for other CNS tumors) (82).

 

With an increase of radiation dose, GHD is followed by other pituitary hormone deficiencies: gonadotropin deficiency (30% of patients), TSH deficiency (6-25% of patients) and ACTH deficiency (22% of patients) (47, 83).

 

Radiotherapy Schedule

 

The severity of neuroendocrine dysfunction after cranial radiotherapy also depends on the radiotherapy schedule. If the total radiation dose is administered over a short period, it will induce more hypothalamic-pituitary damage than if the same dose is administered over a longer period. 

 

Follow-Up Period

 

The incidence of radiation-induced hypopituitarism correlates also with the time elapsed since treatment (30, 31). Hormone deficits accumulate throughout the follow-up period, with the majority of hormone deficits developing during the first 5 years post-radiotherapy. In a large study of the effect of cranial radiotherapy in patients with non-pituitary brain tumors, the incidence of all pituitary deficiencies almost doubled between years 2 and 7 of follow-up (45).

 

GH deficiency occurred the earliest (mean of 2.6 years), followed by gonadotropin deficiency and hyperprolactinemia (after 3.8 years), ACTH deficiency (after 6 years) and TSH deficiency (after 11 years) (74). After a follow-up period of 10 years, multiple pituitary hormone deficiencies occurred in 30-60% of patients (77, 79).

 

NEW RADIATION TECHNIQUES AND HYPOTHALAMIC-PITUITARY DYSFUNCTION

 

New stereotactic radiation techniques (stereotactic radiosurgery with a Leksell gamma knife, a stereotactic linear accelerator, a Cyber Knife, or proton beam therapy) have been developed with the aim to improve effectiveness, to irradiate less normal tissue, and to reduce toxic effects (17). The stereotactic radiation techniques involve photon energy from multiple 60Cobalt radiation sources (gamma knife) or a modified linear accelerator (LINAC). It can be delivered as a single fraction stereotactic radiosurgery or as a fractionated stereotactic radiotherapy. Stereotactic radiosurgery is a single dose radiation technique at doses of 16-25 Gy used in patients with small and medium-sized pituitary adenoma at least 2-4mm from the optic chiasm, whereas fractionated stereotactic radiotherapy is used in patients with large (>2.5-3cm) pituitary adenoma, frequently involving the optic chiasm (84).

 

Gamma Knife Stereotactic Radiosurgery

 

Gamma knife stereotactic radiosurgery delivers in a single session a highly collimated dose of ionizing radiation (60Cobalt) conformed to the shape of the target and sparing normal tissue, in contrast to conventional radiotherapy, which covers the tumor and the surrounding structures with a fractionated dose gradient of radio-toxicity between target cells and normal tissue. As already mentioned, gamma knife stereotactic radiosurgery is usually used in patients with relatively small tumors not in close proximity of the optic apparatus (at least 2-4mm away from the optic chiasm). The patient wears a rigid metal helmet fixed on the scull. The dose is usually prescribed at the 50% isodose, ensuring maximum dose at the isocenter and prescribed dose at tumor margins. The radiation is delivered in one session and the dose delivered to the tumor margin are higher for functioning pituitary adenomas (18-35 Gy), compared with nonfunctioning pituitary adenomas (10-20Gy) (84). The studies on long-term follow-up results of gamma knife stereotactic radiosurgery in patients with pituitary adenoma reported radiation-induced hypopituitarism in up to 50% of patients (25, 27, 85-92). Data published in last four years and meta-analysis of outcomes and toxicities following stereotactic radiosurgery for nonfunctioning pituitary adenomas showed lower incidence (15-28%) of radiotherapy-induced hypopituitarism (93-96). The retrospective study of long-term results (median of 64.5 months, range 14.5 – 236 months of follow-up) of gamma knife radiosurgery (median tumor margin dose 14 Gy, range 9-20 Gy) for postsurgical residual or recurrent nonfunctioning pituitary adenomas showed new hypopituitarism in 27.5% of patients, hypocortisolism being the most common deficiency (15 out of 80 patients) (93). The cumulative rates of developing new hypopituitarism at 1, 3, 5 and 10 years was 4%, 21%, 30% and 57%, respectively (93). Similar rates of new hypopituitarism (17.3% and 28%, respectively) after gamma-knife radiosurgery for functioning and nonfunctioning pituitary adenoma were also reported (95, 96). Pituitary deficits occurred after a median time of 22 months (96). Four percent of patients developed panhypopituitarism, while isolated hypocortisolism was observed in 16%, hypothyroidism in 14%, hypogonadism in 14% and growth hormone deficiency in 4% of patients (96). These authors tested biological effective dose (BED) as a possible predicting factor for tumor remission and radiation-induced hypopituitarism (96, 97). BED is defined as a dosimetric parameter that incorporates correction factors for both the slow and fast components of DNA repair which is activated by neoplasm during the radiotherapy (98). A shorter treatment time allows less opportunity for DNA repair and more efficient therapy. This dosimetric variable may be used for optimization of radiotherapy planning, rather than mean pituitary gland dose, for increased rate of remission and reduced rate of radiation-induced hypopituitarism. It was shown that BED above 45 Gy2.47 was associated with a 14-fold increase in risk of hypopituitarism, while mean pituitary gland dose above 10 Gy was associated with a 12-fold increase in risk of hypopituitarism (97).

 

A study with long-term endocrine and radiographic follow-up of patients with acromegaly or Cushing’s disease treated with gamma knife radiosurgery showed more than a half of patients (58.3%) had new pituitary deficiencies after the median time of 61 months (range 12-160) (99). GH deficiency was the most common deficiency (28.3%) and the rate of hypopituitarism gradually increased with time of follow up (10% at 3 years, 21.7% after 5 years and 53.3% at 10 years of follow-up) (99). Recently published study of gamma knife radiosurgery for acromegaly showed lower incidence (29%) of post-radiotherapy hypopituitarism at a median 29.5 months (range 6-143 months) (97). This rate of radiotherapy-induced hypopituitarism in patients with acromegaly after stereotactic radiosurgery is lower compared with fractionated radiotherapy (100). Another study showed the that 19.6% of patients with acromegaly and Cushing´s disease developed radiation-induced hypopituitarism after a median follow-up time of 39 months (range 6-106 months) and the median margin dose of 30Gy (range 16-35 Gy) (101). In this study, the most common pituitary axis deficiency was hypothyroidism, in combination with other deficiencies - hypogonadism and growth hormone deficiency (in patients with Cushing´s disease), or hypocorticism (in patients with acromegaly) (101).

 

Gamma knife radiosurgery is also an option in patients with medically and surgically refractory prolactinomas, in whom hypopituitarism was reported in 30.3% of patients after median follow-up od 42 months (range 6-207.9) (90). Also, gamma knife radiosurgery may be the initial option for elderly patients with nonfunctioning pituitary adenoma (102). New-onset hypopituitarism was reported in 19.4% of these patients after the median time of 23.1 months.

 

Some predictors of hypopituitarism following gamma knife stereotactic radiosurgery have been identified and include margin dose to the tumor, supra-sellar extension, the radiation dose to the distal infundibulum (maximum safe dose of 17 Gy), cavernous sinus invasion of the tumor, male sex, smaller pituitary gland volume, tumor volume, mean gland dose, biological effective dose and the amount of healthy tissue within the high dose region (87, 89, 94-96, 99-104). Data referring to the development of hypopituitarism related to gamma knife radiosurgery shows that keeping the mean radiation dose to the pituitary under 15 Gy and the dose to the distal infundibulum under 17 Gy may prevent the development of radiation-induced hypopituitarism (103). Decompression of pituitary gland by surgical resection and dose reduction in pituitary gland may reduce the rate of new hypopituitarism after gamma knife radiosurgery for patients with pituitary adenoma (93).

 

Gamma knife radiosurgery might be a precipitating factor of new or worsened pituitary hemorrhage (95, 105). Pituitary apoplexy (clinical and subclinical) is not a rare phenomenon and could compromise the results of gamma knife radiosurgery. The mechanism of pituitary apoplexy after radiation may include vascular changes and chronic hypo-perfusion of the pituitary gland, associated with tumor infarction, necrosis and hemorrhage. In a study which investigated the incidence, risk factors and prognosis of pituitary hemorrhage in pituitary adenomas treated with gamma knife radiosurgery, 7.3% patients developed new or worsened pituitary hemorrhage after median time of 18.9 months following radiotherapy (range 3.1-70.7 months) (105). Some of these patients developed new hypopituitarism. Nonfunctioning pituitary adenoma was independent risk factor of new or worsened pituitary hemorrhage after gamma knife radiosurgery and some of patients received surgical resection for clinical pituitary apoplexy (105). On the other hand, tumor shrinkage might be accelerated by hemorrhage due to radiotherapy. Pituitary tumor volume (above 10cm3) was significantly associated with new apoplexy after gamma knife radiosurgery (95).

 

Fractionated Stereotactic Radiotherapy

 

Stereotactic radiosurgery is a convenient radio-therapeutic approach for patients with small either secreting or nonfunctioning pituitary tumors, but caution should be used in patients with moderate or large-sized tumors (>3 cm) in close proximity to critical structures (optic chiasm and brainstem). For these patients, fractionated stereotactic radiotherapy (FSRT) may be a safer treatment option because of advantages of dose fractionation. This therapy is used at doses of 45-54Gy delivered in 25-30 daily fractions in patients with pituitary adenomas. In a study on the efficacy and safety of FRST in patients with large and invasive nonfunctioning pituitary tumors, the incidence of new anterior pituitary deficits was 40% at 5 years and 72% at 10 years, while no other radiation-induced complications occurred (106). Meta-analysis with more than 600 patients with pituitary adenomas showed that both stereotactic radiosurgery and fractionated stereotactic radiotherapy have comparable efficacy and safety (107). A recently published meta-analysis of 10 studies analyzed effects of fractionated stereotactic radiotherapy of 256 craniopharyngioma patients and found the new-onset hypopituitarism in 5% of cases (108).

 

In patients with tumors located near the optic structures, hypo-fractionated radiotherapy may be used, because of lower toxicity for the optic nerves compared with single-dose radiosurgery. Cyber knife uses a linear accelerator mounted on a mobile robotic arm and an image-guided robotic system and it delivers a radiation in 1 or few (2-5) sessions (hypo-fractionated SRS). The patient is immobilized with a thermoplastic masc. Recently published study analyzed 31 acromegaly patients treated with Cyber Knife stereotactic hypo-fractionated radiotherapy after 62 months of follow-up and reported endocrine remission in 86.7% of patients, with 22.4% cured disease rate at five years (109). Hypopituitarism was reported in 32.3% patients and no cases of radiation-induced optic neuropathy were reported.

 

Proton Radiotherapy

 

Pediatric diencephalic tumors, such as optic pathway/hypothalamic glioma, craniopharyngioma, germ cell tumors, Langerhans cell histiocytosis, and pituitary adenomas, have excellent survival outcomes and the focus in therapy has shifted toward methods which may reduce long-term morbidity and mortality (110, 111). One of the possibilities is the use of proton radiotherapy, as the preferred choice for children with diencephalic tumors, especially craniopharyngioma, low grade glioma and optic pathway glioma (110, 112). 

 

Proton radiotherapy is the conformal technique used for certain types of cancer and lymphomas, with precise delivery of radiation to a tumor and decreased radiation dose to normal brain because of lower entrance dose and elimination of exit dose compared with photon beams. Less normal brain is irradiated at low or intermediate doses, and this could decrease the risk of late effects of radiation, such as endocrinopathy, second malignancy, or neurocognitive deficits (113). After the calculation of the expected costs and effectiveness regarding growth hormone deficiency for a specific mean radiation dose to the hypothalamus, it has been demonstrated that proton radiotherapy may be more cost effective (compared with photon radiotherapy) for children in which radiation dose to the hypothalamus can be spared, for tumors not originating in or not directly involving the hypothalamus (114). Initial studies suggest lower rates of endocrine complications in children treated with proton radiation for medulloblastoma and low-grade glioma, with increased sparing of normal tissues (115, 116). The comparison between photon radiotherapy and proton radiotherapy for medulloblastoma showed that newer proton radiotherapy may reduce the risk of some radiation-associated endocrine complications (hypothyroidism and gonadotropin deficiency), but not all complications (the incidence of GH and ACTH deficiency, or precocious puberty was not changed) (116, 117). In a study of 118 patients with medulloblastoma (the mean age at diagnosis was 7.6 years, followed for a median of 5.6 years after the radiotherapy) 66% of patients developed growth hormone deficiency, 31% developed hypothyroidism, and 18% developed adrenal insufficiency (117). Primary hypothyroidism occurred less often after proton cranio-spinal radiotherapy (6%) compared to photon cranio-spinal radiotherapy (28%), while central hypothyroidism, growth hormone deficiency and adrenal insufficiency incidence rates were similar between the groups (117). 

 

It seems that proton conformal radiotherapy has advantages over conventional photon therapy for children with gliomas. Depending on the tumor location, it can spare the hypothalamic-pituitary axis. There was only 1 patient with endocrinopathy in the 14 irradiated children in the low (radiation dose less than 12 Gy) or intermediate endocrine risk groups (radiation dose 12-40Gy) (115).

 

A study on the effects of proton radiotherapy in a large group of 189 pediatric and young adult patients treated for brain tumors showed that the rate of any pituitary hormone deficiency at four years was 48.8% (118). The incidence of hormone deficiencies was strongly associated with the dose of radiation and the age at time of treatment, with children being especially sensitive. The most frequent endocrine disorders according to the level of irradiation (< 20 Gy, 20-40 Gy, and 40 Gy) were as follows: GH deficiency (9%, 40%, and 79%), followed by TSH deficiency (4%, 25%, and 43%), ACTH deficiency (4%, 4%, and 18%), and gonadotropin deficiency (0%, 3%, and 14%) (118).

 

Children with brain tumors treated with combined conventional plus proton beam radiotherapy received a higher radiation dose and developed neuroendocrine dysfunction sooner (47% of patients after mean time of 0.33 year), compared with children treating with proton beam radiotherapy only (33% of patients after mean time of 1.17 years) (119).

 

In the future the late consequences of new radiation techniques should be more completely defined. Further studies are needed to investigate longer-term side effects of proton radiotherapy and confirm whether this technique of radiation and lower radiation doses with proton radiotherapy will change the risk for neuroendocrine dysfunction and secondary malignancy.

 

New Planning and Dose Delivery Techniques

 

Cranial radiotherapy has evolved with the development of new planning and dose delivery techniques of photons (intensity-modulated radiotherapy, volumetric-modulated arc radiotherapy) and proton beam radiotherapy (16, 120). These new planning and dose delivery techniques allow increasingly precise delivery of irradiation with reduction of the dose to surrounding neurovascular and brain structures, especially hypothalamic-pituitary axis and hippocampus (34, 120-122). Modern techniques of intensity-modulated proton therapy are able to produce acceptable cranio-spinal irradiation plans, avoid important intracranial structures (hypothalamus, pituitary and hippocampus receive 50% reduced dose of irradiation) and improve patient quality of life (122).

 

Patients with somatotroph adenoma that had not achieved complete remission after surgery and medical therapy, treated with fractionated intensity-modulated radiotherapy, developed hypopituitarism in 28.3% of cases, after the median follow-up time of 36 months (range, 6-105.5 months), similar to stereotactic radiosurgery (121). In this study, only age below 33 years was a significant predictor of radiation-induced hypopituitarism.

 

Modern radiotherapeutic technique such as volumetric-modulated arc therapy, with a sparing approach of both hippocampus and hypothalamus-pituitary axis might be a promising option for the patients undergoing whole-brain radiotherapy (50). The aim of this approach is to reduce dose application to these brain areas and to reduce common side effects (cognitive impairment and neuroendocrine dysfunction). A combined sparing approach involving both hippocampus and hypothalamo-pituitary axis using volumetric modulated arc therapy allows simultaneous dose reduction (less than 50% of the prescribed dose to the target) to these functional brain areas without compromised target coverage (50). Even in patients with brain metastasis requiring whole brain radiotherapy (WBRT), protection of the hypothalamo-pituitary axis during WBRT may be unlikely to compromise the tumor recurrence rate, because the rarity of brain metastasis in the hypothalamo-pituitary area (123).

 

The selection of the radio-therapeutic method is based on the tumor size, distance from the optic structures and local invasion (124). SRS is reserved for tumors less than 3cm or small remnants in the cavernous sinus, located more than 3-5 mm away from the optic structures and the dose to the optic chiasm should not exceed 8 Gy. Fractionated radio-therapeutic methods are used for large pituitary tumors, or those which invade the optic nerves. Hypo-fractionated SRS (in 2-5 sessions) has been used for perioptic tumors.

 

New radiation technology including intensity-modulated proton therapy (IMPT), proton-based stereotactic radiosurgery, and FLASH-proton therapy (delivery of very high doses of radiation in fractions of a second), may provide in the future efficient control of the primary tumor with decrease of long-term complications (110). Prospective studies on endocrine and neurologic outcome are required to establish the long-term morbidity, neuroendocrine and cognitive sequelae.

 

Strategies for Precise Radioprotection

 

It is still a challenge how to protect the normal tissue from radiation-induced damage. There are studies on several agents which could protect the normal cells from radiation-induced damage with no affecting the radiation-induced killing of the tumor cells (memantine hydrochloride, amifosine, antioxidants). Recently published study on MitoQ, a mitochondria-targeted antioxidant, showed a good neuro-protective effect of this antioxidant in preclinical studies (125). MitoQ is absorbed to the inner mitochondrial membrane, affects mitochondrial respiration and induces selective protective autophagy among radiated normal cells (125). Tumor cells rely on aerobic glycolysis, mitochondria-independent energy supply pathway and are not protected due to the absence of autophagy.

 

SCREENING FOR NEUROENDOCRINE DYSFUNCTION FOLLOWING CRANIAL RADIOTHERAPY

 

Recently, recommendations for screening for hypopituitarism after cranial radiotherapy were suggested (13, 63, 112, 126, 127). According to this approach, clinical evaluation, baseline pituitary hormone assessment, and dynamic testing for GH and ACTH deficiency should begin one year after cranial radiotherapy (Table 5). Clinical examination of children (including linear growth and pubertal staging) should be done every 6 to 12 months until final height is attained, and then yearly thereafter (13, 63). In patients at risk for central precocious puberty, pubertal development should be monitored every 6 months until age 9 years in girls and 10 years in boys (13).

 

If results of the assessment are normal, reassessment should be done every 2-4 years until at least 10 years following radiation. GH testing should be done only in patients who are good candidates for GH replacement therapy (keeping in mind the safety in underlying malignancy). It is also recommended to perform an endocrine assessment at 1 year after radiotherapy in patients treated for non-pituitary intracranial neoplasms, since they also may develop hypothalamic-pituitary dysfunctions (128).

 

Table 5. Screening for Hypothalamic-Pituitary Dysfunction

DYSFUNCTION

Clinical data

Basal analysis

Dynamic test

GH deficiency

Growth velocity (children)

IGF-I

ITT, glucagon, clonidine (children)

FSH/LH deficiency

Pubertal staging

FSH, LH, estradiol (female), testosterone (male)

GnRH

TSH deficiency

Clinical examination

TSH, FT4

TRH

ACTH deficiency

Clinical examination

Cortisol

ITT, Synacthen

Hyperprolactinemia

 

PRL

 

Precocious puberty

Pubertal stage

FSH, LH, estradiol (female), testosterone (male)

 

 

Somatotroph Axis

 

Two stimulation tests for estimating GH secretion are required in the case of isolated GHD, while in patients with multiple pituitary hormone deficiencies there is no need for formal testing to establish a diagnosis of GH deficiency. Interpretation of results for the GH stimulatory tests following cranial radiation may be complicated because of the different mechanisms governing GH release during the gold standard, the insulin tolerance test (ITT), and other tests (arginine+GHRH and GHRH+GHRP-6 test in the past). In some cases, the results of different GH stimulatory tests may be discordant (75, 129, 130). The hypothalamus is more sensitive to radiation-induced injury compared with pituitary. Provocative tests which directly stimulate the somatotrophs (GHRH) may give false negative results in the early years after radiotherapy (131). Failing to pass the hypoglycemia test (ITT) is more common after radiation than to other stimulatory tests but may not necessarily reflect GH deficiency (132-135). It has been suggested that lower radiation doses (<40 Gy) predominantly cause hypothalamic damage with GHRH deficiency and subsequent somatotroph atrophy. In cases with robust response to ITT it is suggested to repeat screening at four years, while in cases with borderline response to this test, it should be repeated at two years (126).

 

IGF-1 levels may be useful in screening for severe GH deficiency in children and adults (63). However, in childhood cancer survivors exposed to cranial radiotherapy, it is recommended against relying solely on serum IGF-I levels to make the diagnosis of GH deficiency (52, 60, 63, 136). Recently published study of 41 survivors of childhood brain tumors treated with proton and photon irradiation and followed for 14.8 years showed low diagnostic value of IGF-1 and high prevalence of undiagnosed GH deficiency (50%) (60). Meta analysis of 15 studies with 477 childhood cancer survivors showed the same diagnostic accuracy of various dynamic tests (ITT, GHRH, GHRH plus arginine, levodopa, clonidine) for GH deficiency in childhood cancer survivors as in other causes of GH deficiency (52).

 

In children with growth failure, risk factors and comorbidities, in which the GH stimulatory test may be uncomfortable, an evidence-based prediction model to diagnose GH deficiency was proposed (137). In the large cohort of 770 children the authors identified clinically relevant risk factors for GH deficiency (among them cranial radiotherapy ≥18 Gy), to build a clinical prediction model for GH deficiency, a mathematical and machine-learning approach to avoid GH stimulatory testing in children with growth failure and comorbidities (137). The specificity of their prediction rule for GH deficiency without need for pharmacological stimulation tests in children with risk factors was 99.2%.

 

Hypothalamic-Pituitary-Gonadal Axis

 

Low radiation dose (˂ 18Gy) in pre-pubertal children may cause premature activation of hypothalamic-pituitary-gonadal axis leading to central precocious puberty, mostly in girls, due to loss of neurons with inhibitory γ-aminobutyric acid (30, 31, 81, 138, 139). Higher radiation doses may cause central hypogonadism with a cumulative incidence of 20-50% on long-term follow-up (4, 28, 44, 47, 77, 78, 83). Gonadotroph deficiency is defined as low or normal gonadotropin levels and low plasma testosterone in men and amenorrhea with low plasma estradiol in premenopausal women (˂50 years old).

 

Hyperprolactinemia

 

Hyperprolactinemia may develop after cranial radiotherapy in 20-50% of patients and indicates hypothalamic damage and reduced inhibitory dopamine activity (4, 30, 31, 134). Elevated prolactin level is mostly seen in young females after high dose cranial irradiation (> 50Gy) (13, 44, 47, 77, 78, 140). Elevated prolactin levels may be asymptomatic, without clinical significance or may cause central hypogonadism (78). Elevated prolactin levels may decline and normalize during follow-up due to radiation-induced reduction of the pituitary lactotroph cells (28).

 

Hypothalamic-Pituitary-Adrenal Axis and Hypothalamic-Pituitary-Thyroid Axis

 

The hypothalamic-pituitary-adrenal axis and hypothalamic-pituitary-thyroid axis are more radioresistant than the GH and gonadotropin axes. Corticotroph deficiency is defined as low morning serum cortisol (normal range for morning serum cortisol, 7– 25 mg/dl; for evening serum cortisol, 2–14 mg/dl) and a normal or low serum ACTH level. Thyrotroph deficiency is based on a low free T4 with normal or decreased TSH. ACTH and TSH deficiency may occur after a large dose of cranial radiation (>50 Gy) used for nasopharyngeal cancer and skull base tumor, in 30-60% of patients after long-term follow-up (4, 28, 30, 31, 47, 77, 80). Central hypocorticism and hypothyroidism may be subclinical and diagnosed by stimulatory tests (ITT, glucagon, Synacthen test and TRH test).

 

OTHER CHRONIC COMPLICATIONS OF CRANIAL IRRADIATION

 

Cerebrovascular Insult (Stroke)

 

The large Dutch study which included 806 patients with nonfunctioning pituitary adenomas (456 treated with cranial radiotherapy) reported the increased incidence of cerebrovascular events in men treated with cranial radiotherapy (hazard ratio 2.99, 95% CI 1.31-6.79) (20).  

 

Radiation-Induced Ocular Complications

 

Radiation-induced ocular complications include cataract, dry eye syndrome, corneal erosions, perforations and scarring, as well as radiation retinopathy, neuropathy and neo-vascular glaucoma (141). The use of fractionated robotic radiotherapy (Cyber Knife system) on benign para-sellar tumor located close to the optic pathway is safe and does not impair the structure and function of the anterior and posterior segments of the eye during the 24-month observation (142). Only the thinning of the retinal nerve fiber layer (RNFL) was described, but it did not impair visual function and it did not correlate with the dose delivered to the optic pathway. Single doses lower than 8–10 Gy are considered safe in patients undergoing single and multi-fraction stereotactic radiotherapy (143). The dose per fraction received seems to be the most important factor and should not exceed 1.9 Gy.

 

Second CNS Tumor

 

The occurrence of a second intracranial neoplasm is a rare complication after radiotherapy, including the development of radiation-associated intracranial neoplasm and malignant transformation of a benign lesion (22, 23, 144, 145). Tumors such as meningioma, glioma or sarcoma are the most prevalent secondary neoplasms after cranial irradiation. The systematic review of 21 studies in children and adults who received cranial radiation for prophylactic or therapeutic purposes showed a 7-10-fold increase in subsequent CNS tumors in children, with a latency period ranging from 5.5 to 30 years (glioma developed 5-10 years and meningioma around 15 years after radiation) (22). Additional investigation is needed on the risk of radiation-induced secondary tumors in adults, because some studies showed no increased risk, while other studies reported a higher risk for secondary CNS tumors with a latency period from 5 to 34 years (22). A large study that included 8917 patients from the Pfizer International Metabolic Database (KIMS) reported an increased incidence for de novo brain tumors in patients treated for pituitary/sellar lesions (23). The risk of developing a malignant brain tumor increased by 2-4-fold and meningioma by 1.6-fold with every 10 years of younger age at radiotherapy, irrespectively of the type of radiotherapy (conventional vs stereotactic) (23).

 

Recently published retrospective, multicenter study of 3679 patients with long-term follow-up after radiotherapy (recipients of proton beam or stereotactic radiotherapy were excluded) for pituitary adenoma and craniopharyngioma reported the cumulative probability of second brain tumor of 0.9% after 10-years follow-up and 4% after 20-year follow-up (146). Medial latency period for secondary malignant tumor (glioblastoma, astrocytoma) was 8.3 years, and for secondary benign tumor (meningioma, acoustic neuroma, neurocytoma, low-grade glioma) was 17.7 years. The authors reported that older age at pituitary tumor detection was a predictor of developing a second brain tumor. Patients with second malignancy in the region of previous radiotherapy often present with aggressive clinical course and disease resistant to various treatment modalities several years after radiotherapy (145). Sarcoma of the sellar region is a rare malignant complication after radiotherapy of the pituitary tumor. In a systematic review of 94 sarcoma of the sellar region, one third was associated with radiotherapy and developed after median time of 10.5 years and mean radiation dose 47.5 ± 5.05 Gy (147). Ionizing radiation is a known risk factor for sarcomatous transformation of fibrous dysplasia of the bone in patients with McCune-Albright syndrome.

 

It is important to differentiate correctly radionecrotic lesion on contrast MRI from brain neoplasia (148). Brain radionecrosis is a neuronal death, vascular endothelial damage and demyelination lesions after high-dose radiotherapy and it can be differentiated from a tumor by molecular imaging techniques (18-FDG PET/CT, 11C-acetate PET/CT) (148).

 

There are some data that the risk for secondary malignancy is lower with stereotactic radiosurgery, in comparison with conventional radiotherapy (144). A large multicenter study of 4905 patients with gamma knife radiosurgery for arteriovenous malformation, trigeminal neuralgia, or benign intracranial tumors (including pituitary adenomas) reported the overall incidence of 6.8 per 100 000 patients-years, or a cumulative incidence of 0.00045% over 10 years, similar to the risk of developing a primary CNS tumor in the general population (144). Long-term follow-up for patients treated with new radiation techniques (stereotactic radiosurgery and proton beam therapy) are needed.

 

CONCLUSION

 

Hypothalamic-pituitary dysfunction is among the most common late effect of cranial radiotherapy. Radiation causes irreversible and progressive damage to the hypothalamic-pituitary region. The pathophysiology of the radiation-induced damage includes direct neuronal and vascular injury and fibrosis. The incidence and severity of hypopituitarism correlate with the total radiation dose delivered to the hypothalamic-pituitary region, the fraction size, the time between fractions, and the duration of follow-up. Periodical life-long endocrine assessment is recommended in all long-term survivors of childhood or adulthood tumors who were treated with cranial radiotherapy or with total body irradiation. With newer radiation techniques the dose and volume of normal tissue irradiated are reduced. Further analysis of new radiation techniques (stereotactic radiosurgery and proton beam therapy) and long-term hypothalamic-pituitary dysfunctions are needed.

 

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Pituitary Diseases in the Tropics

ABSTRACT

 

The pituitary gland is the master controller of the hormonal axes in the body and modulates its hormonal output based on the information received from the hypothalamus and the peripheral target organs. The traditional feedback hormonal loop involving the central and peripheral organs is termed the hypothalamo-pituitary-target organ axis. Pituitary disorders may present either due to the structural or hormonal manifestations. Pituitary disorders often have a long gestation period before their clinical identification. The commonest pituitary disorders include functional and non-functional adenomas and hypopituitarism. In this chapter, we shall discuss the pituitary disorders encountered in the tropical countries along with their unique features and management.

 

INTRODUCTION

 

The pituitary gland is the fulcrum of the entire hormonal axes in the human body and is located in the sella turcica of the temporal bone. The pituitary gland is divided into anterior and posterior portions connected by an intermediary lobe. The anterior pituitary secretes growth hormone (GH), thyroid stimulating hormone (TSH), adrenocorticotrophic hormone (ACTH), luteinizing hormone (LH), follicle stimulating hormone (FSH), and prolactin. Vasopressin and oxytocin are the two hormones released from the posterior pituitary. The common pituitary disorders in endocrine practice include prolactinoma, acromegaly, Cushing’s disease, non-functional pituitary adenoma (NFPA), and hypopituitarism. Hypopituitarism denotes either complete or partial deficiency of pituitary hormones. The etiologies that lead to hypopituitarism are classified as congenital, neoplastic, and inflammatory diseases (1). Pituitary dysfunction in tropical countries is observed due to specific etiologies as shown in table 1. In the subsequent sections, we shall discuss the individual disorders.

 

Table 1. Pituitary Diseases of the Tropics

Gynecological- Sheehan’s syndrome, Pseudocyesis

Environmental- Snake envenomation, Heat stroke, Traumatic brain injury

Infections- Tuberculosis, Toxoplasmosis, Pneumocystis, Cytomegalovirus, Aspergillosis, Candida

Miscellaneous- Hemochromatosis, Steroid abuse

 

SHEEHAN’S SYNDROME

 

Harold Sheehan described this syndrome in 1937 as post-partum pituitary necrosis (2). It is a common cause of pituitary insufficiency in tropical countries where obstetric care is not well advanced. In a study from India, the prevalence of Sheehan’s syndrome (SS) is reported to be 3% in women above 20 years of age and according to this study two third of SS patients had undergone home delivery (3).  This might be a tip of the iceberg as the majority of cases go unrecognized because of the long lag period between the primary insult and clinical presentation and the significant number of unreported home deliveries (4). Post-partum hemorrhage (PPH) is the initiating event which triggers the cascade of pituitary necrosis as shown in the figure 1.

Figure 1. Etiopathogenesis of Sheehan’s Syndrome

Pathogenesis

 

The pituitary is a highly vascularized organ and is very vulnerable to ischemic insults secondary to a fall in mean arterial pressure. PPH is the primary insult which leads to hypotension and compromised blood flow to pituitary, leading to irreversible necrosis and deficiencies of various pituitary hormones. The pituitary gland increases in size during pregnancy and its location inside the sellar compartment makes it susceptible to ischemic insults. Other factors which aid in the progression of SS are disseminated intravascular coagulation, mutation in various coagulant factors like factor II and V, vasospasm, multiparity, advanced maternal age, and autoimmunity. Lactotrophs and somatotrophs are located laterally and are commonly affected in comparison to medially located corticotrophs and thyrotrophs (4). Anti-pituitary (APA) and anti-hypothalamus antibodies (AHA) are seen in patients with SS even many years after the primary insult. It is postulated that necrosed pituitary cells exposes various antigens to which these antibodies develop and subsequently leads to autoimmune damage (5). The various risk factors for the development of SS are summarized in the table 2.

 

Table 2. Predisposing Factors for Sheehan’s Syndrome

Anatomical

Physiological

Obstetrical

Miscellaneous

Small sella turcica

Pituitary enlargement

Coagulation disorders

Prothrombotic states

Vasospasm

Postpartum bleed

Home deliveries

Advanced age

Multiparity

Autoimmunity

 

Clinical Presentation

 

Patients with SS can have an acute, subacute, or chronic presentation and symptoms in SS are related to the underlying pituitary hormone deficiencies. Usually a lag period between the primary insult to first presentation is in the range of 7-19 years. However, SS may present as an acute catastrophic event immediately after delivery which can be associated with a high mortality. Acute SS may present as emergency in the form of myxedema coma, severe hyponatremia, adrenal crisis, and hypoglycemia coma. Failure of lactation, inability to resume menstrual cycles, and loss of secondary sexual characteristics in the background of PPH should raise suspicion of SS.  Figure 2 summarizes various clinical features of SS. It is also important to understand that about 10% of patients with SS may remain asymptomatic and about 50% of patients may have nonspecific signs and symptoms eluding clinical diagnosis. Diabetes Insipidus is a rare phenomenon in SS. In chronic SS, clinical examination reveals the loss of axillary and pubic hair, breast atrophy, wrinkling around the eyes and mouth, and features of hypothyroidism (4).

 

Figure 2. Clinical Features of Sheehan’s Syndrome (SS)

In appropriate clinical settings, SS syndrome is diagnosed by detecting variable degrees of pituitary hormone deficiencies. Dynamic stimulation testing might be required for diagnosing SS. Hyponatremia is commonly seen in SS and its occurrence is explained by multiple factors like hypothyroidism, hypocortisolemia, and increased anti-diuretic hormone secretion as a result of decreased mean arterial pressure. On sellar imaging an empty sella is a hallmark finding in SS. Complete and partial empty sellars is seen in about 70-75% and 20 – 25% of patients with SS respectively. In acute SS, pituitary might be enlarged with features suggestive of necrosis on neuroimaging. Rarely, patients with SS can have a normal pituitary on imaging (6). Lymphocytic hypophysitis may present similarly and the differentiating features between the two conditions are summarized in table 3.

 

Table 3. Differences Between Sheehan’s Syndrome and Lymphocytic Hypophysitis

Sheehan’s syndrome

Lymphocytic hypophysitis

Women in postpartum period affected

Women, men, & children can be affected

Post-partum hemorrhage common hence seen in developing countries

Common in affluent nations

Lactation failure present

No lactation failure

Other autoimmune disorders not common

Can be associated with other autoimmune disorders

    PRL, TSH, GH

 ACTH, FSH, LH are affected late

  ACTH, TSH,    PRL

Normal GH, FSH, LH

DI rare

DI common

Empty sella on imaging

Enhancing pituitary mass may progress to empty sella, thick stalk

PRL, prolactin; TSH, thyroid stimulating hormone; GH, growth hormone; ACTH, adrenocorticotrophic hormone; FSH, follicular stimulating hormone; LH, luteinizing hormone; DI, diabetes insipidus

 

Management

 

In acute SS syndrome, intravenous glucocorticoids, thyroid hormone replacement, and fluid resuscitation constitutes the main treatment. It is important to keep in mind that thyroid hormone replacement should not be done without testing for the adequacy of the pituitary adrenal axis. Long term management is guided by diagnosing the specific endocrine deficits and replacement for these abnormalities. Besides glucocorticoid and thyroxine, the patient may require sex steroids, growth hormone, and desmopressin therapy. At appropriate intervals, patients should be screened for malignancies and bone health (7).

 

SNAKE ENVENOMATION AND PITUITARY DYSFUNCTION

 

The World Health Organization (WHO) has included snake bite in the priority list of neglected tropical diseases. About 85,000–138,000 deaths occur per year all over the world as a result of snake envenomation and more than 75 percent of these deaths happen in tropical countries. About 10 percent of people who survive snake envenomation develop pituitary dysfunction. Pituitary dysfunction is more common with vasculotoxic snakes like Russel’s viper (8). The exact prevalence of hypopituitarism following snake bite is not known because the majority of these bites occur in countries where the reporting system of snake bite is not robust. Somatotrophs and corticotrophs are frequently affected and patients may present in an acute or chronic stage with various signs and symptoms of hypopituitarism. Kidney injury and disseminated intravascular coagulation (DIC) are postulated to be predictors of hypopituitarism following snake bite. Pituitary imaging may show a spectrum of findings ranging between a completely normal pituitary to an empty sella (9).

 

Figure 3 illustrates the pathophysiology of hypopituitarism in snake bites. Vasculotoxic snake bites lead to a capillary leak syndrome which causes pituitary swelling and initiation of DIC. Increased capillary permeability also exposes various pituitary antigens and leads to the development of various antibodies which further damages pituitary cells. Vasculotoxic snake venom also has a direct stimulatory effect on pituitary cells and can result in damage. Circulatory collapse further leads to pituitary ischemia and finally hypopituitarism (10).

Figure 3. Pathogenesis of Hypopituitarism in Snake Bites

Hypopituitarism following snake bites can present as early as 24 hrs to as late as 24 years. Patients may present acutely with adrenal crisis or chronically with non-specific signs and symptoms. Deficiency of growth hormone and cortisol are common and central diabetes insipidus is rare after snake bite induced hypopituitarism (11). Appropriate hormonal replacement remains the mainstay of treatment.

 

POST TRAUMATIC PITUTARY DYSFUNCTION

 

In India it is reported that about 405 deaths and 1290 injuries happen as a result of road traffic accidents every day. Out of these accidents, two thirds occur in individuals between 15-44 years of age and a significant number of these patients are left with various disabilities (12). Post traumatic hypopituitarism is described after various injuries ranging from mild to severe or even with repeated injuries. Post traumatic hypopituitarism is believed to be responsible for about 7.2% of all causes of hypopituitarism and can develop after road traffic accidents, sports injuries, blast injuries, and other trauma. In the acute phase of post traumatic brain injury, pituitary dysfunction is seen in as high as two thirds of patients (13).

 

Events and pathogenesis of post traumatic hypopituitarism is described in figure 4.  As described in the pathogenesis of SS, pituitary vasculature has a unique propensity for ischemic insult. Autoimmunity is also postulated to play a part in the pathogenesis of post traumatic hypopituitarism. It is believed that as a result of trauma there is disruptions of the blood brain barrier and there is exposure to various hypothalamic and pituitary antigens. Anti-pituitary antibodies and anti-hypothalamic antibodies have been demonstrated by various authors many years after the primary injury. It has also been reported that patients who does not have anti-pituitary antibodies have a higher chance of recovery of pituitary functions within 5 years (14). The role of varied expression of miRNA and the protective role of apolipoprotein E3 have also been described.  Somatotrophs and gonadotrophs are first affected by ischemic damage and centrally located corticotrophs and thyrotropes are preserved (13).

Figure 4. Pathogenesis of Post Traumatic Hypopituitarism

The diagnosis of post traumatic hypopituitarism can be difficult because of the non-specific signs and symptoms, impaired cognition, and difficulty to carry out dynamic tests. Patients may have varied presentations like neuropsychiatric manifestations, dementia, altered body fat distribution, and altered metabolic profile. Neuroimaging may show brain contusions, skull fractures, diffuse axonal injuries, diffuse brain swelling, decreased pituitary volume, and even empty sella. Various authors have reported that diffuse brain swelling, skull fractures, axonal injury are predictors of post traumatic hypopituitarism (13). Appropriate hormonal replacement is the mainstay of treatment and pituitary functions revert back to normal within 5 years in a significant number of patients (15).

 

PITUITARY INFECTIONS

 

Pituitary infections are considered to be a rare in usual practice. However, in tropical countries it can pose a great challenge especially when there is no clinical suspicion. Of all the infections, mycobacterium tuberculosis is a frontrunner in causing pituitary dysfunction. Pituitary insufficiency is reported in children with tubercular meningitis and hyperprolactinemia and adrenal insufficiency was common abnormalities (16). There are a large number of people living with human immunodeficiency virus (HIV) and pituitary infections with cytomegalovirus and toxoplasma gondii can be seen in some of these patients. Immunocompromised patients can also develop pituitary abscesses and the posterior pituitary is commonly affected as it receives its blood supply directly from the systemic circulation. Aspergillus, candida albicans, and pneumocystis jiroveci are common organisms incriminated in pituitary abscesses. The endocrine abnormalities seen most often are DI, hyperprolactinemia, and hypogonadism. On neuroimaging a pituitary abscess may present as parasellar mass (17). Tertiary syphilis can rarely infect the pituitary. The infected pituitary can develop pituitary dysfunction as result of chronic ischemia which leads to necrosis (1).

 

MISCELLANEOUS CONDITIONS

 

Pseudocyesis describes a clinical condition in which a woman who is not pregnant, presents with a strong conviction of being pregnant along with the associated signs and symptoms mimicking a true pregnancy state. Though pseudocyesis has been recognized since antiquity, the hormonal changes have been studied in the recent decades. The disease is rarely reported in developed countries but is fairly common in tropical countries, especially Africa, where childbearing is considered as essential for women to live with respect. A notable example of this condition was Mary Tudor, the first queen of England, who believed that God did not bless her with a child because of the harsh punishments given by her to the protestants. In this disorder women of child bearing age develops raised prolactin and LH levels (16). Quack therapies are commonly practiced in tropical countries and steroids are the main constituents of such forms of therapies which leads to suppression of the hypothalamic pituitary axis (18). Heat injuries are common in tropical countries and pituitary dysfunction has been reported in heat related injuries. Heat stress is considered to damage somatotrophs and corticotrophs (19). Hemochromatosis is a condition with excess deposition of iron in tissues leading to functional consequences. Hypopituitarism has been reported frequently in patients with hemochromatosis and this is often exaggerated in tropical countries due to poor chelation therapy (20).

 

CONCLUSION

 

Pituitary disorders in the tropics have certain unique etiologies that include Sheehan’s syndrome, snake-bite, and certain infectious disorders. A high index of clinical suspicion is required to identify the underlying condition in the absence of typical clinical features. The evaluation and management of the hypopituitarism is akin to other etiologies. Improved obstetric care has resulted in a reduced prevalence of Sheehan’s syndrome. Close monitoring and lifelong hormone replacement therapy as deemed necessary are the cornerstones of the therapy to reduce the associated morbidity and mortality. 

 

REFERENCES

 

  1. Hypopituitarism - Endotext [Internet]. [cited 2021 Feb 12]. Available from: https://www.endotext.org/chapter/hypopituitarism-2/
  2. Sheehan HL. Post-partum necrosis of the anterior pituitary. J Pathol Bacteriol. 1937 Jul 1;45(1):189–214.
  3. Zargar AH, Singh B, Laway BA, Masoodi SR, Wani AI, Bashir MI. Epidemiologic aspects of postpartum pituitary hypofunction (Sheehan’s syndrome). Fertil Steril. 2005 Aug;84(2):523–8.
  4. Karaca Z, Laway BA, Dokmetas HS, Atmaca H, Kelestimur F. Sheehan syndrome. Nat Rev Dis Prim. 2016 Dec 22;2(1):1–15.
  5. De Bellis A, Kelestimur F, Sinisi AA, Ruocco G, Tirelli G, Battaglia M, et al. Anti-hypothalamus and anti-pituitary antibodies may contribute to perpetuate the hypopituitarism in patients with Sheehan’s syndrome. Eur J Endocrinol. 2008 Feb 1;158(2):147–52.
  6. Diri H, Tanriverdi F, Karaca Z, Senol S, Unluhizarci K, Durak AC, et al. Extensive investigation of 114 patients with Sheehan’s syndrome: A continuing disorder. Eur J Endocrinol. 2014 Sep 1;171(3):311–8.
  7. Diri H, Karaca Z, Tanriverdi F, Unluhizarci K, Kelestimur F. Sheehan’s syndrome: new insights into an old disease. Vol. 51, Endocrine. Humana Press Inc.; 2016. p. 22–31.
  8. Suraweera W, Warrell D, Whitaker R, Menon G, Rodrigues R, Fu SH, et al. Trends in snakebite deaths in India from 2000 to 2019 in a nationally representative mortality study. Elife. 2020 Jul 1;9:1–37.
  9. Naik Bn, Bhalla A, Sharma N, Mokta J, Singh S, Gupta P, et al. Pituitary dysfunction in survivors of Russell’s viper snake bite envenomation: A prospective study. Neurol India. 2018 Sep 1;66(5):1351.
  10. Bhattacharya S, Krishnamurthy A, Gopalakrishnan M, Kalra S, Kantroo V, Aggarwal S, et al. Review article endocrine and metabolic manifestations of snakebite envenoming. Vol. 103, American Journal of Tropical Medicine and Hygiene. American Society of Tropical Medicine and Hygiene; 2020. p. 1388–96.
  11. Golay V, Roychowdhary A, Dasgupta S, Pandey R. Hypopituitarism in patients with vasculotoxic snake bite envenomation related acute kidney injury: A prospective study on the prevalence and outcomes of this complication. Pituitary. 2014 Apr 1;17(2):125–31.
  12. Pal R, Ghosh A, Kumar R, Galwankar S, Paul S, Pal S, et al. Public health crisis of road traffic accidents in India: Risk factor assessment and recommendations on prevention on the behalf of the Academy of Family Physicians of India. J Fam Med Prim Care. 2019;8(3):775.
  13. Hari Kumar KV, Swamy MN, Khan MA. Prevalence of hypothalamo pituitary dysfunction in patients of traumatic brain injury. Indian J Endocrinol Metab. 2016 Nov-Dec;20(6):772-778.
  14. Gilis-Januszewska A, Kluczyński Ł, Hubalewska-Dydejczyk A. Traumatic brain injuries induced pituitary dysfunction: a call for algorithms. Endocr Connect. 2020 May;9(5):R112–23.
  15. Tanriverdi F, De Bellis A, Ulutabanca H, Bizzarro A, Sinisi AA, Bellastella G, et al. A five year prospective investigation of anterior pituitary function after traumatic brain injury: Is hypopituitarism long-term after head trauma associated with autoimmunity? J Neurotrauma. 2013 Aug 15;30(16):1426–33.
  16. Dhanwal DK, Vyas A, Sharma A, Saxena A. Hypothalamic pituitary abnormalities in tubercular meningitis at the time of diagnosis. Pituitary. 2010 Dec;13(4):304–10.
  17. Yen SS, Rebar RW, Quesenberry W. Pituitary function in pseudocyesis. J Clin Endocrinol Metab. 1976 Jul;43(1):132-6.
  18. Kalra S, Khadilkar V, Dhanwal D. Hypopituitarism in the tropics. Indian J Endocrinol Metab. 2011;15(7):151.
  19. Mete F, Kilic E, Somay A, Yilmaz B. Effects of heat stress on endocrine functions & behaviour in the pre-pubertal rat. Indian J Med Res. 2012 Feb;135(2):233–9.

20.       Marx JJ. Pathophysiology and treatment of iron overload in thalassemia patients in tropical countries. Adv Exp Med Biol. 2

Thyroid Disorders In The Tropics

ABSTRACT

 

Thyroid disorders are a major cause of non-communicable diseases in developing nations, with the tropical regions presenting unique challenges due to diverse environmental, socio-economic, and cultural factors. Iodine deficiency remains a significant public health concern, leading to conditions such as endemic goiter and cretinism. The prevalence of iodine deficiency disorders has declined due to salt iodization programs, but inconsistent implementation continues to affect many tropical areas. Autoimmune thyroid diseases, including Hashimoto's thyroiditis and Graves' disease are influenced by genetic and environmental factors in the tropics with a minor increase in prevalence following iodization. Thyroiditis, often associated with infections and inflammatory conditions prevalent in tropical regions, add to the complexity. Congenital hypothyroidism, the leading cause of preventable intellectual disability, is challenging to address due to limited newborn screening programs. A multifaceted approach is needed to address these concerns, including improving healthcare infrastructure, increasing public awareness, ensuring consistent iodine supplementation, and enhancing training for healthcare providers. These measures can significantly improve thyroid disorder-related outcomes in tropical nations.

 

INTRODUCTION

 

Thyroid disorders are one of the leading cause of  non-communicable ailments in the developing nations (1). However, the manifestation and management of thyroid disorders is not uniform across geographic regions. Tropical climate presents a distinct milieu characterized by diverse environmental, socio-economic, and cultural factors that alter the spectrum of thyroid diseases. A confluence of factors ranging from dietary practices to endemic diseases, imparts unique characteristics to the epidemiology, clinical presentation, and management of thyroid disorders. Iodine deficiency disorders (IDDs) remain a significant public health concern in many tropical countries, where suboptimal iodine intake precipitates a spectrum of thyroid abnormalities, including endemic goiter, hypothyroidism, and cretinism. Additionally, the occurrence of autoimmune thyroid diseases (AITDs), such as Hashimoto's thyroiditis and Graves' disease, underscores the interplay between genetic susceptibility, environmental triggers, and immune dysregulation. This chapter highlights the altered presentation of thyroid disorders and concerns specific to the tropics.

 

ETIOPATHOGENESIS IN TROPICS

 

Thyroid disorders can be influenced by a variety of environmental factors in tropical countries. These aspects can interact with genetic predisposition and individual health behaviors to impact the functioning of the thyroid gland.

 

Iodine Deficiency Disorders

 

Iodine deficiency significantly contributes to the global thyroid disease burden and leads to various metabolic and growth-related diseases (2). Though the prevalence of IDDs has decreased with iodization of salt, the condition still poses a significant health challenge in many tropical nations. In 2018 and 2019, the global age-standardized prevalence rate of iodine deficiency remained relatively stable at around 2218 and 2216 per 100,000 population, respectively. Over the period from 1990 to 2019, there was a notable decrease in this prevalence rate, with an estimated average annual percent change (EAPC) of -0.690. When examining specific countries, Somalia had the highest age-standardized prevalence rate in 2019, followed by the Democratic Republic of the Congo, Djibouti, and the Republic of the Congo. Interestingly, several countries, including the Philippines, Pakistan, and South Sudan, exhibited an increasing trend in iodine deficiency prevalence. In 2019, Central sub-Saharan Africa and South Asia reported the highest prevalence rates.(3).

 

Despite the environmental abundance of iodine, its low bioavailability in tropics remains a primary factor influencing the prevalence of IDD. The heavy rainfall characteristic of tropical climate accelerates rock weathering, clay formation, and soil leaching. Clayey materials and humic substances, which bind iodine strongly, act as geochemical goitrogens and significantly affect iodine bioavailability (4).

 

Endocrine Disrupting Chemicals

 

Tropical countries encounter challenges due to exposure to endocrine disrupting chemicals (EDCs), which can adversely affect thyroid function (5–7). These chemicals, found in pesticides, plastics, and industrial pollutants, stimulate or interfere with hormone signaling pathways, potentially leading to thyroid dysfunction (8).  Agricultural practices, industrialization, and inadequate environmental regulations can contribute to higher EDC exposure in tropics, aggravating thyroid disorders (9).

 

Environmental Pollution

 

Household cooking with solid fuels significantly contributes to air pollution in Asian countries (10,11). Air pollution from both household and industrial sources is a major concern in the tropics (12,13). A recent study found a positive correlation between thyroid cancer incidence and air pollution, including particulate matter (r=0.23, P < 0.001) and household air pollution (r=0.52, P ≤ 0.001) (14). This suggests that air pollution may play a role in the development of thyroid cancer and calls for more research to understand the connection.

 

Infections

 

Tropical countries often face a higher burden of infectious diseases that can affect thyroid function (15). Primary infection of the thyroid is extremely uncommon. Bacteria are the typical causative organisms but fungal, parasitic, and viral infections have also been described (16). Furthermore, rare cases of mycobacterial cold abscesses have been reported, highlighting the diverse range of microorganisms that can affect the thyroid gland (17).

 

Nutritional Factors

 

The unique dietary patterns and environmental conditions in the tropics significantly influence thyroid disorders. Iodine deficiency as already discussed is a prevalent problem. Additionally, diets high in goitrogens, such as cassava, millet, and certain cruciferous vegetables, can exacerbate thyroid dysfunction by interfering with iodine uptake (18). Selenium deficiency, another concern in tropical regions, further complicates thyroid hormone production (19,20). Thiocyanate overload has been documented as a goitrogen in Central Africa. When coupled with selenium deficiency, it is a risk factor for endemic myxedematous cretinism (21). Addressing these nutritional deficiencies through diet diversification and supplementation is crucial for mitigating thyroid disorders.

 

IODINE DEFICIENCY DISORDERS

 

Goiter and cretinism are two health conditions prevalent in tropical countries resulting from iodine deficiency.

 

Endemic Goiter

 

ETIOLOGY

 

Endemic goiter refers to a visible enlargement of the thyroid gland in regions of environmental iodine deficiency. The condition is defined by the presence of goiter in more than 5% of children aged 6–12 years. It occurs as a maladaptive response to iodine deficiency (22). The role of iodine deficiency in causation is evidenced by its correlation with low iodine levels in food and water in affected regions, reduction in goiter incidence with iodine supplementation, and expected metabolic pattern in individuals that results from iodine deficiency. Other factors such as excess thiocyanates and selenium deficiency may also play a role (2).

 

PATHOPHYSIOLOGY

 

If iodine intake is low, the thyroid undergoes significant adaptive changes to maintain adequate hormone production. These adjustments include increased iodide trapping and enhanced intrathyroidal iodine metabolism, primarily driven by elevated levels of TSH. The initial functional response to iodine deficiency involves heightened iodide uptake by the thyroid, mediated by the sodium iodide symporter (NIS), often accompanied by increased TSH levels. Usually, severe iodine deficiency is required to consistently elevate TSH levels. The thyroid's sensitivity to TSH appears to vary with iodine availability, influencing thyroglobulin secretion and iodine clearance rates. Effective adjustment to iodine deficiency can occur without goiter in certain populations, indicating varying degrees of iodine entrapment and hormone synthesis capacity (23).

 

THYROID HORMONE PROFILE

 

Iodine deficiency causes thyroid gland enlargement and alters hormone production. The abnormal thyroglobulin in the thyroid releases poorly iodinated compounds such as monoiodotyrosine (MIT) and triiodothyronine (T3), and decreased levels of diiodotyrosine (DIT) and thyroxine (T4). This shift increases the MIT/DIT and T3/T4 ratios, reflecting the severity of iodine depletion. In response to iodine deficiency, the thyroid may secrete T3 and T4 in proportions found within the gland, and preferentially produce T3 or convert more T4 to T3 peripherally. The adaptation is critical as T3 is metabolically more potent and requires less iodine for synthesis, aiding in mitigating iodine deficiency effects (23).

 

DIAGNOSIS

 

In childhood, thyroid glands are often diffusely enlarged, while in adults, they tend to be nodular. Common laboratory findings include increased radioiodine uptake (RAIU) by the thyroid, normal or low T4 and free T4 (FT4), normal or elevated T3 and TSH, and reduced urinary iodine excretion. RAIU can usually be suppressed with thyroid hormone treatment. Scans with radioiodine or technetium show a mottled isotope distribution.

 

PREVENTION AND TREATMENT

 

The recommended dietary allowance (RDA) for iodine is 150 mg per day for adults and 250 mg per day during pregnancy. Currently, 20-40 mg of iodine per kg salt can provide the RDA.

Goiters regress in most cases when treated with iodine (24). Generally, treatment with iodine is sufficient and surgery can be avoided. However, individuals with goiters that do not regress, exhibit rebound growth after three months, or present with pressure symptoms may require surgical intervention (25).

 

There is a small but consistent risk of iodine supplementation causing hyperthyroidism, known as Jod-Basedow disease. Despite the risk, the benefits of iodine treatment outweigh the potential drawbacks. Individuals over the age of 50 years with latent thyroid disease, particularly those with multinodular goiters, are more likely to develop this form of thyrotoxicosis. Typically, iodine-induced thyrotoxicosis resolves naturally, sometimes within 12 months, but it can take up to 3–4 years (26).  

 

The implementation of iodized salt programs in various countries has led to a significant reduction in the prevalence of goiter. Despite these efforts, many areas remain affected due to inconsistent iodization practices and other socio-economic factors (27–29).

 

Cretinism

 

Cretinism, a severe form of IDD, often coexists with endemic goiter in these regions. The condition leads to extreme physical and mental retardation, significantly impacting individuals' quality of life and the overall well-being of communities. Cretinism can be classified into two types: neurological and myxedematous.

 

NEUROLOGICAL CRETINISM

 

Neurological cretinism results from severe iodine deficiency during early pregnancy, causing irreversible brain damage in the fetus. Affected individuals display mental retardation, pyramidal signs in a proximal distribution, and extrapyramidal signs, along with a characteristic gait. Other common features included squint, deafness, and primitive reflexes. In iodine-deficient areas, many individuals exhibit intellectual impairments and coordination defects, with a leftward shift in the intelligence curve compared to iodine-sufficient areas (23,30).

 

MYXEDEMATOUS CRETINISM

 

Myxedematous cretinism is characterized by overt hypothyroidism from early life, but less severe mental retardation than neurological cretinism. Key features include major growth retardation, immature facial features, mandibular atrophy, puffy and thickened skin, sparse hair, delayed sexual maturation, and typically absent goiter due to thyroid atrophy. Causes include thiocyanate overload from cassava consumption, selenium deficiency leading to thyroid cell destruction, and potential immunological factors. The condition was notably prevalent in Zaire and associated with severe, irreversible hypothyroidism and some neurological signs obscured by the hypothyroid state (30).

 

The reader is referred to the chapter Iodine Deficiency Disorders in Endotext.com for a detailed review of cretinism and other IDDs (23).

 

Prevention and Management of Iodine Deficiency Disorders

 

Public health interventions to address endemic goiter and cretinism in tropical countries have included widespread salt iodization, iodine supplementation programs, and public awareness campaigns. These efforts aim to ensure consistent iodine intake across populations, particularly targeting vulnerable groups such as pregnant women and children. However, challenges remain in ensuring the reach and efficacy of these programs, especially in remote and underserved areas (31).

 

Iodized salt is the preferred method for iodine fortification due to its widespread use across all socioeconomic groups. It is consumed consistently year-round and produced in large, centralized facilities, allowing for effective and controlled fortification. Potassium iodate, preferred for its stability in humid conditions, and potassium iodide are the two forms used. Direct iodide supplementation, iodized oils, and iodized breads are other means to prevent IDDs (23). Collaborative efforts involving governments, non-governmental organizations, and local communities are crucial for sustaining progress in preventing IDDs.

 

AUTOIMMUNE THYROID DISORDERS

 

AITDs arise from an immune system dysregulation, resulting in an immune attack on the thyroid gland. These disorders are T cell-mediated and organ-specific. The prevalence of AITD is around 5%, though the occurrence of antithyroid antibodies might be even higher. AITD primarily manifests in two clinical forms: Graves' disease and Hashimoto's thyroiditis, both marked by lymphocytic infiltration of the thyroid tissue. Clinically, Graves’ disease is characterized by thyrotoxicosis, while Hashimoto’s thyroiditis leads to hypothyroidism. The exact mechanisms initiating the autoimmune response against the thyroid are still not clear. Epidemiological data indicate that an interaction between genetic predisposition and environmental factors is responsible for disrupting immune tolerance and triggering AITD (32). In the tropics, the prevalence, diagnosis, and management of these disorders are influenced by various regional factors.

 

Hashimoto's Thyroiditis

 

The classic example of AITD is Hashimoto's thyroiditis, also referred to as chronic lymphocytic thyroiditis. It is associated with chronic inflammation of the thyroid tissue, and causes hypothyroidism in 20-30% of cases (33).

 

PREVALENCE

 

In tropical regions, the incidence of Hashimoto's thyroiditis is increasing, which is partially attributed to enhanced iodine intake from iodization programs. While these programs have reduced goiter and cretinism, they have also been linked to an increase in AITD. A study from Sri Lanka found anti-thyroid peroxidase (TPO) antibodies in 10.3%, anti-thyroglobulin (Tg) antibodies in 6.4%, and subclinical hypothyroidism (SCH) int 3%. Median urinary iodine concentration was 138.5 μg/L, indicating iodine sufficiency from universal salt iodization. Despite a high anti-TPO antibody prevalence, SCH remains low. The findings suggest that early post-iodization anti-Tg antibody surge that had gone past 42%, has now settled. Goiter prevalence was 0.6%-1.93% (34).

 

IODINE CONSUMPTION AND THYROID AUTOIMMUNITY

 

Several explanations have been proposed to elucidate the link between excessive iodine consumption and thyroid autoimmunity. One hypothesis suggests that iodine may be directly toxic to thyroid tissue and stimulate immune effector cells. The role of free radical damage to thyroid tissue is widely recognized as a contributing factor in the onset or exacerbation of AITD. Experimental studies in genetically predisposed animals have shown that Tg becomes more immunogenic when exposed to excess iodine, potentially triggering autoimmune responses (35).

 

Previous iodine levels impact thyroid response to increased iodine intake and may be linked to the development of thyroid autoimmunity. The prevalence of thyroid antibodies, however, doesn't always predict thyroid disease. Autoimmune diseases have generally risen in recent decades, making data interpretation challenging. Long-term studies suggest that excessive iodine from uncontrolled iodine prophylaxis can lead to autoimmune thyroiditis. Careful monitoring of iodine prophylaxis is recommended to prevent both iodine deficiency and excess (36).

 

DIAGNOSIS AND TREATMENT

 

Individuals with Hashimoto’s thyroiditis often present with a painless goiter, which may occur with or without overt hypothyroidism. For asymptomatic persons, it can be discovered incidentally when a goiter prompts evaluation. Others may experience typical hypothyroidism symptoms, including fatigue, weight gain, cold intolerance, constipation, depression, muscle pain, heavy menstrual bleeding, and dry skin. The diagnosis of Hashimoto’s thyroiditis can be confirmed by a combination of clinical features, thyroid function test results indicating SCH or overt hypothyroidism and elevated Tg and TPO antibodies (37). Anti-TPO antibodies are found in 95% of cases with Hashimoto’s thyroiditis, while anti-Tg antibodies are elevated in 60% to 80%. Treatment involves administration of levothyroxine to correct hypothyroidism (38). The challenge in many tropical regions is the limited access to these diagnostic tests, which may delay identification and treatment.

 

Graves' Disease

 

Graves' disease is the most common cause of hyperthyroidism worldwide and involves the immune system producing antibodies (thyroid-stimulating immunoglobulins) that stimulate the thyroid gland to produce excess thyroid hormones (39).

 

PREVALENCE

 

Graves' disease accounts for 70-80% of hyperthyroidism cases in iodine-sufficient regions. In contrast, in areas with iodine deficiency, Graves' disease represents about half of all hyperthyroidism cases, with the other half occurring due to nodular thyroid disease (40,41). In Johannesburg in 1981, the incidence of Graves' disease was 5.5 per 100,000/year, significantly lower than global rates. However, over a decade, there was a 60% increase in incidence, possibly due to improved dietary iodine intake among urban migrants (42).  Hospital-based studies from Ghana reveal that Graves' disease, contrary to earlier reports, now comprises 54% of all thyroid dysfunction cases, although ascertainment bias might exist. Improved iodine nutrition and better diagnosis have led to increased incidences of both Graves' disease and nodular disease post-iodization in Ghana (43). A systematic review reported higher rates in Asians, and lower incidence in African population compared to Caucasians (44).

 

PATHOGENESIS IN TROPICS

 

Genetic predisposition contributes to 79% of Graves’ disease risk, primarily involving genes related to T-cell function, while environmental factors account for remaining 21%. Significant environmental factors include smoking, iodine excess, selenium and vitamin D deficiencies, and viral infections. All these factors hold relevance in the tropical context. Numerous studies have examined whether infectious agents like foamy virus, parvovirus-B19, Epstein-Barr virus (EBV), and hepatitis C virus (HCV) can trigger Graves' disease, with mixed results. EBV reactivation is linked to Graves’ disease recurrence in Japanese patients but not in Caucasians. There is a well-established connection between HCV and thyroid autoimmunity, including hypothyroidism. A link between HCV-related mixed cryoglobulinemia and Graves’ disease has also been demonstrated. Additionally, 2.5 to 20% of individuals with chronic HCV treated with interferon-alpha develop thyroid disorders, including GD (45).

 

Animal experiments have studied the connection between hygiene hypothesis and Graves’ disease (46). The hygiene hypothesis suggests that a lack of early childhood exposure to infectious agents, symbiotic microorganisms, and parasites can lead to a higher incidence of autoimmune diseases, such as Graves' disease. This hypothesis posits that modern sanitation practices and reduced exposure to microbes may prevent the immune system from developing appropriately, increasing susceptibility to autoimmune conditions. In the context of Graves' disease, the hygiene hypothesis implies that individuals in more sanitized environments might have a higher risk of developing the disease due to an under-stimulated immune system that becomes prone to attacking the body's own thyroid cells. The hygiene hypothesis suggests a potential protective effect on thyroid health in tropical conditions, but clinical evidence is lacking (47).

 

CLINICAL MANIFESTATIONS

 

Thyrotoxicosis is the primary presenting feature of Graves' disease, and in this region, it often manifests at a more advanced stage with various complications. Late presentation can be attributed to missed diagnoses and lack of awareness often arising from financial constraints (48). Notably, thyrotoxicosis is a significant cause of cardiac morbidity in tropical countries. In Togo, cardiac complications were reported in 46.6% of patients with thyrotoxicosis (49). Similarly, the heart failure rate was reported to be 42% in Lagos, Nigeria (50).

 

Ethnicity appears to influence the risk of developing disease complications. For example, Graves' ophthalmopathy is six times more common in Caucasians than in Asians (51). Additionally, the rare but serious complication of hyperthyroidism, thyrotoxic periodic paralysis, is significantly more common in Asian men (52). The genetic basis of this condition has been extensively researched, revealing variations in certain human leukocyte antigen (HLA) haplotypes such as DRw8, A2, Bw22, Aw19, and B17 in affected Asian patients (53).

 

TREATMENT

 

Treatment options for graves’ disease include antithyroid medications (e.g., methimazole or propylthiouracil), radioactive iodine therapy (RAI), and surgery. The choice of treatment depends on the severity of the disease, patient preference, and availability of medical resources. In many tropical regions, the lack of access to RAI and surgical facilities limits treatment options, making long-term medication the most feasible approach. In an online global survey conducted in 2023, RAI as the primary treatment for Graves' disease was offered by 13.1% of respondents from Africa and the Middle East and 7.5% of respondents from Latin America, but only in 5% from Asia (54). Rare cases of resistance to anti-thyroid drugs have also been described in tropical regions (55,56). A possible impairment in intrathyroidal drug accumulation could be responsible (57). Interestingly, Asians are more predisposed to insulin autoimmune syndrome after exposure to methimazole because of higher prevalence of HLA allele DRB1*04:06 (58).

 

SUBACUTE THYROIDITIS

 

The term “thyroiditis” refers to a group of inflammatory conditions affecting the thyroid gland. The causes can be diverse including autoimmunity, viral, bacterial and fungal infections, iatrogenic, trauma, radiation and idiopathic chronic sclerosing forms such as Riedel thyroiditis (Table 1) (58,59).

 

Table 1. Tropical Infections of the Thyroid Gland

Type of presentation

Etiological organism

Investigations

Acute pyogenic /

suppurative thyroiditis

Bacterial: Streptococcus, Staphylococcus, Enterobacter

Fungal: Aspergillus, candida, histoplasma, coccidiodes

TFT:  Normal / mild thyrotoxicosis

USG thyroid: Hypoechoic area, abscess

FNA followed by staining/culture can identify the causative organism

Thyroid scintigraphy: normal function of the unaffected lobe

HIV-AIDS to be ruled out in fungal thyroiditis

SAT

Viral: Adenovirus, echovirus, Epstein Barr virus, coxsackie virus, H1N1 influenza, cytomegalovirus, SARS-CoV-2, dengue.

Mycobacterial thyroiditis

Thyroid scintigraphy: Poor, patchy uptake.#

TSH-receptor antibody positivity favors Graves’ disease (may be transiently positive in SAT)

High ESR

T3 (ng/ml): T4 (mcg/dl) ratio < 20 favors SAT

Color Doppler shows decreased vascularity

Thyroid nodule or goiter

Parasites: Strongyloidiasis, Giardia, Entamoeba, Cryptosporidium, Echinococcus,Trypanosomes

USG for localization of lesion

FNA to detect causative organism

Eosinophilia

HIV-AIDS to be ruled out in disseminated parasitic infection

#  cut-off value for (99m)Tc-pertechnetate uptake of 1.0% - 1.55% have been proposed to differentiate SAT from Graves’ disease.

TFT- thyroid function test, USG – ultrasonography, FNA – fine needle aspiration, HIV-AIDS – human immunodeficiency virus-acquired immunodeficiency syndrome, SAT – subacute thyroiditis, SARS-CoV-2 - Severe acute respiratory syndrome coronavirus 2, ESR – erythrocyte sedimentation rate.

 

Etiology and Pathogenesis

 

Subacute thyroiditis (SAT), also known as de Quervain's thyroiditis or granulomatous thyroiditis, is an inflammatory condition that often follows a viral infection (59). While the clinical presentation and course are generally consistent worldwide, there may be some differences in the pathogenesis and management in tropical countries. SAT has been linked to prior infection with adenovirus, EBV, coxsackie,  mumps, measles, H1N1 influenza,  dengue, St. Louis encephalitis, hepatitis A , parvovirus B19, cytomegalovirus and severe acute respiratory syndrome coronavirus 2 (SARS-COV-2) (60–64). Cases have been reported after influenza vaccination and following interferon treatment for HCV(65,66).  Non-viral infections like malaria, Q fever, and scrub typhus have also been implicated (60,67).

 

While some of these infections may be more prevalent in tropical regions, there is insufficient evidence to suggest a specific cause that alters the epidemiology.

 

Infections can induce thyroid autoimmunity by diverse mechanisms like self-antigen modification, mimicry of self-molecules, superantigen mediated polyclonal T-cell activation, immune complex formation, and induction of expression of MHC molecules on thyroid epithelium.

 

Certain haplotypes like HLA-B*35, HLA-B*18:01 and DRB1* confer susceptibility to SAT in different ethnicities across the world. HLA-B*35 allele has been identified in up to 70% of the cases (68,69), while the alleles HLA-B*18:01 and DRB1*01 have been identified in the remaining cases (70). In an Indian study, HLA-B*35 was reported positive in 55.56% of cases of SAT (71). Further research is needed to understand the variations in HLA haplotypes among different ethnic groups and their relationship with SAT.

 

Clinical Spectrum

 

The most common presentation of SAT is temporary thyrotoxicosis followed by transient hypothyroidism and eventual recovery. Permanent hypothyroidism can develop in a minority (72). The inflammatory process disrupts the thyroid follicles causing an enhanced release of the stored T4 and T3 leading to thyrotoxicosis. Continued damage to the follicles may lead to transient or permanent hypothyroidism. In some cases, the disease can recur (73). In a prospective study from India, the prevalence of hypothyroidism after 1 year of SAT was 19.86% (74), while a study from Saudia Arabia reported permanent hypothyroidism in 14.3% (75).

 

Thyrotoxic features like palpitations, tremulousness, weight loss, heat intolerance and anxiety are present but usually milder in comparison to Graves’ disease (76). Inflammatory features such as neck pain, fever, malaise, fatigue, myalgia and arthralgia often dominate the clinical presentation.

 

Diagnosis

 

An upper respiratory tract infection is the usual differential diagnosis. Peripheral levels of thyroid hormones, T4 and T3, are elevated with a ratio of T4 (mcg/dl): T3 (ng/ml) > 20. This is reflective of the proportion of stored thyroid hormones within the gland, though the results may vary with the phase of the disease.  Erythrocyte sedimentation rate (ESR) is almost invariably elevated, often to values above 100 mm/hr. Diagnosis is confirmed by a suppressed uptake on a 99m-technectium scintigraphy or radioiodine scan. In many tropical countries, nuclear medicine facilities are not widely available. As a result, diagnosis often relies on clinical and biochemical findings along with a non-elevated TSH-receptor antibody (TRAb). Color flow Doppler ultrasonography shows a hypoechogenic, heterogenous gland with low to normal vascularity (77).

 

Treatment and Prognosis

 

The condition is self-limiting and milder cases often require no treatment or nonsteroidal anti-inflammatory agents (NSAIDs) (76). For more severe symptoms, a course of oral prednisolone is recommended at a starting dose of 20-40 mg per day, and tapered over 4-6 weeks (78). Thyrotoxic symptoms respond to β -blockers like propranolol. The reader can refer to the chapter on subacute thyroiditis in endotext.com for a detailed review (59).

 

SILENT AND POSTPARTUM THYROIDITIS

 

Silent thyroiditis, similar to SAT, follows a typical triphasic course: initial thyrotoxicosis, followed by hypothyroidism, and finally, a return to normal thyroid function. The condition is presumed to be autoimmune in nature, as levels of anti-TPO and anti-TG antibodies are usually elevated. Histologically, it is characterized by extensive lymphocytic infiltration, sometimes with the formation of lymphoid follicles. Unlike SAT, silent thyroiditis does not present with symptoms of thyroid inflammation such as neck pain or fever. It is more prevalent in iodine-sufficient areas (79).  

 

Postpartum thyroiditis typically occurs within six months of delivery but can rarely present up to 12 months postpartum. It shares many similarities with silent thyroiditis, including an autoimmune etiology (80). Neither silent thyroiditis nor postpartum thyroiditis exhibit any unique characteristics specific to tropical regions.

 

VIRAL CAUSES OF THYROIDITIS IN TROPICS

 

Dengue Thyroiditis

 

SAT can rarely develop as a manifestation of expanded dengue syndrome. This condition should be suspected in patients with dengue fever who develop painful thyroid swelling and thyrotoxic features (61,81). SAT following dengue infection is typically self-limited. In symptomatic cases, an important concern is the high risk of bleeding with the use of aspirin because of the associated thrombocytopenia. Additionally, administration of non-steroidal anti-inflammatory drugs in presence of hypovolemic shock can lead to acute kidney injury. Therefore, oral prednisolone may be preferred for treatment of dengue-associated SAT.

 

BACTERIAL CAUSES OF THYROIDITIS

 

Acute Suppurative Thyroiditis

 

Acute suppurative thyroiditis (AST) or acute pyogenic thyroiditis is a rare but potentially life-threatening form of thyroiditis seen more commonly in tropical countries. They are mostly bacterial in origin, though rarely, fungal and parasitic infestations have also been described (82).

 

ETIOLOGY

 

The thyroid gland is generally resistant to infection due to its rich blood supply, thick fibrous capsule, and high levels of iodine and hydrogen peroxide. However, AST can occur in individuals with pre-existing thyroid disorders or in an immunocompromised state. The route of spread is typically hematogenous or lymphatic, but direct spread from the deep fascial spaces of the neck, anterior perforation of the esophagus, or infected thyroglossal cyst can rarely occur (83).

 

A systematic review of 200 cases of acute suppurative thyroiditis found that 94 cases were from Asia, 24 from Africa, and five from Latin America, suggesting a higher prevalence in tropical regions. Immunocompromised state and pyriform sinus fistulas were the two most common contributing factors. Other causes included disseminated infections and trauma. In 28% of cases, no apparent etiology was identified, although an undiagnosed pyriform sinus fistula remained a possibility (84). It is unclear whether poor hygiene conditions and lack of universal medical facilities in tropical regions contribute to the higher incidence of AST. Rare cases of acute emphysematous thyroiditis in immunocompromised individuals due to infection from Clostridia and Escherichia coli have been reported from tropical countries (85,86).

 

DIAGNOSIS AND MANAGEMENT

 

Individuals with AST present with high grade fever and constitutional symptoms along with severe pain and tenderness over the thyroid gland. However, thyroid function is usually normal and only a subset have laboratory evidence of thyrotoxicosis. Ultrasonography of thyroid reveals an abscess in the gland and needle aspiration may confirm the diagnosis along with identification of responsible organism. 99m-technetium-pertechnetate scan or radioiodine uptake studies show normal function of the unaffected lobe of the thyroid gland, unlike in SAT, where thyroid activity is diffusely suppressed. In children with AST of the left lobe, a barium swallow should be ordered to rule out pyriform sinus fistula connecting the left lobe of thyroid. The left-sided predominance of pyriform sinus fistulas is thought to be due to asymmetrical development during embryogenesis (83).

 

Antibiotics guided by the culture and sensitivity of the offending organism should be commenced as soon as possible. Needle aspiration to drain the pus from affected lobe may be necessary. Surgical drainage may be required in lesions not responding to antibiotics. Pyriform sinus fistula is treated by endoscopic cauterization or surgical excision to prevent recurrence (87). Prognosis is favorable if managed appropriately without loss of thyroid function. For further reading please refer to the relevant chapter on endotext.com (88).

 

Tuberculosis

 

EPIDEMIOLOGY

 

Tuberculosis of the thyroid is an extremely rare condition, representing less than 1% of all cases of extrapulmonary tuberculosis (89). The mean age of onset is around third to fourth decade. Its incidence is higher in tropical regions where tuberculosis is endemic. Immunocompromised individuals, such as those with HIV/AIDS, are at greater risk. Thyroid tuberculosis can be secondary to miliary spread as part of disseminated tuberculosis, or can manifest as isolated lesion in the gland (90).

 

CLINICAL FEATURES

 

Thyroid tuberculosis often presents as a solitary thyroid nodule, with or without a cystic component. It may also present as a thyroid abscess with pain, fever, and other systemic features. The diagnosis can be mistaken as SAT (91). Pyrexia of unknown origin may occasionally lead to a diagnosis of thyroid tuberculosis. In rare cases, the lesion mimics thyroid malignancy, presenting with dysphagia, dysphonia, and recurrent laryngeal nerve palsy (89). A discharging sinus after thyroid surgery has been reported (92). While thyroid function is typically not impaired, extensive involvement can lead to thyrotoxicosis from follicular destruction, potentially progressing to hypothyroidism. Associated cervical lymphadenopathy and rare cases of mediastinal lymph node enlargement have also been described ((93). The pathological varieties include multiple lesions in miliary tuberculosis, goiter with areas of caseation, chronic fibrosing forms, and acute pyogenic or cold abscess (90).

 

DIAGNOSIS AND MANAGEMENT

 

Though ultrasonography and computed tomography (CT) scan might aid in localizing the lesion in the gland, the findings are nonspecific and do not help to establish the diagnosis of tuberculosis. Caseous necrosis in fine needle aspiration (FNA) cytology or biopsy implies tuberculosis. In many cases, diagnosis is only evident after surgery when the biopsy specimen reveals epithelioid granulomas and caseous necrosis (89,94). While acid-fast bacilli are diagnostic, they are not typically observed in thyroid specimens. Reverse transcription polymerase chain reaction (RT-PCR), and less commonly culture, can provide microbiologic  etiology (91). An X-ray of the chest should be obtained to rule out pulmonary tuberculosis.

 

Therapy with anti-tuberculous drugs often lead to complete resolution of the infection. The choice of anti-tubercular medications and regimen differs in countries and should be guided by national guidelines. In case of a large abscess, especially with compressive features, surgical intervention may be necessary (89).

 

FUNGAL CAUSES OF THYROIDITIS

 

Fungal infections account for 15% of AST cases, with aspergillus being the most common, followed by candida. Other fungal causes include Cryptococcus neoformans, Pseudoallescheria boydii, and Pneumocystis jiroveci. Suppurative thyroiditis due to opportunistic mycoses predominantly occurs in immunocompromised individuals. Endemic mycoses like coccidioidomycosis, paracoccidioidomycosis, and histoplasmosis are usually restricted to certain geographic regions of the tropics.

 

Thyroid involvement is usually insidious and often accompanies a broader disseminated disease. Symptoms include pain, thyroid swelling, and fever, resembling SAT. Severe involvement can lead to dysphagia and respiratory distress due to esophageal and tracheal obstruction. The condition often starts with thyrotoxicosis and progresses to hypothyroidism, with recovery typically taking weeks to months.

 

The diagnosis is established by demonstration of fungi on FNA. In many cases the etiology becomes apparent on histopathological examination of a surgically removed specimen. Treatment involves antifungal medications, with or without surgery. The mortality rate for disseminated opportunistic fungal infections is high. For more detailed information, refer to the chapter on “Fungi and Endocrine Dysfunction” in endotext.com (95).

 

Aspergillus

 

Thyroid gland is involved in 7-26% of cases disseminated aspergillosis (96). In the past, this condition was typically identified postmortem in immunocompromised individuals. However, advancements in treatment for underlying conditions and improved antifungal therapies have shifted diagnoses to occur more frequently to antemortem stage (97). Thyroid involvement may be silent or can mimic subacute thyroiditis. A characteristic manifestation of aspergillosis is vascular invasion with thrombosis and infarction (98).

 

The presence of aspergillus hyphae in a thyroid specimen, along with areas of pus, necrotic debris, and hemorrhage, confirms the etiology. Fungal culture of the aspirate might be helpful in equivocal cases. Treatment involves antifungal therapy, sometimes combined with surgical intervention. Voriconazole is recommended as the first-line treatment for invasive aspergillosis, while liposomal amphotericin B and isavuconazole are alternative options (99). The mortality rate remains high, particularly in cases of disseminated infection.

 

Candida

 

Candida thyroiditis, is rare and typically results from secondary dissemination in immunocompromised states. Due to coexisting immunosuppression, signs of thyroid inflammation may be minimal. Unlike other fungal thyroiditis, candida infection can be associated with thyroid function abnormalities such as transient thyrotoxicosis followed by hypothyroidism (100,101). Rare cases of thyroid storm leading to heart failure necessitating treatment with plasmapheresis during the thyrotoxic phase has been reported (102).Treatment comprises systemic antifungal therapy, management of thyroid dysfunction, and potentially surgical intervention. The antifungal options include echinocandins, liposomal amphotericin B, fluconazole, and voriconazole.  Resistance to azoles in Candida albicans and Candidatropicalis is an emerging threat in Asia and Latin America (103).

 

Histoplasma

 

Histoplasmosis is a fungal infection endemic in certain areas of tropics including Central and South America, Africa, and several countries of South East Asia including Thailand, Malaysia, Indonesia, Singapore, and India (104). The infection is associated with exposure to birds or poultry. The condition often presents as SAT, diffuse goiter, or a nodule accompanied by constitutional features like fatigue and weight loss. Diagnosis involves FNA cytology or biopsy to confirm the presence of Histoplasma capsulatum. In biopsy, granulomas may be seen and the fungus appears as oval 2 to 4 micrometers narrow-based budding yeast cells with Gomori methenamine silver or periodic acid. Serology, antigen testing, and molecular techniques like PCR may provide additional information (105). Treatment ranges from oral itraconazole for non-severe cases to liposomal amphotericin B for severe cases. Posaconazole is another therapeutic option (106).

 

Coccidioides

 

Coccidioidomycosis, caused by inhaling coccidioides arthroconidia, often presents with flu-like symptoms or pneumonia, with 1-5% of cases disseminating to various organs. Risk factors for extrapulmonary disease include age, African or Filipino ancestry, pregnancy, and immunosuppression (107). The presentation of thyroid involvement can range from asymptomatic to thyroid nodules, or even features of subacute thyroiditis. Imaging studies, FNA, and serologic testing help to ascertain the diagnosis. Treatment typically includes antifungal medication, and in some cases, surgical removal of the affected thyroid tissue. Choice and duration of therapy is not well-defined but generally involves high-dose fluconazole, with itraconazole or posaconazole as alternative options (108).

 

PARASITIC THYROIDITIS

 

Parasitic infections of the thyroid gland is extremely rare and characteristically occurs in the setting of disseminated disease in an immunocompromised host. Protozoal infections are caused by Giardia lamblia, Entamoeba histolytica, and Cryptosporidium parvum, in tropical regions (109). Helminthic infections such as Strongyloides stercoralis  may cause cystic lesions and resemble thyroglossal cysts (110). Trypanosoma brucei, which causes African Trypanosomiasis (sleeping sickness), has been linked to elevated TSH and low free T4 levels, mimicking primary hypothyroidism (111). Trypanosomes can be identified as spindle-shaped cells in blood or FNA fluid. Filariasis can also affect the thyroid, with microfilariae visible in FNA samples.

 

THYROID NEOPLASM

 

 

The global rise in thyroid cancer incidence has raised concerns. Analysis of data from the 2019 Global Burden of Disease study and the UN’s World Population Prospects 2022, suggests that thyroid cancer incidence increased across all income groups, while mortality modestly decreased except in lower-middle-income groups. The divergent trends in thyroid cancer incidence and mortality suggest potential overdiagnosis in higher-income countries, while highlighting the need to reduce health inequalities and improve access to diagnostic and therapeutic services in tropical lower-middle income countries (112). A study from Central and South America evaluating data between 1997 and 2008, revealed that the incidence of papillary thyroid cancer increased by 9.1-15.0% annually in females, while mortality remained stable. Trends in thyroid cancer among males during this period were stable (113).

 

Iodine Supplementation and Thyroid Cancer Risk

 

Iodine supplementation has a complex relationship with thyroid cancer. Iodine deficiency decreases the prevalence of follicular thyroid cancer, while populations with adequate iodine intake have higher rates of papillary thyroid cancers (114). It has been hypothesized, that iodine-induced oxidative stress may lead to genetic alterations, resulting in a higher rate of the BRAF V600E mutation over time in areas with excess iodine intake (115,116). Iodine supplementation has been associated with a decreasing trend in undifferentiated or anaplastic thyroid carcinoma (113,117).

 

Other Factors

 

Environmental radiation exposure, particularly in iodine-deficient areas, is associated with an increased risk of papillary thyroid cancer. However, specific data analyzing these factors in tropical nations are lacking (118).

 

Bisphenol A (BPA), a widely used organic compound in manufacturing processes in tropical countries, acts as an endocrine disruptor by binding to thyroid hormone receptors and inhibiting thyroid hormone-regulated gene expression. A study investigating the link between BPA levels, excessive iodine intake, and papillary thyroid cancer found that both urinary iodine concentration and urinary BPA concentration were higher in individuals with papillary thyroid carcinoma compared to controls. BPA and iodine may interact through shared pathways in the development of papillary thyroid carcinoma (119).

 

Management

 

Practice patterns for thyroid cancer care differ across countries due to variations in ethnic and racial populations, healthcare systems, economies, and cultures. The expertise and outcomes of thyroid surgery can vary significantly by region. While radioiodine treatment is available in many countries, its accessibility varies. Laboratory services for thyroid function monitoring are generally available, and most countries offer thyroglobulin assays. Recombinant thyrotropin is available in only a few countries, Advanced imaging technologies, such as positron emission tomography (PET), are limited to certain countries (120).

 

CONGENITAL HYPOTHYROIDISM

 

Congenital hypothyroidism (CH) is the primary cause of preventable intellectual disability. Since the 1970s, newborn screening for CH has been implemented in many parts of the world. Despite its proven benefits, universal screening for CH is yet to be adopted in many resource-limited tropical countries (121–124). Thyroid dysgenesis is identified as the most common cause of congenital CH in North America and Europe (125). Studies from Asia, however, indicate a higher prevalence of dyshormonogenesis (121,126,127). Cord blood screening with a TSH cut-off of 20 mIU/L has been employed for screening in many tropical nations due to its cost‐effectiveness, immediate action, and lower recall rate(121,128). Levothyroxine at a dosage of 10-15 μg/kg  should be started immediately after diagnosis (129).

 

DRUG-INDUCED THYROID DYSFUNCTION

 

Iodine Induced Thyroid Dysfunction

 

A number of medications containing high amounts of iodine are still used in the tropical countries. These include the anti-arrhythmic agent amiodarone (75 mg iodine/tablet), expectorants containing iodinated glycerol (15 mg/tablet), topical antiseptics containing povidone iodine (10 mg/ml), and the anti-amoebic agent iodoquinol (134 mg/tablet). Additionally, traditional and alternative medicines are sometimes rich in iodine. Iodine inhibits T4 and T3 formation and release, predominantly by downregulation of the NIS. A healthy thyroid gland escapes the down-regulation, known as the Wolff Chaikoff effect. However, in the presence of underlying thyroid disorders like Hashimoto’s thyroiditis, non-systemic illnesses like chronic kidney disease, thalassemia major, and exposure to drugs like interferons and lithium, this compensatory mechanism fails, leading to persistent Wolff Chaikoff effect and occurrence of hypothyroidism (130). The resultant increase in TSH leads to further increase in iodide entry into the gland triggering a vicious cycle and leading to hypothyroidism and goiter.

 

Other Agents

 

Rifampicin, commonly used in tropical countries for tuberculosis, leprosy, and meningococcal prophylaxis, enhances T4 metabolism, and may increase levothyroxine requirement. Hence, close thyroid function monitoring is prudent in such situations. Ethionamide, another anti-tuberculosis drug, inhibits thyroid hormone synthesis and release (131).

 

Prolonged use of minocycline has been reported to cause blackening of the thyroid (132). Biotin, frequently used as a hair fall supplement in many tropical countries, occupy the streptavidin-binding sites in biotin-streptavidin two-site sandwich ELISA assay for TSH, leading to falsely low TSH. On the other hand, T4 is measured by competitive immunoassay and therefore, the falsely low signal due to biotin binding to streptavidin-binding sites, is interpreted as falsely elevated T4. Therefore, it is necessary to withhold biotin-containing supplements with doses of up to 10 mg once daily, for 8-h. If biotin intake is more than 10 mg per day, sampling should be delayed for a more extended period (up to 73 h) (133,134).

 

CHALLENGES TO MANAGEMENT IN THE TROPICS

 

Managing thyroid diseases in the tropics presents a unique set of challenges that encompass a range of socio-economic, healthcare infrastructure, and environmental factors. (Table 2).

 

Delayed Diagnosis

 

One of the primary challenges is the late presentation of patients, which is often due to limited access to healthcare facilities. In many tropical regions, healthcare services are scarce, particularly in rural areas, leading to delays in diagnosis and treatment. This delay can result in the progression of thyroid diseases to more severe stages, making management more complex.

 

Non-Availability Of Ethnicity Specific Reference Ranges For Thyroid Hormones

 

Inter-population differences in thyroid function are significant, as thyroid hormone reference intervals are influenced by both genetic factors, such as TSH polymorphisms, and environmental factors. Most tropical countries lack population-specific ranges and rely on Western standards.

 

A study found that a small fraction of South Asians could have a functionally normal TSH variant due to a novel TSHβ point mutation, to which some monoclonal antibodies fail to bind, resulting in falsely undetectable TSH levels and potential mistreatment as hyperthyroidism (135).

 

Iodine Deficiency And National Iodization Policies   

 

Several factors, including dietary habits of consuming alternative salts, overheating during cooking, salt packaging, and economic and administrative issues, can hinder the goal of effective iodization. Studies in tropical countries found iodine deficiency in 30 out of 143 countries. Clinical observations in Uganda, Cambodia, Ethiopia, Cameroon, Mali, Burkina Faso, and India still show prevalence of large goiters causing neck compression (136).

 

Urinary iodine measurement is considered the standard for iodine intake assessment at the population level. The limitations of urinary iodine estimation include specimen integrity issues, sample authenticity concerns, and high pre-analytic variability. To address these limitations, alternative epidemiologic markers of iodine deficiency should be considered, such as percent of newborns with TSH values > 5 mIU/L, serum thyroglobulin measurement, thyroid volume measurement by palpation or ultrasonography. These markers may provide an alternative assessment of iodine status at the population level (137).

 

Screening Programs For Pregnant Women

 

Untreated hypothyroidism in pregnancy has short- and long-term consequences. While, universal screening for maternal hypothyroidism during pregnancy isn't generally agreed upon, testing during pregnancy can be beneficial, particularly in tropical regions where thyroid disorders might be underdiagnosed.

 

Neonatal Screening For Congenital Hypothyroidism

 

Many tropical countries lack national newborn screening programs for congenital hypothyroidism due to inadequate infrastructure for collecting, transporting, and analyzing dried blood spots, as well as challenges in follow-up care. TSH stability in these samples can be compromised by temperature and humidity, and confirmatory tests require advanced equipment and trained personnel. Increasing the use of point-of-care TSH assays and telecommunication could help overcome these obstacles and improve screening efforts.

 

Challenges To Diagnosis And Management Of Thyroid Cancer

 

In the tropics, there is inadequate access to molecular diagnostics and radioactive iodine facilities. Due to unavailability of radioiodine ablative facilities, management of differentiated thyroid cancer relies mostly on surgical management in many places. In cases of indeterminate nodules like BETHESDA 3,4 the use of molecular techniques to detect somatic mutations in 8-gene panel comprising BRAF-V600E, RET/PTC3, RET/PTC1, TERT promoter, HRAS, NRAS, KRAS, and PAX8-PPARG is recommended. However, this is not available in most tropical countries outside research settings, making decision-making difficult and leading to unnecessary surgeries. In cases with medullary thyroid cancers, genetic analysis of RET gene is not easily available and thus prophylactic thyroidectomy is often delayed.

 

Table 2. Challenges and Proposed Solutions to Management of Thyroid Disorders in the Tropics

Challenges

Description

Solutions

Delayed diagnosis

Often due to limited healthcare access, leading to advanced disease stages at diagnosis.

Improve healthcare infrastructure and community outreach to promote earlier diagnosis.

Non-availability of ethnicity-specific reference ranges

Lack of local reference ranges for thyroid hormones, causing potential misdiagnosis.

Develop local reference ranges based on regional population data.

Iodine deficiency and national iodization policies

Inadequate iodization and challenges in maintaining iodine intake standards.

 

Implement more robust and monitored iodization programs to ensure optimum iodization avoiding both deficiencies and excess

Storage and stability of thyroid medications

High temperature and humidity can affect the potency of thyroid medications, making them less effective

Levothyroxine tablets should be stored in a cool dry place away from light below 25°C. Ensure adherence to global standards of packaging in tropical nations

Infection and thyroid disorders

Tropical infections can directly or indirectly affect thyroid gland

Focused research and increased awareness to understand and manage the complex interplay between infection and thyroid functioning

Drug interactions and thyroid disorders

Many drugs used for treatment for tuberculosis and other tropical disorders can potentially affect thyroid functioning and laboratory results

Closely monitor for potential drug interactions between thyroid medications and treatments for infectious diseases and other conditions prevalent in tropics

Endocrine disrupting chemicals

Chemicals in pesticides and herbicides, industrial by-products, and plasticizers can impact thyroid functioning

Regulatory measures, monitoring policies, sustainable practices, and focused research can help to mitigate the effect on thyroid disorders

Screening programs for pregnant women

Inadequate screening for maternal hypothyroidism, impacting maternal and fetal health

Comprehensive screening guided by prevalence and individual and regional risk factors

Neonatal screening for congenital hypothyroidism

Lack of newborn screening programs for congenital hypothyroidism due to infrastructural limitations

Universal screening with methodology guided by local resources and healthcare infrastructure

Challenges to diagnosis and management of thyroid cancer

Limited access to molecular diagnostics and radioactive iodine facilities

 

Increase access to necessary diagnostic tools and technologies, and develop protocols to manage cases with limited resources

Lack of trained medical professional

Trained healthcare providers are often not available in remote areas

Leveraging telemedicine to connect patients in remote areas with endocrinologists and specialists.

 

CONCLUSION

 

Thyroid disorders in the tropics present unique challenges due to socio-economic, healthcare infrastructure, and environmental factors. Late diagnosis, financial constraints, and limited healthcare access exacerbate the severity of these conditions. Iodine deficiency remains a significant issue, contributing to the prevalence of goiter and cretinism. Autoimmune thyroid diseases are influenced by environmental triggers and genetic susceptibility. Additionally, congenital hypothyroidism remains underdiagnosed due to inadequate newborn screening programs. Addressing these challenges requires improving healthcare infrastructure, ensuring consistent iodine supplementation, and enhancing public and professional awareness to improve the management and outcomes of thyroid disorders in tropical regions.

 

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Autoimmune Polyglandular Syndromes

ABSTRACT

 

The autoimmune polyglandular syndromes (APS) are clusters of endocrine abnormalities that occur in discreet patterns in subjects with immune dysregulation and that permit treatment and anticipation of associated systemic or other hormonal deficiencies. Three major entities are recognized, APS1, APS2 and APS3; the rare X-linked syndrome of immune-dysregulation, poly-endocrinopathy, and enteropathy due to mutations in the FOXP3 gene also qualifies as an APS. An additional increasingly described category occurs in patients treated with immunoregulatory agents such as checkpoint inhibitors for cancer, so that tumor antigens that have evaded recognition can now be targeted, but at the expense of activating autoimmunity with adverse effects on various endocrine tissues. APS1 is a syndrome characterized by chronic muco-cutaneous candidiasis, hypoparathyroidism, primary adrenal insufficiency, as well as ectodermal dystrophy and a host of other endocrine and non-endocrine tissue involvement in autoimmune destructive processes. The underlying cause is a homozygous inactivating mutation in the autoimmune regulator gene AIRE whichpermits the intra-thymic expression of ectopic antigens normally expressed only in specific peripheral tissues (e.g. insulin), so that T-cells as they mature within the thymus and acquire a receptor for the self- antigen are eliminated (negative selection), thereby avoiding autoimmunity. Studies demonstrate that in addition to the classical homozygous mutations, single gene dominant mutations in AIRE also play an important role in autoimmune regulation and its disorders. Recent studies demonstrate that tissue damage in APS1 due to AIRE mutations is mediated via the JAK-STAT signaling cascade and involves interferon gamma. Inhibiting the JAK-STAT signaling cascade via the monoclonalantibody, ruxolitinib, improves clinical and biochemical manifestations in both a murine model and human patients, offering promise for dramatic improvement in prognosis and clinical outcomes for affected patients. Larger studies in affected patients are awaited with interest.

APS2 and APS3 are both due to mutations in the HLA DQ/DR regions which regulate antigen presentation to T-cell receptors; however their genetic profile is more complex. APS2 is characterized by type 1 diabetes mellitus (T1DM), Addison Disease, and hypothyroidism, whereas APS3 is similar but without Addison disease. In keeping with other autoimmune disorders, these entities are more frequent in females, whereas APS1 has no sexual predominance. The recent emergence of autoimmune endocrinopathies in patients treated with checkpoint immunoregulatory agents for cancer add a new dimension to considerations of autoimmune polyendocrinopathy syndromes. Rapid progress in the immunology and genetics of these entities offers the promise of potential amelioration and eventual reversal via genetic manipulation before organ damage is established.

 

AUTOIMMUNE POLYGLANDULAR SYNDROMES

 

The autoimmune polyglandular syndromes are clusters of endocrine abnormalities that occur in discreet patterns in subjects with immune dysregulation and that permit treatment and anticipation of associated systemic or other hormonal deficiencies (1-8). Three major entities are recognized, APS1, APS2 and APS3 as well as the extremely rare X-linked syndrome of immunodysregulation, polyendocrinopathy, and enteropathy (IPEX) syndrome. An additional but increasing category occurs in patients treated with checkpoint immunoregulatory agents for cancer, by which the tumor’s blockade of immune regulatory checkpoints is inhibited, so that tumor antigens that had evaded recognition can now be targeted, but at the expense of activating autoimmunity against endocrine organs.

 

APS1 results from a failure to eliminate T-cells that have acquired receptors with high affinity to auto-antigens, as these T-cells mature and traverse the thymic epithelium during their development. Normally, such T-cells are prevented from entering the periphery because of the ectopic expression of multiple antigens within the thymus that usually are expressed only in discrete tissues, e.g. insulin in pancreatic β-cells. A developing T-cell that acquires and expresses a high affinity receptor for insulin will be bound to the ectopically expressed insulin antigen within the thymus, undergo apoptosis and be excluded from entering the periphery to initiate auto-immunity (Fig1). This ectopic expression of antigens within the thymus is mediated by the Auto-Immune REgulator gene (AIRE) located on chromosome 21. Discovered in 1997 as the gene whose variable inactivation is responsible for the clinical entity APS1 (1, 2, 4, 6), this gene is now known to be an essential component of the adaptive immune response cascade, and the spectrum of disorders ascribed to mutations in this gene extend beyond the APS1 syndrome (2, 4). Moreover, although APS1 is a rare entity with predilection for particular populations, the increased incidence of autoimmunity in persons with trisomy 21, a relatively common genetic abnormality, may be due to abnormal function of the AIRE gene (9). In addition, it is becoming apparent that mutations in AIRE can have autosomal dominant effects and become manifest as autoimmune disorders later in life in patterns that differ from the classical APS1 (2, 4). Since the incidence of such autosomal mutations may be as high as 1:1000, whereas the incidence of APS1 is much rarer (1:9000 in Iranian Jews; 1:14,500 in Sardinia; 1:25,000 in Finland), the influence of the AIRE gene on autoimmune processes and diseases may be far wider than hitherto appreciated, especially since Treg cells (regulatory T cells) also are now implicated in the abnormalities induced by AIRE deficiency (2, 4). Both T-cell and B-cell abnormalities are observed in APS1, so that circulating antibodies to various hormonal, connective tissues, and protein antigens such as enzymes in the steroidogenic or thyroid synthesis cascades are evident in the serum of affected patients with APS1, and indeed in all forms of the autoimmune polyglandular syndromes. Figure 1 summarizes these concepts.

 

Several recent case series indicate that the phenotypic variation and age of symptom onset vary greatly, even within the same family (10, 11), implying that other genes such as major histocompatibility complex genes, or environmental exposures, influence the phenotype and natural course (11, 12). This wide variation in presentation and symptomatology may make the diagnosis of APS-1 challenging.

 

Figure1. Left panel: Modified from Autoimmune Polyglandular Syndromes in Pediatric Endocrinology 4th Edition, Ed. Sperling MA. (with permission of the authors Drs. Michael Haller, William Winter, Desmond Schatz). A developing T-cell migrates from its origins in the bone marrow to the thymus where it matures and acquires its repertoire of receptors. The expression of self-antigens, including ectopic expression of antigens mediated via the AIRE gene, results in apoptosis of the T-cell possessing the complementary receptor, and prevention of the T-cell entering the periphery, a fate of almost all T-cells. A small fraction of T-cells enter the periphery where they remain anergic to self-antigens, but can mount an immune response to non-self-antigens. Right panel: Failure of self-tolerance, due to non-expression of self-antigens as would occur with inactivating mutations of the AIRE gene, results in failure of central tolerance as well as failure of recognition of self-antigens that leads to an auto-immune response.

 

APS2 is characterized by the triad of T1DM, adrenocortical insufficiency, and hypothyroidism as a result of autoimmunity to components of the pancreatic β-cell, adrenal cortex, and thyroid synthesizing machinery. APS3 is essentially identical to APS2 except that adrenocortical insufficiency is absent. This similarity has led some investigators to label the former as APS2a and the latter as APS2b. Whereas APS2a is rare, APS2b is relatively common, as approximately 20% of patients with T1DM harbor circulating antibodies to thyroid synthesis components, namely thyroid peroxidase (TPO) and thyroglobulin (TGB), markers associated with Hashimoto thyroiditis. Note however that the presence of autoantibodies is not necessarily predictive of glandular failure and its clinical manifestations. The genes responsible for the disordered immunity in APS2 and APS3 are in the DQ and DR regions of the HLA complex on the short arm of chromosome 6; specific alleles or mutations facilitate the presentation of antigens co-expressed with the particular HLA complex by antigen presenting cells such as dendritic cells and macrophages. This facilitated presentation of self-antigens, along with other regulatory factors such as lower expression of T-regulatory cells, initiate auto- immunity. Consistent with the generally heightened immune responses in females, these forms of autoimmune endocrine disorders are significantly more prevalent in women, whereas in APS1 the sex distribution is equal.

 

AUTOIMMUNE POLYGLANDULAR SYNDROME 1 (APS1-APECED)

 

APS1 is characterized by 3 classical features; muco-cutaneous candidiasis, hypoparathyroidism with hypocalcemia, hyperphosphatemia, and low PTH concentrations, as well as Addison disease with cortisol deficiency, occasional aldosterone deficiency, and marked elevations in adrenocorticotropic hormone (ACTH). Clinical manifestations of primary adrenal insufficiency include hyperpigmentation (increased MSH in conjunction with increased ACTH), abdominal pain, vomiting, weight loss and electrolyte disturbances, as well as hypoglycemia with fasting. Two of the 3 classical features are required to make a diagnosis of APS1. Other manifestations include periodic rash with fever, kerato-conjunctivitis,chronic diarrhea, primary gonadal failure occurring pre-or post-puberty, Hashimoto thyroiditis with hypothyroidism, Vitamin B12 deficiency, chronic active hepatitis, T1DM, and ectodermal dystrophy-hence the term APECED (Autoimmune Poly Endocrinopathy, Candidiasis, Ectodermal Dystrophy).The features of ectodermal dystrophy include enamel hypoplasia affecting only the permanent teeth, pitted nail dystrophy unrelated to candidiasis of the nails, and visible alterations in the tympanic membranes characterized by calcium deposits. Iritis, optic atrophy and skin changes termed keratopathy, as well as alopecia and vitiligo also are reported (1). Most affected patients manifest their problem(s) by 5 years of age; non-endocrine manifestations precede the endocrine manifestations in about 75% of cases, with mucocutaneous, including oral, candidiasis as the first manifestation in about 60% and malabsorption in about 10%, and vitiligo, alopecia, hepatitis and keratopathy in about 5% of affected subjects (see table 1). Mucocutaneous candidiasis, the most common nonendocrine manifestation, occurs due to defective receptor- mediated internalization of Candida by monocytes as well as decreased kinase activation (13). In these subjects, the median interval to an endocrine manifestation is about 4 years with a range from 0.1-33 years.

 

When an endocrine disorder is the first manifestation it is almost invariably hypoparathyroidism; overall about 70%-80% develop hypoparathyroidism, and in those who develop hypoparathyroidism first, about 60% develop Addison disease. If Addison disease is the first manifestation, about a third also develop hypoparathyroidism. The manifestations vary in sequence and age at onset; the description of all known Finnish cases in 2006 by Peerhentupa (1) remains one of the most detailed series description, and indicates the remarkable heterogenous pattern with the 3 most common being muco-cutaneous candidiasis (~80%), followed by hypoparathyroidism (~80%), and Addison disease(~70%). Ovarian failure occurs in about 60% of affected females but testicular failure only occurs in about 15% of males; parietal cell atrophy with atrophic gastritis and B12 deficiency, and T1DM occur in only about 12% of patients, with diabetes a late complication in comparison to the early manifestations of parathyroid and adrenal deficiency; although anti-thyroid antibodies are common, hypothyroidism only develops in about 5% of affected patients. Rare manifestations include diabetes insipidus, growth hormone deficiency secondary to hypophysitis, and infertility due to sperm antibodies in males and ovarian failure in females. In most patients with APS1, disease manifestations develop earlier than in APS2, as noted above, and are usually more severe than in APS-2. Typically, a given APS-1 patient develops an average of 4–5 manifestations of the syndrome, but may have as few as one or as many as twenty. Due to chronic mucocutaneous candidiasis, patients are also susceptible to squamous carcinoma of the oral mucosa and esophagus over time. In general, patients with APS-1 have an increased mortality risk , due to cancer, adrenal and hypocalcemic crises, and certain conditions induced by aberrant autoimmune responses, particularly hepatitis, nephritis and pneumonitis (14).

 

Circulating antibodies against components of the parathyroid, adrenal, and thyroid glands as well as those of the pancreatic islets are hallmarks of this disease which affects T-cell as well as B- cell function. Although lymphocytic infiltration of the parathyroid glands is frequent, the protein NALP5 that serves as the antigen for the immune response was not discovered until 2008 (5). Antibodies to NALP5 (NACHT leucine-rich-repeat protein 5) were found to be highlyspecific and present only in those with hypoparathyroidism as part of APS1, but absent in other forms of autoimmune syndromes (5) or patients with APS1 but without hypoparathyroidism. Antibodies against adrenal cytochrome P450 enzymes such as Cyp21, Cyp17 and Cyp11A1 are present in many patients but wane with glucocorticoid treatment. Circulating antibodies to GAD 65 and IA2 may be present but are not strong predictors for the development of T1DM. Thyroid peroxidase and anti-thyroglobulin antibodies also are common but not predictive for development of hypothyroidism. Antibodies against liver microsomal proteins, against parietal cells (α & β subunits of H+/K+ ATPase), and against intrinsic factor also are reported. Other less common autoantibodies observed in APS-1 include BPI Fold Containing Family B Member 1 (BPIFB1), the potassium channel regulator KCNRG, expressed in the lung, and transglutaminase-4, expressed solely in the prostate gland (15-17).  

 

A unique feature is the presence of autoantibodies that neutralize type1 interferon, mostly interferon1α and 1ω; these antibodies appear to be specific for this entity and therefore have clinical diagnostic utility (18). Since over 95% of patients with APS-1 have autoantibodies to type 1 interferons, it has been proposed that evaluating the presence of these interferon antibodies should be part of the diagnostic evaluation of patients suspected of harboring APS1. In addition, patients with AIRE mutations possess high-affinity disease-ameliorating autoantibodies, which may explain the low incidence and late appearance of T1DM in patients with APS1 (19). In contrast to the autoantibodies mentioned above, systemic autoantibodies to certain cytokines are highly prevalent in many, if not most, APS-1 patients. Autoantibodies to the interleukin (IL) 17 family of cytokines, especially IL-22 are also prevalent in APS-1, exceeding 90% in some series (20).

 

The cause of this autoimmunity are inactivating mutations in the autoimmune regulator gene (AIRE) on chromosome 21q22.3, which normally acts to permit ectopic expression in the thymus of numerous tissue restricted hormonal and other peripheral antigens, so that developing T-cells that acquire high affinity receptors for these antigens as the developing T-cell traverses the thymic epithelium are eliminated and do not enter the periphery to cause auto-immunity (2, 4, 6, 7). For the classic case, this is an autosomal recessive inherited disorder; however, point mutations resulting in an autosomal dominant form have been reported, albeit this autosomal dominant form seems less severe than the classic autosomal recessive disease, suggesting that this genetic disorder may be more prevalent in various immune disorders hitherto not considered to be due to AIRE mutations (2, 4, 11, 21).

 

The structure of the AIRE gene, the sites of autosomal dominant and autosomal recessive mutations, their influence on the expression and function of the gene and its consequences, are elegantly discussed in recent reviews (2, 4, 11, 21). To date, over 100 different disease-causing mutations have been reported. The most common is the so-called Finnish major mutation p.R257X, located in the SAND-domain (named after a range of proteins in the protein family: Sp100,AIRE-1, NucP41/75, DEAF-1). The Finnish major mutation is especially prevalent in people in Finland, Russia, and Eastern Europe (22).  Another common mutation is the so-called 13 base pair deletion (p.C322del13) in the histone protein reading region called plant homeodomain 1 (PHD1), prevalent in persons in Norway, the British Isles, France, and North-America (10, 23). Additionally, patients with unique dominant negative mutations in AIRE with autosomal dominant inheritance have recently been identified. These dominant negative mutations are associated with milder disease, often with accompanying pernicious anemia, vitiligo, autoimmune thyroid disease, and T1DM, and can be confused with the much more common condition, APS-2, which has a complex inheritance. The dominant gene variants are located both in the PHD1 and SAND domain (24, 25). Recent findings indicate that AIRE controls immune tolerance by an additional mechanism—the induction of a unique population of FOXP3-positive T regulatory cells (Tregs) in the thymus that have the ability to suppress autoreactive cells (11, 25, 26). Thus, not only do more autoreactive cells escape deletion, but those Tregs normally in place to limit their activities are either not developed or are dysfunctional.

 

The peri-post pubertal period is a common time for presentation of some manifestations, although initial presentation may occur as early as the first year of life (3). The classic disorder is rare, and altogether it is estimated that there were only several hundred cases worldwide. However, the syndrome is more common in certain populations; 1: 25,000 in Finns, 1:14,500 Sardinians, 1:9000 Iranian Jews, all examples of past “isolated” populations that demonstrate a founder effect. Surprisingly, however, diabetes mellitus is uncommon and generally appears as a late manifestation in the thirdand fourth decades of life (1-3, 20). Unusual features include chronic kidney disease, apparent mineralocorticoid excess, asplenia and oral or esophageal malignancy. The frequency, patterns and long-term outcomes of this syndrome vary in different populations that harbor different mutations; recent reviews of the patterns and outcomes in cohorts from Sardinia (27), Norway (10) and India (28) highlight these unique patterns. The classic features based on the Finnish cohort are summarized in Table1.

 

Table 1. Clinical Features of APS1

Symptom

Percentage of patients

Mucocutaneous candidiasis

80%

Hypoparathyroidism

70-80%

Adrenal Insufficiency

60%

Type 1 Diabetes Mellitus

12%

Hypothyroidism

4%

Ovarian Failure in Affected Females

60%

Testicular Failure in Affected Males

14%

Gastric Parietal Cell Failure

15%

Hepatitis

13%

Ectodermal Dysplasia

33%

Keratopathy

22%

Alopecia

27%

Vitiligo

13%

Based on references (1-4)

 

Treatment of APS1

 

Treatment guidelines for this condition have been proposed (29); they are based on immune suppression and modulation with agents including glucocorticoids such as prednisone, cyclosporin, the calcineurin inhibitors tacrolimus and sirolimus, methotrexate, mycophenolate mofetil, and rituximab, a CD20 inhibitor; these are especially used for auto-immune hepatitis, enteropathy, tubulo-interstitial nephritis, interstitial lung disease, and keratoconjunctivitis, and are detailed by Kisand et al (20). In general, management of autoimmune polyendocrine syndromes includes hormonal replacement therapy as needed, and treatment of complications (11).

 

An interesting development is the discovery that the damage to various tissues in patients affected by APS 1 mutations  is mediated via the JAK-.STAT signaling cascade and involves interferon gamma (30, 31). Note that we previously stated above that antibodies to interferon1 were diagnostic for the entity APS1; damage to organs is mediated via the JAK-STAT signaling cascade. Hence, blockade of JAK-STAT signaling might reduce tissue damage. Indeed, inhibiting the JAK-STAT signaling cascade via the monoclonal Ab Ruxolitinib, improves clinical and biochemical manifestations in both a murine model and human patients (11, 32), offering promise for dramatic improvement in prognosis and clinical outcomes for affected patients. Larger studies in affected patients are awaited with interest.

 

Current standard treatment requires that hormonal and vitamin (Vitamin D, B12) replacement should be implemented for the known hormonal deficiencies, and other deficiencies should be anticipated and screened for periodically, especially in those with circulating antibodies for components of adrenal steroidogenesis (21-hydroxyase,17-hydroxylase), thyroid (TPO, TG antibodies) and calcium, phosphate, and/or parathyroid hormone levels as indicated. Periodic assessment ofHbA1c, fasting glucose, liver function via ALT and AST should complement careful clinical assessment at 6 month-1year intervals in affected patients. When hypoparathyroidism and chronic mucocutaneous candidiasis are the initial manifestations, screening for primary adrenal insufficiency via an afternoon ACTH concentration is suggested to be performed every 6 months and at least annually. A level of ACTH greater than 80pg/ml is highly suggestive and a level exceeding 100pg/ml is virtually diagnostic. Whereas some recommend performing an ACTH- stimulation test to document adrenal reserve, others recommend starting cortisol replacement therapy and ongoing monitoring of sodium and potassium levels to exclude evolving aldosterone deficiency, as well as checking supine and standing blood pressure. Anti-candida drugs such as ketoconazole when used to treat the candidiasis should alert the treating physicians to exclude possibility of adrenal insufficiency since these agents are known to interfere with cortisol synthesis and hence may accelerate the appearance of adrenal insufficiency or worsen manifestations of existing adrenal deficiency. Cortisol should initially be given in stress dosage, commonly 2-3 times the daily maintenance of ~10mg/m2/d for several days once initial diagnosis is established; thereafter, normal replacement doses of ~8- 10mg/M2/day may be given in 3 divided oral doses daily. When initial diagnosis is established during an inpatient admission, or at a subsequent hospital stay, consideration should be given to administer the hydrocortisone via parenteral means, intravenously or via intramuscular injection. This precaution is advised as oral medication may be less absorbed due to the concomitant presence of candidiasis of the esophagus and lower GI tract which might impair absorption. Patients should also be advised to wear a Medic-Alert bracelet, necklace or key chain, so that cortisol treatment is not delayed should a patient be involved in a motor vehicle accident or be in coma due to adrenal crisis or hypoglycemia. There is evidence that the predilection for autoimmunity in persons with trisomy 21 (Downs syndrome) may also be due to abnormality in the AIRE gene (9). Absent the classic triad of hypoparathyroidism, chronic mucocutaneous candidiasis, and primary adrenal insufficiency, or 2 of these three manifestations, it is likely that many cases are missed; the wide spectrum of potential presentations suggest that genetic testing via AIRE mutational analysis be considered in patients with hepatitis, chronic diarrhea, and periodic rash with fever (1). Recent reviews also raise the possibility of genetic manipulation of certain mutations to restore thymic surveillance at some future date (2). Patients with APS-1 are best followed by a multi-disciplinary team led by a pediatric or adult endocrinologist at an academic medical center. Patients should have a minimum of two follow-up visits per year due to the complexity of the entity, and asymptomatic mutations carriers should be followed at least annually. It is mandatory to check all siblings of APS-1 patients even if they are adult and seemingly well. Screening for 21-hydroxylase and NALP5 antibodies is useful in assessing the risk of development of adrenal insufficiency and hypoparathyroidism, respectively.

 

AUTOIMMUNE POLYGLANDULAR SYNDROME 2 (APS2a; SCHMIDT SYNDROME)

 

APS2 is characterized by the triad of T1DM, Addison disease, and thyroid autoimmunity with hypothyroidism, hyperthyroidism, or Hashimoto thyroiditis; T1DM and Addison disease are obligatory components, but thyroid autoimmunity is not and a host of other autoimmune entities can also be associated. These entities include celiac disease, vitiligo, alopecia, myasthenia gravis, pernicious anemia, IgA deficiency, hepatitis and hypogonadism. Peak prevalence is in the range of 20-40 years of age. In keeping with an autoimmune basis, the syndrome is more prevalent in females and associated with specific HLA DR3 and DR4 haplotypes and with the class II HLA alleles DQ2 and DQ8, also strongly linked to celiac disease. Autoantibodies to islet cell components (GAD65, IA2, ZnT8), thyroid (anti-thyroglobulin TG, anti-thyroid peroxidase TPO), adrenal leading to Addison disease (anti-21-hydroxylase or anti 17-hydroxylase), and celiac disease (tissue transglutaminase and gliadin) are commonly present and should be periodically sought in those with two autoimmune endocrinopathies such as Addison disease and T1DM. Specific treatment for each entity should be continued in the hospital, with cortisol dosage adjusted for stress (8). A mechanism by which viral disease may trigger autoimmunity in the gut leading to celiac disease has recently been proposed and may have relevance to the other auto-immune diseases that form this entity (32).

 

The onset of APS-2 typically appears later than APS-1, mostly in young adulthood. Currently, there are no unique tests to detect patients with APS-2, but testing for autoantibodies may be helpful in assessing disease risk, since the relevant autoantibodies are frequently detectable years before disease onset. Despite the major advancement in identification of disease genes, the heritability of APS-2 is complex. Some authors propose splitting this syndrome into further subtypes, but there is little evidence for distinct etiology in such subcategories, so the broader term APS-2 for all of these patients seems appropriate (11).

 

Illustrative Case

 

A 16-year old girl was admitted to the hospital in coma and found to have profound hypoglycemia. Her physical findings were striking for pigmented patches on her tongue, gums, and lips and her skin was deeply suntanned (see figure 2). The mother related that her daughter has T1DM since age 12 and had been experiencing numerous hypoglycemic episodes unrelated to food intake or exercise. Accordingly, the dose of insulin had been reduced to about 50% of what it had been 3 months previously. She responded to glucose infusion and recovered full consciousness. Laboratory tests documented a marked elevation of ACTH, low morning cortisol, elevated antibodies to 21OH, and markedly elevated TSH with a low T4. Thus, this patient fulfills all the criteria for APS2. The hypoglycemia was due to a combination of deficient hormonal counter-regulation (cortisol deficiency) as well as the delayed clearance of insulin as a result of hypothyroidism.

 

Figure 2. Patient with APS 2

 

AUTOIMMUNE POLYGLANDULAR SYNDROME 3 (APS2b)

 

APS-3 also known as APS2b, is sometimes referred to as Carpenter’s syndrome, and has the same array of endocrine tissue autoimmune abnormalities as APS2, but without Addison disease. Almost 20% of patients with T1DM have thyroglobulin (TG) and thyroid peroxidase (TPO) antibodies, but only a minority progress to clinical or biochemical hypothyroidism, so APS3 (APS2b) could be considered as a relatively common disorder (9).

 

Treatment of APS-2 should focus on replacement of missing hormones according to current guidelines for treating the main components of APS-2. Physicians should be particularly aware that a patient with APS-2 has an increased risk of developing another organ-specific autoimmune disease. Massive family accumulation of autoimmune diseases, especially with early debut could indicate a monogenic disease, possibly a “non-classical” APS-1 especially if vitiligo and pernicious anemia is prevalent (2).

 

Table 2. Clinical features of APS2 and APS3

APS2

APS3

Type 1 Diabetes Mellitus

Type 1 Diabetes Mellitus

Thyroid autoimmunity

Thyroid autoimmunity

Adrenal Insufficiency

 

 

ADRENAL INSUFFICIENCY

 

Since adrenal insufficiency is a hallmark feature of APS1 and 2a syndromes, and since it is the most life threatening, we briefly review the crucial role of the adrenal in metabolic homeostasis. During stress, cortisol produced by the zona fasciculata of the adrenal gland is required to maintain normoglycemia and hemodynamic stability. Cortisol regulates carbohydrate metabolism to maintain normoglycemia, decreases capillary permeability to maintain a normal blood pressure, and is required for activating enzymatic activity to convert norepinephrine to epinephrine. Cortisol production is under the regulation of the hypothalamus and pituitary. The hypothalamic-pituitary-adrenal (HPA) axis is mediated through the circulating level of plasma cortisol by negative feedback of cortisol on corticotropin releasing factor (CRF) and ACTH secretion. Aldosterone produced by the zona glomerulosa is predominantly regulated by the renin-angiotensin system. Aldosterone stimulates the kidneys to reabsorb sodium and water and excrete potassium. At high concentrations, cortisol can also act on the mineralocorticoid receptor to increase sodium and water retention as the activity of 11β-hydroxysteroid-dehydrogenase 2 which inactivates cortisol to cortisone is overwhelmed.

 

Presentation of adrenal insufficiency is often chronic, presenting with fatigue, anorexia, and weight loss; hyperpigmentation of the buccal mucosa and skin creases or generalized tanning of the skin occur with primary adrenal insufficiency from the excess of melanocyte stimulating hormone produced as a byproduct in the formation of excess ACTH.

 

Adrenal insufficiency can be caused by primary adrenal disease or dysfunction of the HPA axis (secondary adrenal insufficiency). The most common etiologies of primary adrenal disease in children, adolescents, and young adults include autoimmune disease, retroperitoneal trauma and rare genetic syndromes involving the formation of the adrenal gland, the biosynthetic formation of cortisol, and the ability of the adrenal gland to respond to ACTH. Severe defects may present in the neonatal period or may be unmasked later in life by the requirement for higher secretion during a physiological stress situation such as sepsis or trauma. Secondary adrenal insufficiency is most commonly caused by damage to the hypothalamus or pituitary gland by trauma or neurological surgery or impingement on these structures by a tumor or mass; congenital defects of isolated ACTH formation or action also may occur. More commonly, suppression of the HPA axis can occur in patients chronically treated with potent glucocorticoid steroids.

 

Patients with adrenal insufficiency can present acutely in a severe life-threatening event termed adrenal crisis, particularly if there is an inciting event such as a septic illness, surgical procedure, anesthesia, or trauma. These patients have symptoms of nausea, vomiting, abdominal pain, dehydration, altered mental status, hypotension, hypoglycemia, or shock (33). Hypotension may be unresponsive to fluid resuscitation alone due to deficiency of cortisol required to activate β-adrenergic receptors and vascular tone. Salt wasting (hyponatremia, hyperkalemia) results from aldosterone deficiency. A cardinal feature of primary adrenal insufficiency is hyperpigmentation owing to concurrent rise in melanocyte stimulating hormone (MSH) associated with elevated ACTH production. Darkening of the skin is most prominent at the axillae, palmer creases, areolae, genitalia, and pigmentary lines of the gums (see Fig 2 above). This hyperpigmentation does not occur in secondary adrenal insufficiency as there is no rise in ACTH. Secondary causes of adrenal insufficiency, and certain forms of primary adrenal insufficiency that do not affect aldosterone production, do not present with salt-wasting and Addisonian crisis.

 

Because of the circadian rhythm and diurnal variation in ACTH and cortisol production, early morning serum cortisol and ACTH concentrations provide the best assessment of endogenous adrenal function. An early morning serum cortisol of <10 mcg/dl is suspicious for adrenal insufficiency. The corresponding ACTH concentration is elevated in primary adrenal insufficiency; a low ACTH concentration is suspicious for secondary adrenal insufficiency. However, a randomly timed cortisol measurement of <15 mcg/dl, in the setting of an acute illness has been proposed as concerning for adrenal insufficiency in adults (33). In the absence of clinical clues suggesting primary adrenal insufficiency, such as hyperpigmentation, stimulation with ACTH is the best diagnostic test for identifying those with adrenal insufficiency. At baseline, ACTH and cortisol blood levels are obtained and 250 mcg of synthetic ACTH (cosyntropin) is administered either via the intravenous (IV) or intramuscular (IM) route. The test is considered diagnostic of adrenal insufficiency if the peak cortisol level is less than 18 mcg/dl, 60 minutes following cosyntropin administration (34). Such a supra- physiologic dose of ACTH may overcome a defect in the hypothalamic-pituitary-adrenal axis to produce the rise in serum cortisol. If there is a high suspicion for secondary adrenal insufficiency in the face of a normal cortisol response to high dose ACTH, early morning serum cortisol and ACTH concentrations may be more informative. The causes of adrenal insufficiency as well as that of thyroid dysfunction and their management are described elsewhere in Endotext (35, 36).

 

AUTO-IMMUNITY ASSOCIATED WITH CANCER IMMUNOTHERAPY

 

An increasingly important and frequent cause of endocrine-autoimmune syndromes is their appearance in association with the increasing use of immunotherapy as a front line or back-up therapy in various cancers (37). Indeed, the variety and severity of endocrine autoimmune syndromes associated with the use of inhibitors of CTLA4 (cytotoxic T-lymphocyte-associated protein 4) such as ipilimumab, and immune checkpoint blockade of programmed death 1(PD-1) and its ligands PDL1 and PDL2, has recently been termed “the Achilles heel of cancer immunotherapy” (38). The range of autoimmune endocrine manifestations includes hypophysitis with disturbances in anterior pituitary hormones, hypo-and hyperthyroidism, adrenal insufficiency, and T1DM (25, 39-43). Key checkpoints by which autoimmunity is regulated in normal individuals are also exploited by tumors to evade recognition and elimination via the immune system; employing immuno-regulatory agents that block these checkpoints facilitates the recognition of tumor antigens as foreignand activates their destruction, but at the same time stimulates autoimmune responses to self-antigens. Clinicians should be aware of these autoimmune manifestations and screen for involvement of endocrine tissues or their clinical manifestations. Notably, some of these endocrine autoimmune manifestations may appear months to years after initiation of immune therapy for cancer (40).

 

Thyroid disorders, typically associated with anti-PD-1 antibodies and hypophysitis commonly related to anti-CTLA-4 therapy, are the two most frequent endocrine organ pathologies (41). Notably, in a large cohort, it was shown that the incidence of any-grade immune-related adverse event (irAE) is higher with CTLA-4 (53.8%) than with PD-1 (26.5%) and PD-L1 (17.1%) Moreover, the incidence of any-grade irAE was highest in patients receiving CTLA-4 plus PD-1/PD-L1 combinations (61.1%) (44, 45). The incidence of endocrine adverse events reported with the use of immune checkpoint inhibitors (ICI) ranges from 5% to 20% (46, 47), with a recent systematic review and meta-analysis reporting an overall incidence of clinically significant endocrinopathies of approximately 10% (48). Hypophysitis appears most often in men older than 60 years and 2–5 times more frequent than in women. The incidence reported is 4%–20% with ipilimumab, 8% with the combination ipilimumab plus nivolumab, 0.6% with nivolumab, and 0.7% with pembrolizumab (47). The incidence of hypothyroidism ranges from 6% to 13% and for thyrotoxicosis varied from 3% to 16%. However, when subclinical hypothyroidism or hyperthyroidism is included, the incidence can reach 28% and 22%, respectively (49).These risks were reported to be dose dependent; in the case of anti-CTLA-4 treatment, the risk was observed only above a treatment threshold of 10 mg/kg.

 

Rarely, patients develop T1DM, or central diabetes insipidus, or hypoparathyroidism. Endocrinopathies less often reported include diabetes mellitus, as mentioned above, primary adrenal insufficiency, and hypercalcemia due to hyperparathyroidism. In the case of primary adrenal insufficiency, an incidence of less than 1% with monotherapy and 4%–8% with combined immunotherapy has been reported (48). For T1DM, overall incidence of 0.4% was reported in patients treated with anti-PD-1/PD-L1 but not those treated with anti-CTLA-4 (50, 51). However, a recent study reported a prevalence of 0.9% among 2,960 patients treated by ICI (52). In clinical practice, significant irAEs (grade 2 or higher) are managed with systemic immunosuppression mostly in the form of corticosteroids with methylprednisolone 0.5–1 mg/kg for grade 2 and 1–2 mg/kg for grade 2–3; for grade 4 irAEs, resuming treatment with the drug is contraindicated. More rarely, anti-tumor necrosis factor-α agents have been used if steroids are not effective or contraindicated (41).

 

X-LINKED IMMUNODYSREGULATION, POLYENDOCRINOPATHY, AND ENTEROPATHY (IPEX)

 

X-linked Immunodysregulation, Polyendocrinopathy and Enteropathy - or IPEX- is an extremely rare inherited syndrome characterized by early onset T1DM, (53) autoimmune enteropathy with intractable diarrhea and malabsorption, and dermatitis that may be eczematiform, ichthyosiform or psoriasiform. Eosinophilia and elevated IgE-levels are frequently present in IPEX. Some patients develop kidney disease, most often membranous glomerulonephritis or interstitial nephritis. Later manifestations may include autoimmune thyroiditis, alopecia, various autoimmune cytopenias, hepatitis and exocrine pancreatitis (54). Several of these features overlap with APS-1, but in IPEX they usually develop much earlier in life at 0.1-0.4 years (55). The disorder is frequently fatal in the first few years of life, unless patients are diagnosed and promptly treated with immunosuppressive agents or, if possible, receive an allogenic bone marrow transplant, which can be curative (54).

The defective gene was mapped to mutations in the FOXP3 (human) gene (56). To date, over 100 different mutations throughout the gene have been reported in patients. FOXP3 is currently recognized as a master transcription factor that is highly expressed in Tregs in association with other key Treg elements such as CD4, cytotoxic T Lymphocyte-associated protein 4 (CTLA4), and CD25, the high affinity IL-2 receptor (11, 57, 58).

 

Patients with IPEX, like those with APS-1, develop circulating autoantibodies that can be helpful in making the diagnosis. Despite the rarity of IPEX, studies of affected patients have revealed a key pathway for self-tolerance that has aided in the understanding of Tregs and has led to research aimed at the development of methods to enhance Treg function in transplantation and as a treatment for autoimmune disorders. (59)

 

NEW DIRECTIONS

 

Over the past decade, better diagnostic tools including genetic tests and autoantibody analyses have been developed for the detection and management of APS-related diseases. Early diagnosis in association with personalized genomics might possibly enable physicians to apply early immunomodulatory therapy to ameliorate the autoimmune process before irreversible organ damage has occurred. Restoration of thymic epithelium with intact immune regulatory function via stem cell engineering to reverse the defective immune system remains a long-term goal but is being pursued (60). Modulation of the JAK-STAT signalling cascade for improving and diminishing the harmful effects of APS-1 is in the early stages of development but appears highly promising for this and related syndromes (30, 31).

 

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Diabetic Striatopathy

ABSTRACT

 

Acute onset de novo movement disorders are increasingly being reported in the settings of hyperglycemia, particularly from Asian countries. Although hemichorea-hemiballism is the most common and classically described movement semiology in association with hyperglycemia, various other hyperkinetic (choreoathetosis, dystonia, tremors, akathisia, restless leg syndrome etc.) and hypokinetic (parkinsonism) movement disorders are recognized. Diabetic striatopathy (DS) is defined as the disease phenomenon characterized by either choreo-ballistic movement or suggestive signature changes in striatum on imaging or presence of both. DS is generally considered as the complication of long-standing, poorly controlled non-ketotic hyperglycemia with acute hyperglycemic surge, though it can also be the first presentation of previously undiagnosed diabetes. Thus, it is recommended to test for capillary blood glucose in every patient presenting with de novo acute onset movement disorders of any semiology irrespective of past history of diabetes. It is important to recognize that normal brain imaging does not exclude the diagnosis of DS (clinically isolated DS) because nearly 50% cases may not have any characteristic neuroradiological stigmata. There is also high prevalence of clinical-neuroradiological discordance in DS cases. Thus, while managing such patients’ priority should be imparted on bedside identification of the movement semiology accurately and aggressive treatment of hyperglycemia rather than ordering expensive neuroradiological investigation. Generally diabetic movement disorder carries excellent prognosis. The majority of cases rapidly resolves with insulin therapy alone with or without use of adjunctive neuroleptics.      

 

INTRODUCTION

 

Although a myriad of neurological complications resulting from chronic micro- and macroangiopathy and acute metabolic perturbations in diabetes mellitus (DM) had been well documented, structured studies on acute-onset movement disorders among patients with DM were surprisingly left out until recently (1,2). Movement disorders can manifest either as the first manifestation of undiagnosed DM or in later advanced stages of the disease (3-7). Genesis of these abnormal movements can directly be attributed to hyperglycemia or hypoglycemia, and may result from diabetic complications such as vasculopathy and neuropathy (2,8). Moreover, there are syndromes or conditions which can present as movement disorders alongside DM (8,9). Aggressive glycemic control is known to alleviate abnormal movements in most of the cases (1,2,8). Among all the movement semiologies discussed in literature, hemichorea-hemiballism is most frequently reported (1,2). Diabetic striatopathy (DS) is an umbrella term referring to a hyperglycemic condition associated with both or either one of the two following conditions: (1) acute onset chorea-ballism; (2) striatal hyperdensity on computed tomography (CT) or striatal hyperintensity on T1-weighted magnetic resonance imaging (MRI) (1,2,10). We herein briefly summarize the movement disorders in DM keeping DS at the center of discussion. Epidemiological and clinical spectrum, pathophysiology, neuroradiological conundrums, and available treatment are discussed. We also have tried to shed light upon the knowledge gaps in understanding of this particular disease that need to be addressed.

 

EPIDEMIOLOGY- MAGNITUDE OF THE PROBLEM

 

At present there is no prospective epidemiological study to assess the incidence or prevalence data available regarding movement disorders in diabetes. Few retrospective analyses with weak study methodology showed the prevalence of DS was in order of 1% or even less (11-13). On the other hand, a prospective study by Dubey et al revealed that 17.4% patients were diabetic among 552 patients presented with acute onset movement disorders and its mimics (including epilepsia partialis continua in a movement disorder clinic (1).

 

A systematic review of 176 patients observed that the lion share of DS cases was reported from Asian countries (2). Multiple factors like easy accessibility to healthcare, poor compliance to drugs, ethnicity, or genetic susceptibility might play roles, but it definitely requires more exploration. However, a study by Shafran et al revealed that DS was actually underdiagnosed in western populations leading to its underreporting (11).

 

Acute onset movement disorders in diabetes had been reported in a wide range of age groups ranging from first to ninth decade (2). The mean age of the patients was generally sixth to seventh decade observed in different case series or systematic reviews (2,14-19). Two studies from India reported a relatively younger mean age (fifth decade) of presentation (1,20). Chen et al analyzing only the cases of hemichorea-hemiballism with ketotic hyperglycemia also found a median age of 54 years (21).

 

Across different studies over the years, notably, a woman preponderance (nearly 2 times in most of the studies) of hyperglycemic hemichorea-hemiballism movements had been observed (2,14-21). The exact reason for this female predominance or the role of biological sex on hyperglycemia-induced acute movement disorders needs further study. Some have postulated that increased dopaminergic receptor sensitivity secondary to estrogen deficiency in the striatum among postmenopausal women might make them susceptible to hyperkinetic movement disorders (17,21). In contrast with this global scenario, the authors’ largest clinical series from India revealed a slight male predominance (52.5%) which needs further confirmation by replication in other independent studies (1).

 

CLINICAL PRESENTATION- SPECTRUM OF MOVEMENT DISORDERS IN DIABETES

 

Among different movement semiologies described among diabetics (table-1), hemichorea-hemiballism is the most common and classically described (1-8). See video 1-6 for different movement disorders associated with hyperglycemia.

 

VIDEOS

 

Table 1. Different Movement Semiologies Observed Among Patients with Diabetes

Choreic and ballistic movements

Non-choreoballistic movements

·       Choreoballism- hemi / mono / generalized

·       Pure chorea- hemi / mono / generalized

·       Pure ballism- hemi / mono / generalized

·       Choreoathetosis

 

·       Tremors

·       Hemifacial spasm

·       Parkinsonism

·       Myoclonus- focal, action, diaphragmatic, opsoclonus-myoclonus

·       Dystonia

·       Restless leg syndrome

·       Ataxia

·       Dyskinesia- Paroxysmal kinesigenic dyskinesia, paroxysmal non-kinesigenic dyskinesia, paroxysmal exertional dyskinesia

 

Dubey et al (1) in their largest clinical series showed that non-choreic, non-ballistic movements were present among 30.5% of 59 cases. Therefore, an immediate capillary blood glucose (CBG) measurement in all patients with any sort of acute onset movement disorders is of pivotal importance before ordering other costly and time-consuming investigations. Bilateral clinical involvement was identified in 37.2% of all patients and was significantly more common in non-choreoballistic movement disorders than choreoballism (1). In an analysis by Chua et al bilaterality was documented in 9.7% DS cases (2), whereas bilaterality was even more frequently (19.5%) observed in the series described by Dubey et al (1). The latter was the only study which systematically assessed both the hyperglycemia-associated choreoballism and non-choreoballistic movement disorders. It observed no statistically significant differences regarding demographic or clinical variables between these two types of movement disorders except bilaterality and delay in diagnosis (more frequent in non-choreoballism than choreoballism) (1).

 

Many a times seizures can mimic hyperkinetic movement disorders or sometimes both may coexist (3). Most commonly epilepsia partialis continua mimics a movement disorder. It is not conventionally categorized as a movement disorder; but is rather a type of simple focal motor status epilepticus with frequent repetitive muscle jerks, usually arrhythmic, that continues over prolonged periods. Moreover, the epilepsia partialis continua patients have electroencephalographic changes. The differentials to be considered are stroke, associated opposite hemispheric structural defect/s, and space-occupying lesions. Non-ketotic hyperglycemia is a well-known cause of reversible epilepsia partialis continua (22,23).

 

CORRELATION WITH MARKERS OF GLYCEMIA AND DIABETIC COMPLICATIONS

 

Movement disorders have been described in different types of DM, including type 1, type 2 and type 3c diabetes (1,2,5). DS is generally a complication of long-standing DM with poorly controlled glycemic status flared up by an acute hyperglycemic surge in a non-ketotic milieu. In the cohort of Dubey et al the mean duration of DM was 9.8 years and movement disorders were the presenting manifestation of previously undiagnosed DM in three cases (5.1%) (1). Patient-level meta-analysis of previously published cases has found a higher number (17%) of DS cases having previously undiagnosed DM (2). This discrepancy could be due to lack of screening or publication bias. Nonetheless, it is recommended to measure blood glucose levels at presentation among all patients with acute onset movement disorders irrespective of their past glycemic status. Importantly, the majority of the patients with DS bears the stigmata of other chronic microvascular diabetic complications (1).

 

PATHOPHYSIOLOGY- HOW METABOLIC MICROVASCULAR EFFECTS INFLUENCE MACRO-MOVEMENTS

 

From the various previously reported speculative pathophysiological basis of DS, Dubey et al (10) proposed "ominous octet" of pathogenesis of DS, which includes sequential occurrence of following factors: 1) gemistocytopathy, 2) petechial hemorrhage, 3) methemoglobin deposition, 4) mineral (calcium and magnesium) deposition, 5) cytotoxic edema, 6) myelinolysis, 7) gliosis, and 8) atrophy. The hyperglycemic state results in hyperosmolarity and hyperviscosity leading to reduced cerebral blood flow causing insult to the striatal astrocytes which are exquisitely sensitive to ischemia. These tumescent reactive astrocytes are known as gemistocytes, the most consistent finding gathered from limited number of biopsy studies (2).

 

Interestingly enough, genesis of majority of hyperglycemic movement disorders occurs in the background of non-ketotic milieu (1,2). In non-ketotic hyperglycemia brain metabolism is shifted towards the alternative anaerobic pathway in Krebs cycle causing depletion in gamma-aminobutyric acid (GABA), an inhibitory neurotransmitter. This leads to attenuated inhibition of the subthalamus by the medial globus pallidus resulting in hyperkinetic movements. Conversely, GABA can be readily re-synthesized from acetoacetate, which is in abundance in the ketotic milieu (8). Hence, in the latter state, hyperkinetic movements rarely occur unless some other sinister mechanisms (such as cerebrovascular insufficiency or ultrastructural changes in basal ganglia) are at play (1).

 

NEURORADIOLOGICAL AND CLINICAL CONUNDRUM OF DS

 

Although the sensitivity of MRI was observed to be higher than CT scan to detect DS (95.3% vs. 78.9%), the need for CT can’t be obviated in cases of negative MRI scans. There is plenty of cases where mismatch (defined as the complete absence of anomaly in basal ganglia on one imaging modality, but not the other) and incompatibility (defined as the difference in locations of striatal anomalies between CT and MRI) exist (2). Hyperdensity on CT or hyperintensity on T1-weighted MRI in contralateral (to the side of the abnormal movements) putamen surrounding edema or mass effect, along with hyperglycemia and hemichorea-hemiballism movements, is pathognomonic of DS (10). Putamen is the most commonly involved striatal structure, whereas isolated caudate or globus pallidus or subthalamic nucleus involvement seem to be less frequent (1,2). A significant portion of cases shows concomitant affliction of all three striatal components (putamen, caudate, and globus pallidus) (2). The reason behind putaminal vulnerability to hyperglycemia and how the same anatomical lesion causes such wide arrays of movement disorders remain elusive.

 

The pathological basis behind the striatal hyperintensity on T1-weighted MRI and hyperdensity on CT scan in these patients can be proved by histopathological evidence of petechial hemorrhages causing accumulation of methemoglobin (2). Unfortunately, this theory of microhemorrhages behind T1 hyperintensity can’t be substantiated well on corresponding gradient-echo images. In contrast, accumulation of gemistocytes due to ischemic events and neuronal dysfunction may partially explain the striatal hyperintensity on T1-weighted MRI, but not hyperdensity on CT (2,10). Few DS cases have documented restricted diffusion in diffusion-weighted imaging sequence (24). Advanced imaging modalities such as MR volumetry, spectroscopy, functional MRI, positron emission tomography (PET), single photon emission CT (SPECT), susceptibility weighted MR, perfusion imaging etc. although not routinely done in clinical practice for diagnosis of DS, might unveil its intricate pathophysiological basis (2,10).  

 

Previous studies showed that in different case series patients with choreo-ballistic movements did not have suggestive neuroimaging findings in 5-45% cases (clinically isolated DS) (2,14-17,25). Study focusing on both choreo-ballistic and non-choreo-ballistic movements revealed that only 44% cases had changes in brain MRI (1). This wide variability had been attributed to the varied use of MRI or CT and non-homogenous neuroradiological definition of DS applied among various studies (1,2,10). Moreover, neuroradiological changes lag behind the clinical manifestations. Nevertheless, it underscores the importance of initiating management by recognizing this disease phenomenon on the basis of clinical symptomatology (presence of acute onset movement disorders with concurrent hyperglycemia) without waiting for neuroimaging (1). On the contrary, 2% of patients may show radiological striatal lesions without any clinically manifested movement disorders (radiologically isolated DS) (2,26-28). There are also plenty of reports of clinical-radiological discordance or inconsistency in DS (1,2,14). Thus, striatopathy with clinically manifested movement disorders (symptomatic DS) can be subdivided into two groups, i.e., 1) concordant: bilateral involuntary movements with bilateral DS, or unilateral involuntary movements with contralateral DS (6); and 2) discordant: bilateral involuntary movements with unilateral DS or unilateral involuntary movements with bilateral or ipsilateral DS (10,29-31). This frequently observed clinical-radiological dissociation in DS is apparently contradictory with the classical concept of neurological localization of lesion-manifestation and requires further studies with newer neuroimaging modalities (1,10). Due to the controversial and ambiguous nature of the term "diabetic striatopathy" in literature (2), we had previously proposed a three-subset classification (10) (figure- 1).

 

Figure 1. Dubey’s classification schema of Diabetic Striatopathy (Adapted from: Dubey S, Biswas P, Ghosh R, Chatterjee S, Ray BK, Benito-León J. Neuroimaging of Diabetic Striatopathy: More Questions than Answers. Eur Neurol. 2022;85:371-6.)

Figure 2. Right striatal hyperintensity on T1 weighted MRI in a 56-yeald-old lady with previously undiagnosed diabetes presented with left hemichorea-hemiballism persisting for 1 week. Blood glucose was 453 mg/dl. Movement disorders abated with management of hyperglycemia with insulin therapy alone.

Figure 3. Left striatal hypodensity on non-contrast CT scan in a 68-year-old gentleman with diabetes presented with right hemichorea. Blood glucose was 356 mg/dl and HbA1c was 15.2%. Movement disorder was partially improved with glycemic control and needed haloperidol for complete recovery.

 

TREATMENT AND PROGNOSIS

 

Intensive management of hyperglycemia with insulin remains the pivotal measure to treat movement disorders associated with hyperglycemia (1,2). Some authors have speculated worsening of involuntary movements on aggressive lowering of blood glucose (analogous to diabetic retinopathy) (32-35), but this needs clarification by further reports. According to past studies, from one-fourth to almost half of the patients recover with insulin therapy alone (1,2,16,17) with a higher recovery rate in ketotic hyperglycemia cases (21). Additional therapies such as haloperidol, tetrabenazine, risperidone, tiapride (ballism and chorea), levodopa (parkinsonism), trihexyphenidyl, clonazepam (dystonia), pramipexole (restless leg syndrome), propranolol (tremor), carbamazepine (hemifacial spasm) etc. have been used with varying success rates (1,2). Whether the requirement of additional drugs may be attributed to late presentation or diagnostic delay needs further study (1,2,15,20). Surgical interventions such as pallidotomy, ventrolateral thalamotomy, transcranial magnetic stimulation, and globus pallidus internus deep brain stimulation had been tried for intractable symptoms (2,36-38).

 

In the study by Dubey et al (1), treatment of movement disorders was documented and followed up for at least three weeks. Patients who recovered fully from all involuntary movements within seven days were regarded as early responders, while the rest were taken as late responders. In that series the majority (47.5%) of the patients had early and complete resolution of symptoms, 28.8% responded late but had a complete reversal, while 23.7% cases recovered partially. Interestingly, in Chua et al’s analysis recovery was earlier among patients on glucose-therapy only (2 days) compared to those receiving additional anti-chorea medications (14 days), although median pre-treatment lag period was identical between those two groups (4 days) (2). Overall, the previous literature showed that recovery rate varied from 76.4% to 100% (2,14-21), which could be attributable to heterogeneity in the definition of recovery (clinical and/or neuroradiological) and duration of follow-up employed across different studies. During recovery, as expected, symptomatic improvement precedes abolition of neuroradiological stigmata. Minimum time period for radiological reversal noted in study by Chua et al were 10 days on CT and 60 days on MRI. On follow-up MRI scans progressive increase in striatal hyperintensity to reach its maximum limit was noted at around 90 days, whereas the mean periods of complete radiological reversal were around 60 and 180 days on CT and MRI, respectively. The median duration of discernible changes on CT and MRI were 24 and 120 days respectively (2). However, it is not at all uncommon to come across cases demonstrating persisting striatal anomalies on follow-up neuroimaging for months irrespective of symptomatic recovery (2,3,39). Currently there is paucity of studies which longitudinally evaluate the evolution of radiological changes over the course of disease process.

 

Despite having limited data regarding long-term follow-up, nearly 20% cases of DS clinically recurred even after initial resolution of striatal anomalies., which underscored the importance of periodic neuroradiological surveillance even after initial recovery. Recurrence rate did not differ across different treatment modalities (i.e., with or without additional use of anti-chorea medications) employed (2).

 

CONCLUSION

 

Acute onset or de novo movement disorder is one of the important neurological complications of DM, most prevalent but not limited to Asian population. Unfortunately, it is still less well-recognized among physicians, diabetologists, and endocrinologists leading to its diagnostic delay and probably poorer prognosis. Although DS and other movement disorders are generally complications of poorly controlled long-standing type 2 diabetes in the non-ketotic hyperglycemia state among elderly, it may be the first presentation of diabetes. Hence, clinicians must be aware of this entity so that crucial time is not wasted and readily available glucose measurement are ordered when dealing with such patients irrespective of their past glycemic status. Exact pathophysiological mechanisms, genetic basis, radiological correlates, and the explanation for the seemingly discordant clinical-radiological picture in hyperglycemia-induced movement disorders remain elusive. Much work needs to be done to determine the optimal management and prognostic indicators of this emerging disease entity.

 

ACKNOWLEDGMENTS

 

Informed consent was obtained from all patients whose videos are included in this chapter.

 

REFERENCES

 

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Hypoglycemia During Therapy of Diabetes

ABSTRACT

 

The major cause of hypoglycemia is iatrogenic. Treatment with an insulin secretagogue, including sulfonylureas or glinides, or insulin, particularly when coupled with compromised defenses against the resulting falling plasma glucoseconcentrations, is the limiting factor in the glycemic management of diabetes. It causes recurrent morbidity in most peoplewith type 1 diabetes mellitus (T1DM) and many with advanced type 2 diabetes mellitus (T2DM) and is sometimes fatal. Low blood glucose also impairs physiological and behavioral defenses against subsequent hypoglycemia, further increasing the risk of hypoglycemia and its complications including adverse cardiovascular effects. Strategies to reduce hypoglycemia are based on the individual’s age, regimen, and comorbidities. A patient-centered approach, newer insulin analogues, novel insulin delivery devices, and continuous glucose monitoring help reduce the risk of hypoglycemia and optimize glycemia.

 

THE CLINICAL PROBLEM OF HYPOGLYCEMIA IN DIABETES 

 

The problem of iatrogenic hypoglycemia in diabetes has been reviewed in detail (1–6).

 

Glycemic Control

 

In the context of comprehensive treatment, including weight, blood pressure, and blood lipid control among other measures, normoglycemia makes a difference for people with diabetes. Improved glycemic control reduces microvascular complications (retinopathy, nephropathy, and neuropathy) in both type 1 diabetes mellitus (T1DM) (7) and type 2 diabetes mellitus (T2DM) (8,9). Follow-up of patients with T1DM (10) and T2DM (11) suggests that an improved earlier period of glycemic control may also reduce subsequent macrovascular complications. Thus, safe and long-term maintenance of physiologic normoglycemia is in the best interest of people with diabetes.

 

The Limiting Factor

 

Iatrogenic hypoglycemia, fundamentally but not exclusively usually results from treatment with an insulin secretagogue or insulin either alone or in combination with other glucose lowering medications, and is the major limitingfactor in the goal of near normoglycemia in the management of diabetes (1). Iatrogenic hypoglycemia causes recurrent morbidity in most people with T1DM and many with advanced T2DM and is sometimes fatal (4). It impairs defensesagainst subsequent falling plasma glucose concentrations and results in a vicious cycle of recurrent hypoglycemia. It generally precludes maintenance of euglycemia over a lifetime of diabetes and, thus, full realization of the benefits of glycemic control.

 

Type 1 and Type 2 Diabetes

 

Iatrogenic hypoglycemia commonly occurs in the overwhelming majority of people with T1DM who must, of course, be treated with insulin. Most have untold numbers of episodes of asymptomatic hypoglycemia. These are not benign sincethey impair defenses against subsequent hypoglycemia (1). Individuals with T1DM suffer an average of two episodes of symptomatic hypoglycemia per week – thousands of such episodes over a lifetime of diabetes – and about one episode of disabling severe (i.e., requiring assistance) hypoglycemia per year. Hypoglycemia causes brain fuel deprivation that, if unchecked, results in functional brain failure that is typically corrected after the plasma glucose concentration is raised (12). Rarely, if low blood glucose is profound and prolonged, it can result in brain death (12). Hypoglycemia may lead to cardiac arrhythmias, especially in patients with preexisting cardiac abnormalities (13,14). Additionally, hypoglycemia has been demonstrated to be pro-coagulant and pro-atherothrombotic (15,16). Furthermore, severe hypoglycemia has beenassociated with increased risk of death extending many months and up to one year after the sentinel episode (17). Of concern, roughly from 2 to 10 percent of deaths of people with diabetes were the result of hypoglycemia (4,5,14,18,19).Regardless of the actual rate, the fact that there is an iatrogenic hypoglycemia mortality rate is alarming.

 

Overall, for a given individual, iatrogenic hypoglycemia is less frequent in T2DM (1,20,21). However, due to the greatly increased numbers of individuals with T2DM, the prevalence of hypoglycemic episodes is actually greater than in T1DM. Drugs that can cause endogenous or exogenous (insulin) hyperinsulinemia unregulated by glucose can cause hypoglycemia. On the other hand, insulin sensitizers (metformin or a thiazolidinedione), α-glucosidase inhibitors, sodium glucose cotransporter 2 inhibitors, and drugs such as dipeptidyl peptidase-IV inhibitors and glucagon-like peptide-1 receptor agonists (GLP-1 RAs) that cause glucose-dependent hyperinsulinemia should not, and probably do not, causehypoglycemia. They do, however, increase the risk of hypoglycemia if used with an insulin secretagogue or with insulin. Even during treatment of T2DM with insulin, hypoglycemia event rates are about one-third of those in T1DM overall (20).However, for reasons discussed shortly (see Glucose Counterregulatory Physiology and its Pathophysiology inDiabetes), the incidence of iatrogenic hypoglycemia increases over time, approaching that in T1DM, as people approach the insulin deficient end of the spectrum of T2DM (21). Because T2DM is roughly 20-fold more prevalent than T1DM and many, perhaps most, people with T2DM ultimately require treatment with insulin, most episodes of hypoglycemia, including those of severe hypoglycemia, occur in individuals with T2DM. Insulin secretagogue and insulin induced hypoglycemia can be fatal in T2DM although precise hypoglycemic mortality rates are as yet known. As many as 10% of patients with severe sulfonylurea-induced hypoglycemia die (22).

 

DEFINITION AND CLASSIFICATION OF HYPOGLYCEMIA

 

The American Diabetes Association and the International Hypoglycemia Study Group (Table 1) define clinicallysignificant hypoglycemia as a blood glucose <54 mg/dl (3.0 mmol/L) which is detected by the individual’s self-monitoring blood glucose (SMBG) as well as by continuous glucose monitoring ((CGM), glucose values of <54 mg/dl(3.0 mmol/L) for at least 20 min), or laboratory measurement of plasma glucose which is sufficiently low to indicate clinically significant hypoglycemia (23,24). Blood glucose ≤70 mg/dl (3.9 mmol/L) is considered a hypoglycemia alert value, which represents an important lower glucose cutoff value for treatment with fast-acting carbohydrates and doseadjustments of antidiabetic medications. Severe hypoglycemia is defined as a low glucose value with severe cognitiveimpairment that requires assistance from another person in order to achieve recovery (25). Relative hypoglycemia or pseudohypoglycemia represents an event during which the person with diabetes reports any of the typical symptoms of hypoglycemia and interprets those as indicative of hypoglycemia with a measured plasma glucose concentration >70 mg/dL (>3.9 mmol/L).

 

Table 1. Classification of Hypoglycemia in Diabetes (23,24)

Level

Glycemic criteria

 

Hypoglycemia alert value

≤70 mg/dl (3.9 mmol/L)

Sufficiently low for treatment with fast

(level 1)

 

acting carbohydrate and dose adjustment

 

 

of glucose lowering therapy

Clinically significant

hypoglycemia (level 2)

<54 mg/dl (3.0 mmol/L)

Sufficiently low to indicate serious, clinically

important hypoglycemia

Severe hypoglycemia (level 3)

No specific glucose threshold

Hypoglycemia associated with severe cognitive impairment requiring external assistance for recovery

 

COMPLICATIONS OF HYPOGLYCEMIA

 

Increased mortality has been observed in randomized controlled trials during more aggressive compared with less aggressive glucose-lowering therapy in patients with T2DM (26) and in patients with hypoglycemia in intensive care units (27). In addition, intensive glycemic control has not been shown to improve cardiovascular outcomes in patients with T2DM (28). The associations between increased hypoglycemia and increased morbidity and mortality during aggressive glycemic therapy in these and other (18,29,30)  trials have been thought to be multifactorial (31). A possible explanation is that aggressive reduction of blood glucose increases the risk of hypoglycemia. The latter can trigger sympathoadrenal activation with the release of catecholamines, cause abnormal cardiac repolarization, and lead to myocardial ischemia. Hypoglycemia-induced ECG changes include ST-segment depression, atrial and ventricular ectopic beats, P- and T-wave abnormalities, and QT-interval prolongation (32). Low blood glucose creates procoagulant and prothrombotic states and induces inflammation and oxidative stress (33,34).

 

The association of hypoglycemia with cognitive function appears to be more complicated. Among older individuals with type 2 diabetes, a history of severe hypoglycemia was associated with a greater risk of dementia (37). The ACCORD study reported that cognitive impairment at baseline and a continuing decline in cognitive function among individuals were associated with a greater risk for dementia following hypoglycemia (35). It should be noted however that in DCCT/EDIC, which involved much younger participants, no association of severe hypoglycemia and cognitive decline was found (25, 39).

 

Hypoglycemic episodes can create fear of subsequent hypoglycemia and negatively affect the quality of life in T1DM as well as T2DM (36). Some of the consequences may include anxiety, shortness of breath, palpitations, tremors, symptoms of depression, and reduced ability to function.

 

GLUCOSE COUNTERREGULATORY PHYSIOLOGY AND ITS PATHOPHYSIOLOGY IN DIABETES

 

Physiology

 

In nondiabetic individuals, there are a number of physiological defenses against falling plasma glucose concentrations. These include reductions in insulin secretion, which occur as glucose levels decline within the physiological range. This allows for increased hepatic (and renal) glucose production, and increments in glucagon and epinephrine secretion, which occur as glucose levels fall just below the physiological range and stimulate hepatic glucose production (1,2,37)(Figure 1). Increased epinephrine levels also normally mobilize gluconeogenic precursors from muscle and fat, stimulate renal glucose production, limit glucose utilization by muscle and fat, and limit insulin secretion (2). The behavioral defense against falling plasma glucose concentrations is carbohydrate ingestion prompted largely by the perception ofneurogenic (autonomic) symptoms (e.g., palpitations, tremor, and anxiety/arousal which are catecholamine-mediated or adrenergic and sweating, hunger, and paresthesias which are sympatho-adrenal mediated or cholinergic) (38,39) (Figure 1). These are largely sympathetic neural, rather than adrenomedullary, in origin (39). The extent to which mild neuroglycopenic symptoms such as altered mentation or psychomotor changes contribute to the patient’s recognition of hypoglycemia is unclear; awareness of hypoglycemia is largely prevented by pharmacological antagonism of neurogenicsymptoms (38). Severe neuroglycopenic symptoms include frank confusion, acute focal or central neurologic deficits, seizure and/or loss of consciousness. All of these defenses can be compromised in T1DM and advanced T2DM (1,40,41).

 

Pathophysiology

 

Episodes of therapeutic hyperinsulinemia, the result of glucose unregulated delivery of endogenous (insulin secretagoguetherapy) or exogenous (insulin therapy) insulin into the circulation, initiate the sequence that may, or may not, culminate in an episode of hypoglycemia (1). Absolute therapeutic insulin excess of sufficient magnitude can cause isolated episodes of hypoglycemia despite intact glucose counterregulatory defenses against hypoglycemia (Figure 2). But that isan uncommon event. Iatrogenic hypoglycemia is typically the result of the interplay of mild-moderate absolute therapeutic insulin excess, reduced glucose intake, exercise, increased insulin sensitivity, sleep, and existing or induced compromised physiological and behavioral defenses against falling plasma glucose concentrations in T1DM (1,40) and T2DM (1,41). In T1DM, because of β-cell failure, insulin levels do not decrease as glucose levels fall; the first physiological defense is lost. Furthermore, glucagon levels do not increase as glucose levels fall (42); the second physiological defense is lost. That, too, is possibly attributable to a β-cell signaling failure since a decrease in β-cell secretion, coupled with a low α-cell glucose concentration, normally signals α-cell glucagon secretion (3,43,44). Finally, the increase in epinephrine levels as glucose levels fall is also attenuated ((1,41); and thus, the three major physiological defenses are compromised.

 

Figure 1. Physiological and Behavioral Defenses Against Hypoglycemia in Humans. ACH, acetylcholine; NE, norepinephrine; PNS, parasympathetic nervous system; SNS, sympathetic nervous system. From reference (45).

 

Although it is often caused by recent antecedent hypoglycemia (40,46) or by prior exercise (47) or sleep (48–50), the mechanism of the attenuated sympathoadrenal response to falling glucose levels is unknown (3). Nonetheless, theattenuated epinephrine response is a marker of an attenuated sympathetic neural response (39) and the latter largely results in the reduction of the symptoms of hypoglycemia causing hypoglycemia unawareness (or impaired awareness of hypoglycemia) and thus loss of the behavioral defense, i.e., carbohydrate ingestion. In the setting of therapeutichyperinsulinemia, falling plasma glucose concentrations, absent decrements in insulin, absent increments in glucagon, and attenuated increases in epinephrine cause the clinical syndrome of defective glucose counter-regulation (1,40), whichis associated with a 25-fold (51) or greater (52) increased risk of iatrogenic hypoglycemia. The attenuated sympathoadrenal, particularly the attenuated sympathetic neural response, causes the clinical syndrome of hypoglycemiaunawareness (1) which is associated with a 6-fold increased risk of iatrogenic hypoglycemia (53).

 

The pathophysiology of glucose counter-regulation is the same in T1DM and T2DM albeit with different time courses. β-cell failure, and therefore loss of the insulin and glucagon responses to falling plasma glucose concentrations, develops early in T1DM but more gradually in T2DM. Thus, iatrogenic hypoglycemia, becomes a common problem early in T1DMand later in T2DM.

 

The concept of hypoglycemia-associated autonomic failure (HAAF) in diabetes (1,3,5,40,41) (Figure 2) posits that recentantecedent hypoglycemia, as well as prior moderate exercise or sleep, causes both defective glucose counter-regulation(by reducing increments in epinephrine in the setting of absent decrements in insulin and absent increments in glucagon during subsequent hypoglycemia) and hypoglycemia unawareness (by reducing sympathoadrenal and resulting neurogenic symptom responses during subsequent hypoglycemia) and, therefore, a vicious cycle of recurrent hypoglycemia. Supporting this concept is the finding, that as little as 2-3 weeks of scrupulous avoidance of hypoglycemia reverses hypoglycemia unawareness and improves the attenuated epinephrine component of defective glucose counter-regulation in most affected patients. (54–57).

 

The mechanism(s) of the attenuated sympathoadrenal response to falling glucose levels, the key feature of HAAF, is not known (3). It must involve the central nervous system or the afferent or efferent components of the sympathoadrenal system. Theories include increased blood-to-brain transport of a metabolic fuel, effects of a systemic mediator such as cortisol on the brain, altered hypothalamic mechanisms, and activation of an inhibitory cerebral network mediated through the thalamus (3).

 

Figure 2. Schematic Diagram of HAAF in Diabetes. From reference (45).

 

RISK FACTORS FOR HYPOGLYCEMIA IN DIABETES

 

Conventional Risk Factors

 

The conventional risk factors are based on the premise that relative to low rates of glucose delivery into the circulation, high rates of glucose efflux out of the circulation, or both, or absolute therapeutic hyperinsulinemia is the soledeterminant of risk (1). They include (but are not limited to):

 

  1. Insulin (or insulin secretagogue) doses are excessive, ill-timed, or of the wrong type.
  2. Exogenous glucose delivery is decreased (as following missed meals and during the overnight fast, with gastroparesis or celiac disease).
  3. Glucose utilization and sensitivity to insulin are increased (as during and shortly after exercise, in the middle of the night, following weight loss, or improved glycemic control).
  4. Endogenous glucose production is decreased (as following alcohol ingestion or in liver failure).
  5. Insulin clearance is decreased (as in renal failure).
  6. Classical diabetic autonomic

 

Patients with diabetes and their caregivers must consider each of these risk factors carefully whenever hypoglycemia is a problem (58).

 

Risk Factors Indicative of Hypoglycemia-Associated Autonomic Failure (HAAF)

 

These risk factors stem directly from the pathophysiology of glucose counter-regulation and the concept of HAAF in diabetes (1,40,41). They include:

 

  1. The degree of absolute endogenous insulin deficiency. This determines the extent to which insulin levels will notdecrease and glucagon levels will not increase as plasma glucose concentrations fall in response to therapeutic It is in part a function of the duration of diabetes.
  2. A history of severe hypoglycemia, hypoglycemia unawareness, or both as well as recent antecedent hypoglycemia, prior exercise or sleep.
  3. Aggressive glycemic therapy per se (lower A1C levels, lower glycemic goals). Studies with a control group treated to higher mean glycemia consistently document higher rates of hypoglycemia in individuals treated to lower mean glycemia (e.g. (4)). Mean glycemia is a risk factor for hypoglycemia. However, severe hypoglycemia can occur in individuals with any A1C level, and the fact that mean glycemia is a risk factor does not mean that one cannot both lower mean glycemia and reduce the risk of hypoglycemia in individual patients (6).

 

PREVENTION OF HYPOGLYCEMIA IN DIABETES

 

The prevention of hypoglycemia can be viewed as a process with four steps (1,6). The first step is acknowledging the problem; the second - considering the conventional risk factors in diabetes; the third – considering the risk factors indicative of HAAF in diabetes; and the fourth - application of the relevant principles of intensive glycemic therapy of diabetes.

 

Acknowledge the Problem

 

The issue of hypoglycemia should be addressed at every contact with a patient treated with an insulin secretagogue or with insulin (6). In addition to the patient’s comments and review of the individual’s SMBG data (as well as any CGM data) we find it especially helpful to inquire what is the glucose level when each patient can detect hypoglycemia andwhat are the symptoms and signs at various hypoglycemic levels. It is also often helpful to question close associates of the patient since they may have observed clues to episodes of hypoglycemia. Patient concerns about the reality, or even the possibility, of hypoglycemia can be a barrier to glycemic control (59,60). Their concerns need to be discussed and addressed if hypoglycemia is a real or perceived problem.

 

Consider the Conventional Risk Factors for Hypoglycemia in Diabetes

 

Each of the risk factors that result in relative or absolute therapeutic hyperinsulinemia, as just discussed, should be considered carefully in any patient with iatrogenic hypoglycemia. Those include the dose, timing, and type of the insulinsecretagogue or insulin preparations(s) used, and conditions in which exogenous glucose delivery or endogenous glucose production is decreased, glucose utilization or insulin sensitivity is increased or insulin clearance is decreased.

 

Consider the Risk Factors Indicative of HAAF in Diabetes

 

As detailed earlier, the risk factors indicative of HAAF include the degree of absolute endogenous insulin deficiency, ahistory of severe hypoglycemia, impaired awareness of hypoglycemia, or both as well as any relationship between iatrogenic hypoglycemia and recent antecedent hypoglycemia, prior exercise or sleep, and lower glycemic goals. A history of severe hypoglycemia is a clinical red flag. Without a fundamental adjustment of the treatment regimen, the likelihood of another episode is high (7,61).

 

Apply the Relevant Principles of Intensive Glycemic Therapy

 

The principles of intensive glycemic therapy relevant to minimizing the risk of iatrogenic hypoglycemia in diabetes include drug selection, selective application of diabetes treatment technologies, individualized glycemic goals, structured patient education, and short-term scrupulous avoidance of hypoglycemia (6). Based on the premise that the risk of hypoglycemia is modifiable, the International Hypoglycemia Study Group recommended that people with diabetes treated with a sulfonylurea, a glinide, or insulin should be educated about hypoglycemia, should treat self- monitored plasma glucose (SMPG) <70 mg/dL (<3.9 mmol/L) to avoid progression to clinical iatrogenic hypoglycemia, and should regularly be queried about hypoglycemia, including the glucose level at which symptoms develop (6).

 

Drug selection relevant to minimizing the risk of hypoglycemia includes avoidance, if possible, of sulfonylureas or glinides, the use of more physiological insulin regimens (62), and the use of long-acting or even ultra-long-acting daily basal insulin analogues and rapid-acting prandial insulin analogues in lieu of human insulins (63–66). Insulin analogues reduce the frequency of at least nocturnal hypoglycemia (63–65) including severe nocturnal hypoglycemia (65) compared to human insulins. In insulin-requiring T2DM, basal insulins are associated with less hypoglycemia than prandial insulin regimens. Furthermore, the combination of a long-acting basal insulin with a glucose-lowering drug with low hypoglycemic potential (e.g., a GLP-1 receptor agonist) may result in less hypoglycemia than with the use of basal-bolus insulin therapy (67).

 

Relevant diabetes treatment technologies include continuous subcutaneous insulin infusion (CSII), continuous glucose monitoring (CGM), and combinations of CSII and CGM. Although earlier meta-analyses disclosed little (68) or no (69)advantage of CSII, recent evidence suggest that CSII treatment is superior in achieving glucose control compared to multiple daily injections (70,71). CGM devices alone have been shown to improve glycemic control and decrease duration of hypoglycemia in patients with diabetes mellitus (72,73). As their accuracy is continuously improving, several CGM systems have been approved by the FDA, and other regulatory authorities to even replace point of care blood glucose testing (74,75). Real-time CGM systems have also been found to improve hypoglycemia awareness, without achange in A1C, in a small group of patients with T1DM (76). A favorable experience with CSII has also been reported (77,78). The combination of CSII and real-time CGM – sensor augmented pump therapy, particularly that including an insulin pump programmed to stop insulin infusion for up to two hours when CGM values fall to a selected glucose level (“low glucose suspend”) – has been reported to reduce the frequency of severe hypoglycemia in T1DM (79–81). Recentinnovations have included cessation of insulin delivery during hypoglycemia. Several promising studies have investigated approaches for leading closed-loop insulin (or insulin and glucagon) replacement. The development of automated closed-loop insulin pumps represents an area of ongoing research and fully closed-loop insulin (82) or insulin and glucagon replacement (83) and pancreatic islet transplantation (84) will undoubtedly eliminate hypoglycemia andimprove overall glycemic control. A hybrid-not fully automated -system (as only basal insulin is automatically adjusted) has received approval by the FDA (85).

 

Special circumstances relevant to drug selection and treatment technologies in the prevention of hypoglycemia in diabetes include exercise, the overnight period, the elderly, drivers, and pregnancy. Especially in insulin-treated patients’ hypoglycemia can occur during or shortly after exercise (86) or late after exercise (87,88). Measures to avoid early-onset exercise hypoglycemia include interspersing episodes of intense exercise (which tends to raise plasma glucose concentrations), adding carbohydrate ingestion, and reducing insulin doses (89). A consistent observation since the DCCT (7) is that more than half of episodes of hypoglycemia, including severe hypoglycemia, occur during the night. That is typically the longest interval between meals and between SMPG and includes the time of maximal sensitivity to insulin. In addition to the use of insulin analogues, sensor augmented pump therapy or closed-loop insulin or insulin and glucagon replacement, all discussed earlier, approaches to the prevention of nocturnal hypoglycemia include attempts to produce sustained delivery of exogenous carbohydrate or sustained endogenous glucose production (90). With respect to the former approach, a conventional bedtime snack or bedtime administration of uncooked cornstarch have not been found to be consistently effective (90). With respect to the latter approach an experimental treatment is bedtime administration of a β2-adrenergic agonist such as terbutaline (90–92). In addition to HAAF, comorbidities including renal insufficiency, polypharmacy, and impaired cognition are more relevant to the development of hypoglycemia in older individuals (93). Drivers with diabetes and a history of recurrent hypoglycemia-related driving mishaps have been found to have greater driving simulator impairments (94). Finally, up to 45% of pregnant women with type 1 diabetes experience severe hypoglycemia especially in the first trimester (95).

 

Individualized Glycemic Goal

 

Glycemic goals should be individualized in patients with diabetes (4,96). The selection of a glycemic goal in a person with diabetes is a trade-off between the benefits of glycemic control – partial prevention or delay of microvascularcomplications – and the risk of recurrent morbidity, and potential mortality, of hypoglycemia (4). A reasonable individualized glycemic goal is the lowest A1C that does not cause severe hypoglycemia and preserves awareness of hypoglycemia, preferably with little or no symptomatic or even asymptomatic hypoglycemia, at a given stage in the evolution of the individual’s diabetes (4). Thus, the glycemic goal should be linked not only to the level of glycemic control (i.e., the A1C) but also to the risk of hypoglycemia, specifically the drugs used (a sulfonylurea, a glinide, or insulin), the degree of endogenous insulin deficiency, and the anticipated benefit of the targeted level of glycemic control. A nondiabetic A1C would be reasonable in a patient with early T2DM treated effectively with lifestyle changes and/or drugsthat do not cause hypoglycemia. For the majority of non-pregnant adults, a reasonable goal for an A1C is <7% (53 mmol/mol). For selected individuals with long life expectancy, without significant comorbidities (especially cardiovascular disease), stringent A1c goals (<6.5% (48 mmol/mol)) should be targeted, if this can be achieved without significant hypoglycemia (23). For children and adolescents, an A1C of <7.5% (58 mmol/mol) should be the goal, although a lower target (<7% (53 mmol/mol)) should be reasonable if it can be achieved without excessive hypoglycemia (97). Howevermuch higher levels of A1C (7.5%-8.0% (58-64 mmol/mol)) may be appropriate in elderly patients where hypoglycemia may be harmful. Even higher targets (A1C<8.5% (69 mmol/mol)) may be appropriate in individuals with very limited life expectancy (93).

 

Of note, it needs to be underscored that severe hypoglycemia can and does occur at A1C levels between 8-10% (64-86 mmol/mol) or higher in either T1DM or T2DM. Thus, severe hypoglycemia is not just a consequence of “low or near normal” A1C values. Of concern are recent data that severe hypoglycemia occurring in T2DM individuals >60 years withelevated A1C may have greater serious adverse events and increased mortality compared to individuals with improved glycemic control and lower A1C values.

 

Thus, attempts to improve glycemic control with insulin in T2DM individuals that have been resistant or proven challenging to strategies to lower glucose levels may be at greater risk for severe hypoglycemia and associated serious adverse events (18,26,29,30).

 

Structured Patient Education

 

The core approach, applicable to virtually all patients with diabetes treated with a sulfonylurea, a glinide, or insulin in whom hypoglycemia becomes a problem, is thorough, structured patient education (often re- education) that teaches the patient how and when their drugs can cause hypoglycemia, how to adjust their medications, meal plans, and exercise to optimize glycemic control and minimize hypoglycemia, and how to recognize and treat hypoglycemia (6). Based conceptually on earlier inpatient education programs (98), there is increasing evidence that outpatient structured education programs decrease hypoglycemia, often with a decrease in A1C (99–103). For example, a structured patient education program in flexible insulin therapy led to a reduction of impaired awareness of hypoglycemia (45% of those with impaired awareness initially were aware at one year) and a reduction in severe hypoglycemia (from 1.9 to 0.6 episodes per patient-year and a small but significant decrease in A1C in patients with type 1 diabetes (101). Patient education needs to cover a broad range of information and skill training and often include a motivational element (6).

 

Short-Term Scrupulous Avoidance of Hypoglycemia

 

In patients with impaired awareness of hypoglycemia structured patient education should be combined with 2- to 3-weeks of scrupulous avoidance of hypoglycemia – which may require acceptance of somewhat higher glycemic goals in the short-term – since that can be expected to restore awareness of hypoglycemia in most affected patients (54–57).

 

In summary, people with diabetes treated with a sulfonylurea, a glinide, or insulin should be educated about hypoglycemia, should treat SMPG (or CGM) glucose levels <70 mg/dL (<3.9 mmol/L) to avoid progression to clinical iatrogenic hypoglycemia, and should regularly be queried about hypoglycemia, including the SMPG (or CGM) level at which symptoms develop (6).

 

TREATMENT OF HYPOGLYCEMIA IN DIABETES

 

Most episodes of asymptomatic hypoglycemia, detected by routine SMBG or CGM, or of mild- moderate symptomatic hypoglycemia are effectively self-treated by ingestion of glucose tablets or carbohydrate containing juice, soft drinks, candy, other snacks, or a meal (1,104). A reasonable dose is 20 g of carbohydrate (104). The dose can be repeated in 15 to 20 minutes, if necessary. Since the glycemic response to oral glucose is transient – roughly two hours in the setting of ongoing hyperinsulinemia (104) – the ingestion of a more substantial snack or meal shortly after the plasma glucose level is raised is generally advisable.

 

When a hypoglycemic patient is unwilling (because of neuroglycopenia) or unable to take carbohydrate orally, parenteral therapy is required. That is often glucagon injected subcutaneously or intramuscularly by an associate of the patient whohas been trained to recognize and treat severe hypoglycemia. The usual glucagon dose is 1.0 mg; that can be life-saving although it causes substantial, albeit transient, hyperglycemia (104) and can cause nausea, and even vomiting. Smaller doses (e.g., 150 mcg), repeated, if necessary, have been found to be effective without side effects in adolescents (105). Recent advances include 1) approval of nasal glucagon and of a device to deliver glucagon intranasally (106), that would obviate the need for parenteral injection and 2) a glucagon that is stable in solution (107), that would obviate the need to reconstitute the drug prior to administration. Because it also stimulates insulin secretion, glucagon might be less effectivein patients with early T2DM. In a medical setting intravenous glucose, 25 g initially, is the standard parenteral therapy(1). The glycemic response to intravenous glucose is, of course, transient. A subsequent glucose infusion is generally needed, and food should be provided as soon as the patient is able to ingest it safely.

 

The duration of a hypoglycemic episode is a function of its cause. While that caused by a short-acting insulin secretagogue or a rapid-acting insulin can be measured in hours, that caused by a long-acting insulin secretagogue or insulin can last for days requiring hospitalization for prolonged therapy. The duration of secretagogue-induced hypoglycemia can be shortened by administration of octreotide (108,109).

 

In the UK, the Joint British Diabetes Societies for Inpatient Care have produced guidance on the management of hypoglycemia for hospital inpatients, although these can be used in the community setting as necessary (110).

 

ACKNOWLEDGMENTS AND DISCLOSURES

 

Hugh A. Davis has no disclosures to report.

 

Elias K. Spanakis has received research support (CGM supplies) from DEXCOM (San Diego, CA) for the conduction of inpatient CGM clinical studies.

 

Maka Siamashvili has no disclosures to report.

 

Stephen N. Davis- This work has received support from the NIH, NHLBI, NIDDK, JDRF and VA.

 

 

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Non-Pharmaceutical Intervention Options for Type 2 Diabetes: Complementary Health Approaches and Integrative Health (Including Natural Products and Mind/Body Practices)

ABSTRACT

 

Complementary and Integrative Health (CIH) approaches, otherwise known as non-mainstream practices or Complementary and Alternative Medicine (CAM), are commonly used by patients with diabetes. Natural products, including dietary supplements, are the most frequently used complementary approach by patients with diabetes. While popular, there are regulatory, safety, and efficacy concerns regarding natural products. Commonly used dietary supplements for diabetes can be categorized as hypoglycemic agents, carbohydrate absorption inhibitors, and insulin sensitizers. Hypoglycemic agents of interest include banaba, bitter melon, fenugreek, and gymnema. American ginseng, banaba, berberine, chromium, cinnamon, gymnema, milk thistle, prickly pear cactus, soy, and vanadium are insulin sensitizers that have been studied in patients with diabetes. The carbohydrate absorption inhibitors aloe vera gel, fenugreek, flaxseed, prickly pear cactus, soy, and turmeric may be used in patients with diabetes. Mind body therapies including yoga, massage, and Tai Chi have preliminary evidence to support use in patients with diabetes. Deceptive marketing tactics may be employed by sellers of natural products. Consumers and clinicians must be aware of potential risks and make informed choices. Resources such as the Food and Drug Administration’s (FDA’s) MedWatch may be helpful. The FDA’s online health fraud website informs consumers on various types of fraud and how to avoid them.

 

COMPLEMEMTARY AND INTEGRATIVE HEALTH APPROACHES BACKGROUND        

 

This chapter reviews information regarding Complementary and Integrative Health (CIH) approaches used to treat diabetes. First, background information on complementary health approaches (sometimes referred to as Complementary and Alternative Medicine or CAM) will be presented. This will be followed by a description of non-mainstream practices used by patients with diabetes. An evidence-based description of specific natural products used to treat diabetes will be next. Mind body practices will be addressed. The chapter will conclude with specific ways clinicians can assist patients in choosing safe natural products. Please note information regarding therapies to treat comorbidities of diabetes are covered elsewhere in this text.

 

To help clarify the contents of this chapter, nomenclature definitions relevant to CIH will be provided as defined by the National Institute of Health (NIH) National Center for Complementary and Integrative Health (NCCIH). Table 1 provides definitions of commonly used terms. Complementary medicine is defined as non-mainstream practices that are used together with conventional medicine. In contrast, alternative medicine describes non-mainstream practices used instead of conventional medicine. Complementary health approaches are non-mainstream practices. The term integrative medicine refers to medicine that brings complementary and conventional health approaches together in a coordinated manner. Integrative health describes complementary approaches that are incorporated into mainstream healthcare. Lastly, the term natural products refer to herbs, vitamins, minerals, and probiotics (1).

 

Table 1. Definitions of Terms Relevant to Complementary and Alternative Medicine (1)

Term

Definition

Alternative Medicine

Non-mainstream practice used instead of conventional medicine

Complementary Health Approaches

Non-mainstream practices

Complementary Medicine

Non-mainstream practice used together with conventional medicine

Integrative Health

Complementary approaches being incorporated into mainstream healthcare

Integrative Medicine

Medicine that brings complementary and conventional health approaches together in a coordinated fashion

Natural Products

Herbs, vitamins, minerals, and probiotics

 

“Complementary health approaches” is an umbrella term for non-mainstream practices. Complementary health approaches can be classified by their primary therapeutic input, or method of delivery (Table 2). A graphic representation of the examples of complementary health approaches and their categorization is provided in Figure 1 (1).

 

Table 2. Classification of Complementary Health Approaches (1)

Primary Therapeutic Input

Examples

Nutritional

Special diets, dietary supplements, herbs, and probiotics

Psychological

Mindfulness

Physical

Osteopathic manipulative therapy, chiropractic spinal manipulation, massage therapy, physical therapy

Combinations

Psychological and physical, e.g., yoga, Tai Chi, acupuncture, dance or art therapies, or psychological and nutritional, e.g., mindful eating

 

FIGURE 1. COMPLEMENTARY HEALTH APPROACH. IMAGE SOURCE: https://files.nccih.nih.gov/nutritional-psychological-physical-venn-diagram-08-01-crop.png.

The complementary health approach classification system has its limitations and, therefore, a five-domain system has been proposed to organize CIH. The domains include: (1) biologically based therapies; (2) mind-body interventions; (3) manipulative and body-based therapies; (4) alternative or whole medical systems; and (5) energy therapies. Examples of each domain are provided in Table 3 (1, 2).

 

Table 3. Domains to Classify Complementary and Integrative Health

Domain

Examples

Biologically based therapies

Dietary interventions, vitamins, minerals, supplements, herbal/botanical medicines

Mind–body interventions

Meditation, relaxation and breathing techniques, guided imagery, hypnosis, biofeedback, yoga, Tai Chi, qigong, expressive arts therapies, spiritual practices, and other forms of “directed” attention

Manipulative and body-based methods

Osteopathic manipulative therapy, chiropractic spinal manipulation, massage therapy, physical therapy

Alternative or whole medical systems

Traditional Chinese medicine, ayurveda, naturopathic medicine, homeopathy, Polynesian medicine, Unani-Tibb medicine, traditional African medicine, traditional Mayan medicine

Energy therapies

Acupuncture, Tai Chi, qigong, reiki, therapeutic or healing touch, bioenergetic therapy, and other methods that affect the body’s “bioelectric” field

 

REGULATIONS OF DIETARY SUPPLEMENTS AND NATURAL PRODUCTS

 

Background Information

 

The Dietary Supplement Health and Education Act (DSHEA) was passed in 1994. This legislation created the category of dietary supplements. Prior to DSHEA, natural products (herbs, vitamins, minerals, probiotics) were classified as either food or drug. Even though natural products are biologically active, they are considered food products and are exempt from the same approval process as drugs (3).

 

Under DSHEA, natural product manufacturers are not allowed to sell any adulterated or misbranded product. Manufacturers are expected to ensure natural products are effective and safe. However, manufacturers are not required to provide proof of efficacy or safety before marketing and selling a particular product (3).

 

When DSHEA was passed, it required that good manufacturing practices (GMPs) be established. Several years later the Food and Drug Administration (FDA) provided these standards. The standards say products must be labeled correctly and be free of impurities or adulterants (4).

 

Labeling requirements for dietary supplements exist. Products sold as dietary supplements must contain certain informational pieces on their labels. Items such as the product name, the word “supplement”, the net content quantity, the name and place of business of the manufacturer/packer/distributor, directions for use, a “Supplement Facts” panel, and a listing of all nondietary ingredients must be included. Table 4 reviews labeling requirements and Figure 2 is an example “Supplement Facts” panel (5).

 

Table 4. Information Required to Appear on Dietary Supplement Labels (5)

Dietary Supplement Labeling Requirements

Product Name

The word “supplement” or a statement the product is a supplement

Net content quantity

Manufacturer’s, packer’s, or distributor’s name

Manufacturer’s, packer’s, or distributor’s place of business

Directions for use

“Supplement Facts” panel listing serving size, dietary ingredients, amount per serving size, and percent daily value (if established)

Nondietary ingredients such as fillers, artificial colors, sweeteners, binders,

Figure 2. Example Supplement Facts Label. IMAGE SOURCE: https://www.fda.gov/food/guidanceregulation/guidancedocumentsregulatoryinformation/dietarysupplements/ucm070597.htm#4-59.

 

Dietary supplement products are allowed to make claims about maintaining structure or function of the body.  However, products are not allowed to make claims about diagnosis, treatment, cure, or prevention of a disease. For example, a product may claim to “maintain a healthy pancreas.” Conversely, a product may not claim to “treat diabetes.” If a product does make a health maintenance claim, the label must include the following statement: “This statement has not been evaluated by the Food and Drug Administration (FDA). This product is not intended to diagnose, treat, cure, or prevent any disease” (5).

 

Reporting of Adverse Events

 

The Dietary Supplement and Nonprescription Drug Consumer Protection Act was signed into law in 2006. This act required manufacturers to report adverse events for dietary supplements and nonprescription drugs. In addition, individuals are encouraged to report supplement and nonprescription drug adverse events to the FDA (6). Despite the Dietary Supplement and Nonprescription Drug Consumer Protection Act, there is concern of underreporting of adverse events.

 

Safety Concerns

 

Safety surrounding dietary supplements and natural products is a concern for clinicians and consumers alike. Despite DSHEA and the Dietary Supplement and Nonprescription Drug Consumer Protection Act, adverse events and safety issues regarding natural products abound. In fact, an article published in 2015 in The New England Journal of Medicineestimated 23,005 emergency room visits annually were a result of adverse effects related to dietary supplements (7).

 

The FDA publishes recalls for prescription drugs, nonprescription drugs, and dietary supplements. The most serious recalls are classified as Class I. A Class I drug recall is one where the product in question has “reasonable probability that the use of or exposure to . . . will cause serious adverse health consequences or death” (8). From 2008 to 2012, half of all Class I drug recalls were from dietary supplements (9).

 

INTEGRATIVE HEALTH USE IN THE UNITED STATES

 

According to the Council for Responsible Nutrition (CRN), Americans spend an estimated $35 billion on dietary supplements each year. The market appears to be growing each year. CRN estimates 74% of adults in the United States use supplements (10).

 

Most users of natural products take a multivitamin. Other commonly used supplements include specific vitamins (D, C, and B), calcium, omega-3 fatty acids/fish oil, probiotics, green tea, protein bars, whey protein powders, and energy drinks. Mass merchandizers and pharmacies are the most common places where dietary supplements are purchased (10,11).

 

Reasons for dietary supplement use vary. The most popular was to support overall health and wellness. Other popular reasons include filling nutrient gaps, heart health, healthy aging, immune health, energy, bone health, preventing illness, and joint health (11).

 

Integrative Health Use Amongst Patients with Diabetes

 

According to a meta-analysis published in 2021, 51% of patients with diabetes globally use some form of CAM. Use prevalence was highest in Europe, where 76% of patients with diabetes in France use CAM; prevalence was lowest in North America, where 45% of patients used CAM (12). Reasons for CAM use specific to the United States (US) include overall wellness (28% of users), treatment of diabetes (15%), or a combination of the two (57%) (13). Figure 3 illustrates the reasons for CAM use in patients with diabetes.

 

Figure 3. Reasons for CAM Use in Patients with Diabetes in the United States. Data Source (13).

 

Overall, the most common forms of CAM used in US patients with diabetes were herbal therapies (56.7% of users), chiropractic (25.3%), and massage (20.2%). See Figure 4 for an illustration. For those citing treatment alone as their reason for complementary health approach use, the most common types were chiropractic, herbal therapies, and massage. Those that cited wellness alone as their reason, the most common types of CAM utilized were herbal therapies, massage, and chiropractic (13).

 

 

Figure 4. Most Common Types of CAM Used in Patients with Diabetes. Data Source (13).

 

Sociodemographically, there are several differences in US CAM users with diabetes. The racial/ethnic group most likely to utilize complementary health approaches were non-Hispanic Whites. Those employed and with higher education attainment were also more likely to use CAM (13).

 

Due to the high usage, clinicians should gather comprehensive complementary health approach use histories from patients. This may prevent dangerous CAM-herb and CAM-disease interactions.

 

Older Adults

 

In particular, older adults with diabetes that utilize CAM can present unique challenges. Older adults tend to have more chronic medical conditions and diabetes complications. Additionally, older adults tend to use more medications compared to the general population.

 

One-quarter of older adults with diabetes utilize complementary, alternative, or integrative medicine (14). Of these older adults, 62.8% utilize herbal therapies specifically. Chiropractic (23.9%), massage (14.7%), acupuncture (10.2%), and yoga (5.2%) were the other most popular therapies used (14).

 

Clinicians should query older adult patients with diabetes on active CAM use. This may prevent dangerous CAM-herb and CAM-disease interactions.

 

NATURAL PRODUCTS  

 

Natural products have been used for thousands of years. Natural products were depicted on clay tablets in ancient Mesopotamia (2600 BC). An ancient Egyptian pharmaceutical record, the Ebers Papyrus, dates to 2900 BC and documents hundreds of natural therapies. Documented records of natural product use have also been found in China (the Chinese Materia Medica) and Greece (from the physician Dioscorides) (15).

 

This section will discuss natural products that are commonly used in patients with type 2 diabetes mellitus (T2DM) for glycemic control. A brief description of each product will be followed by an overview of proposed mechanisms of action. Next, currently available evidence for the product will be reviewed. A brief discussion of adverse effects and drug interactions will also be included.

 

While botanical products are often hypothesized to work by multiple mechanisms, each product is categorized below by the major mechanism thought to exert its effect. For your convenience, an alphabetized table of botanical products is also presented.

 

Hypoglycemic Agents

 

The natural products covered in this section are all agents that theoretically lower blood glucose. Each individual product may have additional mechanisms of action, which are also covered.

 

BANABA (LAGERSTROEMIA SPECIOSA)

 

Banaba is a crepe myrtle species indigenous to Southeast Asia. The first published report of banaba use is from 1940. Banaba is used for diabetes and weight loss. See Figure 5 for an illustration of the banaba plant. The banaba leaf is the portion thought to exert beneficial effects. It is thought the active constituents of the banaba leaf are corosolic acid and ellagitannins (lagerstroemin, flosin B, and reginin A) (16-18).

 

Figure 5. Banaba Plant Image Source: https://commons.wikimedia.org/wiki/File:Inflorescence_of_Lagerstroemia_speciosa.JPG.

 

Mechanism of Action

 

It is hypothesized that banaba lowers blood glucose by increasing insulin secretion and stimulating glucose uptake of cells (insulin-like effect). Additional proposed mechanisms include alpha-glucosidase inhibition and subsequent reduction in nutrient load; increasing insulin sensitivity via increased expression of liver peroxisome proliferator‐activated receptor‐α (PPAR‐α) mRNA and adipose tissue peroxisome proliferator‐activated receptor‐γ (PPAR‐γ) mRNA; decreased gluconeogenesis; and increased glycolysis by increasing glucokinase activity (17-21).

 

Evidence

 

A randomized controlled trial studied the activity of 1% corosolic acid (an active constituent of banaba) on glucose control in patients with type 2 diabetes. This was a dose-response study of 10 subjects aged 55-70 years. Subjects did not use any oral hypoglycemic medications for 45 days prior to the clinical trial. Five subjects in each group received either a hard or soft gelatin capsule containing 1% corosolic acid of 16, 32, and 48 mg doses (equivalent to 0.16 mg, 0.32 mg, and 0.48 mg of corosolic acid). Doses were given sequentially with a 10-day wash-out period between dose escalation.  Blood glucose levels were measured via finger-prick sample. Compared to control blood glucose levels, 1% corosolic acid from a soft gelatin capsule resulted in a statistically significant percent reduction in blood glucose levels at the 32 mg (10.7% ± 1.4) and 48 mg (30.0% ± 3.4) doses (p <0.05). The hard gel formulation resulted in a significant (p <0.05) percentage reduction in blood glucose for only the 48 mg dose (20.2% ± 1.29). Results are summarized in Table 5 (18).

 

Table 5. Percent Reduction in Basal Blood Glucose Levels in Patients with Type 2 Diabetes After 15 Days of Treatment with Different Doses of 1% Corosolic Acid (18)

Dosage Form

Dose of 1% Corosolic Acid (Equivalent Corosolic Acid Dose)

Percent Reduction in Blood Glucose Levels (± SD)

p-value

 

32 mg (0.32 mg)

10.7 ± 1.4

≤0.01

48 mg (0.48 mg)

30.0 ± 3.4

≤0.002

32 mg (0.32 mg)

6.5 ± 1.13

≤0.09

48 mg (0.48 mg)

20.2 ± 1.29

≤0.001

 

Fukushima and colleagues performed a double-blind cross-over design trial in 31 subjects with type 2 diabetes. In this study, subjects were not randomized. Subjects received oral supplementation with a 10 mg corosolic acid (an active constituent of banaba) capsule or placebo five minutes prior to a 75-g oral glucose tolerance test. The majority of the subjects had type 2 diabetes (n=19) while seven had impaired glucose tolerance, one had impaired fasting glucose, and four had normal glucose according to 1998 WHO criteria. Subjects with diagnosed hypertension, hepatic, or renal disease; engaged in heavy exercise; or took any medication were excluded. Thirty minutes after the oral glucose tolerance test, there were no differences in plasma glucose levels. The corosolic acid treatment group showed lower glucose levels from 60 minutes until 120 minutes after glucose administration. Statistical significance was reached at 90 minutes (p<0.05) (22).

 

Adverse Effects and Warnings

 

Banaba extract appears to be well tolerated when used orally. Dizziness, headache, tremor, weakness, diaphoresis, and nausea have been reported (23).

 

Interactions

 

As banaba lowers blood glucose, it should be used with caution in those using other hypoglycemic agents. Banaba may also lower blood pressure and may have an additive effect with other antihypertensives (18, 23).

 

Summary

 

Banaba is possibly effective for the treatment of type 2 diabetes. Data from human studies investigating banaba demonstrate corosolic acid’s potential to lower blood glucose. Small sample size and short study duration limit applicability of results.

 

BITTER MELON (MOMORDICA CHARANTIA)

 

Bitter melon is a plant cultivated in India, Asia, South America, and the Caribbean. Local nomenclature for Bitter melon varies – in India it is known as karela, bitter melon, and bitter gourd. It can also be known as wild cucumber, ampalaya, and cundeamor (24, 25). A member of the melon family, bitter melon is consumed in Asian cuisine and used both orally and topically. Uses for bitter melon include diabetes, cancer, and HIV (26). See Figure 6 for an image of the bitter melon plant.

 

Figure 6. Bitter Melon Plant Image Source: https://commons.wikimedia.org/wiki/File:Momordica_charantia_(Bitter_melon)_leaves_and_a_flower.jpg.

 

Mechanism of Action

 

It is thought bitter melon has insulin-like properties. More specifically, it is hypothesized bitter melon: 1) inhibits mitogen-activated protein kinases (MAPKs) and nuclear factor kappa-light-chain-enhancer of activated B cells (NF-κB) in pancreatic cells; 2) promotes glucose and fatty acid catabolism; 3) stimulates fatty acid absorption; 4) induces insulin production; 5) improves insulin resistance; 6) stimulates activated protein kinases (AMPK); and 6) inhibits fructose-1,6-bisphosphate and glucose-6-phosphatase (27, 28).

 

Evidence

 

In 2024, a meta-analysis was published that aimed to examine the impact of bitter melon on glycemic control and lipid profiles in individuals with T2DM. Eight randomized controlled trials were included (n=423). The authors found bitter melon was associated with significant reductions in fasting blood glucose (weighted mean distribution [WMD] of -15.3 mg/dL; 95% CI: -25.9 to -4.7; p = 0.005; I2= 73.4 %); postprandial glucose (WMD: -41.0 mg/dL; 95% CI: -60.3 to -21.8; p = 0.000; I2 = 66.9 %); and glycosylated hemoglobin A1c (HbA1c) (WMD: -0.38%; 95% CI: -0.53 to -0.23; p = 0.000; I2= 37.6 %). Total cholesterol was also significantly reduced (WMD: -6.8 mg/dL; 95% CI: -12.6 to -1.3; p = 0.017; I2 = 63.6 %). No significant differences were observed in terms for triglycerides (TG), high-density lipoproteins (HDL), and low-density lipoprotein (LDL) (29).

 

A 2019 meta-analysis was conducted to evaluate the efficacy of bitter melon in lowering elevated plasma glucose levels in patients with prediabetes and T2DM. Ten studies were included in the meta-analysis and ranged from 4 to 16 weeks in follow up. Overall, bitter melon lowered fasting plasma glucose by 13 mg/dL (95% CI: -23.9 to -2.2). Postprandial glucose decreased by 25.7 mg/dL (95% CI: -39.2 to -12.1) and HbA1c decreased by 0.26% (95% CI, -0.49 to 0.03). Of note, the studies had overall bias risk of moderate to high. The study authors rated the evidence quality low due to risk of bias and inadequate sample size (30).

 

A 2012 Cochrane Review of four randomized controlled trials found no statistically significant difference in glycemic control with bitter melon compared to placebo. Additionally, there was no significant change in glycemic control compared to metformin and sulfonylureas. Of note, no significant interactions were noted (31).

 

Adverse Effects and Warnings

 

Adverse effects reported include abdominal discomfort, pain, and diarrhea (32).

 

Bitter melon has been used as an abortifacient agent. Animal research confirms two proteins isolated from the plant possess abortifacient properties and may decrease fertility (33).

 

Interactions

 

As bitter melon may lower blood glucose, it should be used with caution in those using other hypoglycemic agents.

 

Bitter melon may increase levels of drugs that are P-glycoprotein substrates. For example, levels of apixaban, cimetidine, corticosteroids, diltiazem, erythromycin, fexofenadine, linagliptin, rivaroxaban, and verapamil may be increased with concurrent bitter melon use.

 

Those with G6PD deficiency should avoid use due to risk of developing favism (27).

 

Summary

 

Bitter melon is commonly used medicinally and in cuisine. There is mixed regarding bitter melon’s blood glucose lowering efficacy in patients with type 2 diabetes. Bitter melon has abortifacient properties and should be avoided in pregnancy.

 

FENUGREEK (TRIGONELLA FOENUM-GRAECUM)

 

Fenugreek, a member of the Fabaceae family, is an aromatic herb native to the Mediterranean region, northern Africa, southern Europe, and western Asia. The plant appears clover-like and its leaves are used in southeast Asian cuisine (see Figure 7 for an illustration). The seed is considered to be the pharmaceutically active portion of Trigonella foenum-graecum. If consuming fenugreek seeds, one must crush them to release the viscous gel fiber to increase efficacy. The flavor and fragrance of the seed is similar to maple syrup. Fenugreek seeds are approximately 50% fiber (30% soluble and 20% insoluble fiber) (21, 34).

 

Figure 7. Fenugreek Plant Image Source: https://en.wikipedia.org/wiki/Fenugreek.

 

Mechanism of Action

 

Fenugreek is thought to lower blood glucose via multiple mechanisms. As fenugreek seeds are fiber rich, it is thought this may slow postprandial glucose absorption (34, 35). Bioactive compounds in fenugreek include 4-hydroxyisoleucine (which accounts for the majority), saponins, alkaloids, and coumarins (36). 4-hydroxyisoleucine increases glucose-dependent insulin secretion in human beta-islet cells (21, 37). Fenugreek may play a role in regulating glucagon-like peptide-1 (GLP-1) through the action of an active compound N55, which is thought to bind to GLP-1 and enhance its potency in stimulating GLP-1 receptor signaling (35). Fenugreek, along with other herbal products used for the treatment of type 2 diabetes, contains biguanide-related compounds. In fact, the history of metformin can be traced back to the use of French lilac as herbal medicine in medieval Europe (38).

Evidence

 

A systematic review and meta-analysis published in 2023 evaluated fourteen trials (n=894) on the effect of fenugreek on hyperglycemia. Twelve of the trials included patients with T2DM; the two remaining trials included patients with pre-diabetes and that were classified as overweight, respectively. The meta-analysis demonstrated a non-significant reduction in fasting blood glucose levels (WMD -3.70 mg/dL; 95% CI: −27.02 to 19.62; p = 0.76) and postprandial blood glucose (WMD of −10.61 mg/dL; 95% CI: −68.48 to 47.26; p = 0.72). A significant reduction in HbA1c was seen (WMD of −0.88%; 95% CI: −1.49 to −0.27; p < 0.05) with fenugreek consumption. See Table 6 for a summary of the results of the meta-analysis (39).

 

Table 6. Fenugreek Meta-Analysis Results (39)

Parameter

Weighted Mean Difference

(95% CI)

p-value

Weighted Mean Difference

Heterogeneity

(I2)

p-value Heterogeneity

HbA1c

-0.88% (-1.49 to -0.27)

<0.05

74.9%

< 0.01

Fasting blood glucose

-3.70 mg/dL (−27.02 to 19.62)

0.76

99.4%

< 0.01

Postprandial glucose

−10.61 mg/dL (−68.48 to 47.26)

0.72

99.1%

< 0.01

 

An earlier meta-analysis evaluated ten trials of fenugreek found both fasting blood glucose and HbA1c significantly decreased with fenugreek compared to placebo. The weighted mean difference in HbA1c was -0.58% (95% CI: -0.99 to -0.17; p<0.05). The same analysis found a difference in fasting blood glucose of – 12.94 mg/dL (95% CI: -21.39 to -4.49; p<0.05) (40).

 

A study evaluating the effect of fenugreek on glycemic control enrolled 25 patients with T2DM. Baseline fasting glucose was less than 200 mg/dL in all study participants. Half of patients received 1 g of hydroalcoholic extract of fenugreek seeds while the other half received placebo. At the end of two months, the fenugreek group’s fasting and two hour post prandial glucose levels were not different from placebo. There was, however, a difference favoring fenugreek in area under the curve of blood glucose (2375 +/- 574 vs 27597 +/- 274) as well as insulin (2492 +/- 2536 vs. 5631 +/- 2428) (p < 0.001). Homeostatic model assessment for insulin resistance (HOMA-IR) was lower in the fenugreek group (86.3 +/- 32 vs. 70.1 +/- 52) and insulin sensitivity increased (112.9 +/- 67 vs 92.2 +/- 57) (p < 0.05) (41).

 

Adverse Effects and Warnings

 

Adverse effects of fenugreek include diarrhea, heartburn, and flatulence (34).

 

Fenugreek is aromatic and smells similar to maple syrup. Consumption prior to delivery may cause the neonate to have this odor, which may lead to confusion with maple syrup urine disease (42).

 

Patients with chickpea allergies should use fenugreek with caution as there is potential for cross-reactivity. Furthermore, fenugreek may cause uterine contractions and should be avoided in pregnancy (34).

 

Interactions

 

Fenugreek preparations may contain coumarin and increase the risk of bleeding with anticoagulants. Theophylline levels may be decreased with concomitant use. As fenugreek may lower blood glucose levels, it should be used cautiously with other agents that decrease glucose (34).

 

Summary

 

Fenugreek is a commonly used herb that is possibly effective for the treatment of hyperglycemia in patients with type 2 diabetes. Due to the risk of uterine contractions, fenugreek should not be used in pregnancy. Fenugreek may contain coumarin and should be used cautiously with anticoagulants.

 

GYMNEMA (GYMNEMA SYLVESTRE)

 

Gymnema is a plant native to tropical and subtropical regions of Asia, Africa, and Australia. Ayurvedic medicine has long utilized gymnema and its Hindi name is gurmar, which means “destroyer of sugar” (43). The pharmaceutically active parts of the gymnema plant are the leaves and roots. See Figure 8 for an image of the gymnema plant (44).

 

FIGURE 8. GYMNEMA PLANT IMAGE SOURCE: https://commons.wikimedia.org/wiki/File:Gymnema_sylvestre_R.Br_-_Flickr_-_lalithamba.jpg.

 

Mechanism of Action

 

The active constituents of gymnema appear to be gymnemosides, saponins, stigmasterol, and various amino acid derivatives. In terms of glucose lowering, it appears gymnema reduces intestinal absorption of glucose. It may also increase enzymes that promote cellular glucose update. It is hypothesized gymnema impacts beta cells – particularly by increasing cell quantity and by stimulation of insulin release (45-47).

 

Evidence

 

In 2023, a systematic review and meta-analysis of six studies sought to determine the impact of gymnema on various cardiometabolic risk factors, including glycemic control. Participants had T2DM, metabolic syndrome, and/or impaired glucose tolerance. Fasting blood glucose significantly changed by -4.96 mg/dL (CI 95%: -7.65 to -2.27, p<0.001). HbA1c had a non-significant change of -1.78% (95% CI: -4.09 to 0.53, p=0.131). Results are shown in Table 7 (48).

 

Table 7. 2023 Gymnema Systematic Review and Meta-Analysis Results (48)

Parameter

Weighted Mean Difference

(95% CI)

p-value

Weighted Mean Difference

Heterogeneity

(I2)

p-value Heterogeneity

HbA1c

-1.78% (-4.09 to 0.53

0.131

98.9%

< 0.01

Fasting blood glucose

-4.96 mg/dL (-7.65 to -2.27)

<0.001

97.0%

< 0.01

 

An earlier systematic review and meta-analysis of ten studies (n=419) aimed to determine the effect of gymnema on glycemic control in individuals with T2DM. The study found that gymnema significantly reduced fasting blood glucose by 1.57 mg/dl (CI 95%: -2.22 to -0.93, p < .0001) and postprandial blood glucose by 1.04 mg/dl (CI 95%: -1.53 to -0.54, p < .0001). HbA1c was reduced by 3.91% (CI 95%: -7.35 to -0.16%, p < .0001), however heterogeneity did not show significance (see Table 8) (49). 

 

Table 8. 2021 Gymnema Systematic Review and Meta-Analysis Results (49)

Parameter

Weighted Mean Difference

(95% CI)

Heterogeneity

(I2)

p-value Heterogeneity

HbA1c

-3.91% (-7.35 to -0.16%,)

99%

>0.05

Fasting blood glucose

-1.57 mg/dl (-2.22 to -0.93

90%

< 0.01

Postprandial glucose

−1.04 mg/dl (-1.53 to -0.54)

80%

< 0.01

 

Gymnema was studied in 64 patients with type 1 diabetes in an open-label, non-randomized, controlled trial. The study group received 200 mg twice daily of a water-soluble extract of gymnema by mouth for 6 to 60 months. All participants remained on insulin throughout the duration of the study. Insulin requirements were reduced by 50% in those in the gymnema group. Additionally, blood glucose and HbA1c levels were reduced (50).

 

An open-label and non-randomized trial studied gymnema in 47 patients with T2DM. In addition to conventional oral hypoglycemic agents, 400 mg of a water-soluble extract of gymnema was administered for 18 to 20 months to 22 of the participants.  At the conclusion of the study, the gymnema group had significantly lower fasting glucose (29% reduction, p<0.001). HbA1c levels were also significantly (p<0.001) lower in the gymnema group (baseline 11.9% to 8.48%). Results are summarized in Table 9 (51).

 

Table 9. Effect of Gymnema on Patients with Type 2 Diabetes Mellitus (51)

 

Gymnema Group

Control Group

 

Baseline

18-20 months

p-value

Baseline

18-20 months

p-value

Fasting blood glucose (mg/dL)

 174 ± 7

 124 ± 5

<0.001

 150 ± 4

157 ± 4

>0.05

HbA1c (%)

11.91 ± 0.30

 8.48 ± 0.13

<0.001

 10.24 ± 0.15

 

 10.47 ± 0.14

>0.05

 

Adverse Effects and Warnings

 

A case of acute hepatitis secondary to gymnema use has been reported (43).

 

Interactions

 

Gymnema may potentiate the effects of other agents that lower glucose. There is evidence to suggest gymnema can inhibit and induce certain liver enzymes. For example, gymnema may inhibit cytochrome P450 (CYP) 1A2 and increase circulating levels of medications such as clozapine, cyclobenzaprine, mexiletine, olanzapine, propranolol, theophylline, and zolmitriptan. Gymnema may induce CYP 2C9 and decrease levels of concurrently used medications such as nonsteroidal anti-inflammatory drugs, glipizide, losartan, and warfarin (51).

 

Summary

 

Gymnema has been long used in Ayurvedic medicine. It is thought to lower blood glucose via multiple mechanisms. There are minimal human studies evaluating gymnema’s efficacy, but preliminary evidence shows promise.

 

Insulin Sensitizers

 

The natural products contained in this section are known to be insulin sensitizers. This means they improve the sensitivity of cells to the effects of insulin. Products may also employ other mechanisms of action, which are addressed.

 

AMERICAN GINSENG (PANAX QUINQUEFOLIUS)

 

American ginseng is from the Panax genus. While named similarly, American ginseng (Panax quinquefolius) is different from Asian ginseng (Panax ginseng). American ginseng, as its name suggests, is found mostly in North America and is considered endangered in some areas (53). Currently in the United States, only eighteen states allow for the harvesting of American ginseng. See Figure 9 for an image of the American ginseng plant (54).

 

FIGURE 9. AMERICAN GINSENG PLANT IMAGE SOURCE: https://commons.wikimedia.org/wiki/File:American-ginseng-with-fruit.jpg.

 

Mechanism of Action

 

The root of the American ginseng plant is the portion that exerts a pharmaceutical effect. Saponins, specifically ginsenosides, are hypothesized to reduce glucose levels 55-57). The primary mechanism is thought to be insulin sensitization, but increased insulin secretion and prevention of beta-cell loss may also play a role (56, 57).

 

Evidence

 

Vuksan and colleagues performed a randomized, double-blind, cross-over trial to evaluate the efficacy and safety of American ginseng as complementary therapy in patients with T2DM using conventional therapy. Participants (n=24) received either 1 g of American ginseng extract or placebo for 8-weeks while continuing their original conventional therapies. After a 4-week washout period, participants were crossed over to the opposite 8-week treatment arm. American ginseng reduced HbA1c by 0.29% (p = 0.041) and plasma blood glucose by 12.8 mg/mL (p=0.008). The safety parameters studied, liver and kidney function, were not affected (58). 

 

Vuksan and colleagues performed a randomized, single-blind, controlled study in ten patients to evaluate the efficacy of various doses of American ginseng. Participants received either placebo or 3, 6, or 9 g of American ginseng prior to a 25-g oral glucose challenge. Capillary glucose was measured during the study duration. Compared to placebo, American ginseng significantly decreased glucose (p<0.05) for the 3, 6, and 9 g doses. Glucose area under the curve was also reduced (19.7% for the 3 g dose, 15.3% for the 6 g dose, and 15.9% for the 9 g dose). There was no difference between the various American ginseng doses (56).

 

Due to concern over varying ginsenoside concentrations in different products, a follow up study was completed. The objective of this study was to determine the efficacy of American ginseng with a different ginsenoside profile. Twelve participants received 6 g of American ginseng or placebo after a 75-g oral glucose load. There was no significant difference in venous blood glucose levels at -40, 0, 15, 30, 45, 60, 90, and 120 minutes between the groups. There was also no difference in plasma insulin levels. The American ginseng used in this study contained 1.66% total ginsenosides with the breakdown being 0.90% protopanaxodiol ginsenosides (PPD) and 0.75% protopanaxatriol ginsenosides (PPT) (59).

 

Adverse Effects and Warnings

 

Headache is the most common side effect reported with American ginseng use (60).

 

American ginseng should not be confused for Asian ginseng (Panax ginseng), Siberian ginseng (Eleutherococcus senticosus) (53).

 

Interactions

 

American ginseng may stimulate immune function and may theoretically decrease the effect of immunosuppressants (61).

 

American ginseng can decrease the efficacy of warfarin. Concomitant use is not advised (62).

 

As American ginseng can lower glucose, it should be used cautiously with other glucose lowering agents (56). 

 

Summary

 

Limited trials suggest American ginseng (Panax quinquefolius) may lower blood glucose. However, variability of product ginsenoside profile can impact efficacy. Concomitant warfarin use is not recommended due to decreased warfarin effectiveness. American ginseng is often confused with Asian (Panax ginseng) or Siberian ginseng (Eleutherococcus senticosus).

 

BANABA (LAGERSTROEMIA SPECIOSA)

 

Banaba is a natural product with multiple mechanisms. It was previously covered in the “Hypoglycemia Agents” section.

 

BERBERINE

 

Berberine is a bitter tasting plant alkaloid extracted from various plants. Goldenseal, goldthread, Oregon grape, European barberry, phellodendron, and tree turmeric are all sources. See Figure 10 for an image of European barberry, a source of berberine. Berberine is used for glucose lowering, dyslipidemia, hypertension, and infections (63, 64).

 

FIGURE 10. EUROPEAN BARBERRY (BERBERIS VULGARIS) – BERBERINE IMAGE SOURCE: https://commons.wikimedia.org/wiki/File:Berberis_vulgaris_%27Atropurpurea%27_003.JPG.

 

Mechanism of Action

 

Berberine’s glucose lowering properties are thought to be from increased insulin secretion, increased glycolysis, increased levels of GLUT-4 and GLP-1, activation of PPAR gamma receptors, and alpha-glucosidase inhibition (65-68).

 

Evidence

 

The effect of berberine on metabolic profiles in patients with T2DM was studied in a systematic review and meta-analysis. Thirty-seven randomized controlled trials with 3,048 patients were included.  with at least 60 participants over the age of 18 were included. Compared to the control group, berberine was associated with a significant reduction in fasting plasma glucose (-14.8 mg/dL; 95% CI: -17.1 to -0.12.6; p<0.05), HbA1c (-0.63%; 95% CI: -0.72 to -0.53; p<0.05), and two-hour post prandial blood glucose (-20.9 mg/dL; 95% CI: -24.5 to -17.3; p<0.05). There was significant heterogeneity with each of the three outcomes. Adverse effects were included in 14 of the included studies. Analysis revealed incidence of adverse effects was lower with berberine compared to the control groups. Hypoglycemia was reported in nine studies with no significant difference between the berberine and control groups (fixed effects model; RR = 0.48; 95% CI: 0.21 to 1.08; p = 0.08). Results are presented in Table 10 (69).

 

Table 9. Berberine Systematic Review and Meta-Analysis Results (69)

Parameter

Weighted Mean Difference

(95% CI)

Heterogeneity

(I2)

p-value Heterogeneity

HbA1c

-0.63% (-0.72 to -0.53)

52%

< 0.001

Fasting blood glucose

14.8 mg/dL (-17.1 to -0.12.6)

60%

< 0.00001

Postprandial glucose

-20.9 mg/dL (-24.5 to -17.3)

68%

< 0.001

 

The analysis also concluded that berberine alone or in combination with oral hypoglycemic agents did not significantly increase the incidence of total adverse events (RR = 0.73; 95% CI: 0.55 to 0.97; p = 0.03) and the risk of hypoglycemia (RR = 0.48, 95% CI 0.21 to 1.08; p = 0.08).

 

Berberine has also been studied in a randomized controlled trial compared to metformin, a medication in the biguanide class. In this study, 36 patients that were recently diagnosed with T2DM were randomized to either berberine 500 mg three times daily or metformin 500 mg three times daily for three months. In the berberine group, HbA1c decreased from 9.5 ± 0.5% to 7.5 ± 0.4% (p<0.01). Fasting blood glucose changed from 191 ± 16 mg/dL to 124 ± 9 mg/dL (p<0.01). Postprandial glucose also decreased from 357 ± 31 mg/dL to 214 ± 16 mg/dL (p<0.01). These differences were similar to metformin. At the end of the trial, the HbA1c lowering effect of berberine was similar to metformin (70).

 

Adverse Effects and Warnings

 

Gastrointestinal side effects are most common with berberine (diarrhea, constipation, flatulence, abdominal pain, and vomiting).

 

Uterine contractions are an adverse effect of berberine. Berberine is also thought to cross the placenta and neonatal kernicterus may result when ingested during pregnancy. Use in pregnancy is not recommended. Berberine can be transferred through breastmilk (71, 72).

 

Interactions

 

Berberine may inhibit cytochrome P450 3A4, 2D6, and 2C9 and should be used cautiously with other agents that are substrates, inhibitors, or inducers of these hepatic enzymes. Of note, cyclosporine levels can be increased and concomitant use is not advised.

 

As berberine lowers glucose, caution should be exercised when used with other agents that lower glucose. Berberine may increase the risk of bleeding when used with anticoagulants (64).

 

Summary

 

Berberine is an alkaloid extract derived from various plants. There is evidence to suggest berberine lowers fasting glucose, postprandial glucose, and HbA1c. Berberine may cause uterine contractions and kernicterus so should be avoided during pregnancy. There is concern that berberine inhibits several CYP enzymes and may contribute to multiple drug interactions.

 

CHROMIUM

 

Chromium is a mineral essential to humans. It is found naturally in brewer’s yeast (where it was first discovered), oysters, mushrooms, liver, potatoes, beef, cheese, and fresh vegetables. Chromium exists in two valences – trivalent and hexavalent. Trivalent chromium (Cr+3 or Cr III) is the biologically active form found in food and supplements. Hexavalent chromium (Cr+6 of Cr VI) is a toxic manufacturing byproduct and may cause lung cancer, dermatologic issues, and perforated nasal septum with chronic exposure (73, 74). Chromium in this section will refer to the commercially available trivalent chromium.

 

Chromium may be referred to as glucose tolerance factor (74, 75). However, glucose tolerance factor is a complex that contains, amongst other molecules, chromium. There is an apparent association between low chromium levels and impaired glycemic control (76).

 

The Food and Nutrition Board of the Institute of Medicine determined there was not sufficient evidence to set an Estimated Average Requirement for chromium consumption. However, they did suggest Adequate Intake (AI) levels. For adults, the AI is 35 mcg per day for men and 25 mcg per day for women. Due to the fact few serious adverse effects are associated with excess chromium from food, there is no designated Tolerable Upper Intake Level (74).

 

Chromium is typically found in the chloride, nicotinate, and picolinate salt forms. It is thought the picolinate salt is absorbed by humans best (73, 77).

 

Mechanism of Action

 

The exact mechanism of chromium has not been elucidated. Chromium has an insulin sensitizing effect by reducing the content and activity of the tyrosine phosphatase PTP-1B (78). Alternatively, chromium might act directly on the insulin receptor (79, 80).

 

Evidence

 

Despite plausible mechanisms of action, there is mixed evidence surrounding chromium for the treatment of diabetes (75, 81).

 

A systematic review and meta-analysis of ten studies (n=509) was published in 2021 to determine the effect of chromium supplementation on blood glucose and lipid levels in patients with T2DM. The weighted mean difference in HbA1c indicated a significant reduction in HbA1c (-0.54%; 95% CI: -0.98 to -0.09; p = 0.02). No difference in fasting plasma glucose was found (-29.65 mg/dL; 95% CI: -68.62 to 9.31; p=0.14). There was no difference found in triglycerides, total cholesterol, low-density lipoproteins, and high-density lipoproteins. Results are summarized in Table 10 (82).

 

Table 10. 2021 Meta-Analysis Results of the Effect of Chromium on Glycemic Control in Patients with Diabetes (82)

Parameter

Weighted Mean Difference

(95% CI)

Heterogeneity

(I2)

p-value Heterogeneity

HbA1c

-0.54% (-0.98 to -0.09)

84%

< 0.01

Fasting blood glucose

-29.65 mg/dL (-68.62 to 9.31)

97%

< 0.00001

 

A meta-analysis of 28 randomized controlled studies aimed to investigate the effect of chromium on glycemic control in patients with T2DM was published in 2020. The revealed significant reductions in HbA1c (-0.71%; p = 0.004) and fasting blood glucose (-19.0 mg/dL; p = 0.030) with chromium use. Insulin levels (-12.35 pmol/L, p <0.001) and homeostatic model assessment for insulin resistance (HOMA-IR) were also significantly lower with chromium. HOMA-IR levels decreased by 1.53 (p <0.001). There was significant heterogeneity between studies for HbA1c, fasting blood glucose, insulin, and HOMA-IR. Results are shown in Table 11 (83).

 

Table 11. 2020 Meta-Analysis Results of the Effect of Chromium on Glycemic Control in Patients with Diabetes (83)

Parameter

Weighted Mean Distribution

(95% CI)

p-value Weighted Mean Distribution

Heterogeneity

(I2)

p-value Heterogeneity

p-value Begg’s test

HbA1c (%)

-0.71

(-1.19 to -0.23)

0.004

99.2%

<0.001

0.143

 

Fasting blood glucose (mg/dL)

-19.0

(-36.15 to -1.85)

0.030

99.8%

<0.001

0.086

 

Insulin level (pmol/L)

-12.35

(-17.86 to -6.83)

<0.001

98.1%

<0.001

0.363

 

HOMA-IR

-1.53

(-2.35 to -0.72)

<0.001

89.9%

<0.001

0.466

 

 

Another meta-analysis of 25 randomized controlled trials evaluating the efficacy of chromium supplementation was published in 2014. Of these trials, 22 studied chromium monosupplementation, while two trials studied chromium in combination with biotin and one trial studied chromium with vitamins C and E. Trial duration varied from four to 24 weeks. In the 14 included trials that assessed HbA1c, there was a statistically significant change of -0.55% (95% CI: -0.88 to -0.22). Twenty-four studies evaluated fasting glucose and the pooled mean change was -20.7 mg/dL (95% CI: -33.1 to -8.5). Monosupplementation with chromium significantly decreased triglycerides (-26.6 mg/dL; p=0.002) and increased high density lipoprotein concentration (4.6 mg/dL; p=0.01). There was no change in total cholesterol or low-density lipoprotein concentrations. The meta-analysis authors concluded chromium supplementation had favorable effects on HbA1c and fasting glucose in patients with diabetes (75). Results from this meta-analysis are presented in Table 12.

 

Table 12. Meta-Analysis Results of the Effect of Chromium on Glycemic Control in Patients with Diabetes (75)

Parameter

Pooled Mean Difference (95% CI)

Heterogeneity P-Value

HbA1c (%)

-0.55% (-0.88 to -0.22)

<0.00001

Fasting glucose (mg/dL)

-20.7 mg/dL (-33.1 to -8.5)

<0.00001

 

A meta-analysis from 2002 of 15 randomized controlled trials was conducted to determine the efficacy of chromium on glycemic control. Doses in the included trials ranged from 10 to 1,000 micrograms of chromium daily and varied in terms of source (brewer’s yeast, chromium chloride, chromium nicotinate, chromium picolinate, or chromium-niacin). Study duration ranged from one to 16 months. In terms of fasting glucose, 14 studies and 463 patients were included (n=38 with diabetes and n=425 without diabetes). For all included patients, the fasting glucose pooled mean difference was 0.5 mg/dL (95% CI: -1.6 to 2.7) with no evidence of heterogeneity (p=0.97).  The effect of chromium supplementation on two-hour OGTT results were included in five of the 14 trials. The majority of patients did not have a diabetes diagnosis (n=133 versus 8 with a diabetes diagnosis). The pooled mean difference was 4.7 mg/dL (95% CI, -4.3 to 13.7) with no evidence of heterogeneity (p=0.98). Fasting insulin levels were recorded in 10 of the studies (8 patients with diabetes and 326 without diabetes). The pooled mean difference in fasting insulin with chromium use was 0.28 pmol/L (95% CI, -7.0 to 7.5, heterogeneity p=0.097). Three of the trials assessed HbA1c (33 healthy subjects, 24 with glucose intolerance, and 155 with diabetes). There was no association between chromium supplementation and HbA1c in the study of healthy subjects. The single study that included subjects with glucose intolerance showed chromium supplementation was associated with a nonsignificant reduction in HbA1c (mean difference -0.30%; 95% CI: -0.86 to 0.25). The study that included subjects with diabetes showed a reduction in HbA1c for different chromium doses (mean difference for 1000 micrograms: -1.90%; 95% CI: -2.34 to -1.46; mean difference for 200 micrograms: -1.00%; 95% CI: -1.55 to -0.45). Data from the meta-analysis is presented in the following table. The authors of the meta-analysis concluded there was no effect of chromium on glucose or insulin concentrations in subjects without diabetes. The data for those with diabetes was inconclusive. Table 13 summarizes these results (81).

 

Table 13. Meta-Analysis Results of the Impact of Chromium on Glycemic Control (81)

Parameter

Number of Studies

N Patients with Diabetes

N Patients without Diabetes

Chromium Supplementation Pooled Mean Difference (95% CI)

Heterogeneity p Value

Fasting glucose (mg/dL)

14

38

425

0.5 (-1.6 to 2.7)

0.97

2-hour glucose tolerance test (mg/dL)

5

8

133

4.7 (-4.3 to 13.7)

0.98

Fasting insulin (pmol/L)

10

8

326

0.28 (-7.0 to 7.5)

0.097

 

Adverse Effects and Warnings

 

Trivalent chromium has demonstrated safety in large doses (74, 75). The picolinate form may cause cognitive, perceptual, and moto dysfunction (84).

 

Hexavalent chromium is toxic and is listed as a known carcinogen (74).

           

Interactions

 

There is a theoretical interaction between chromium and iron (74).

 

Summary

 

Chromium is a mineral essential to humans and may be referred to as glucose tolerance factor. There is conflicting evidence in terms of efficacy. Meta-analyses published in 2020 and 2014 suggested chromium decreased HbA1c and fasting glucose in patients with diabetes. Another meta-analysis published in 2002 found chromium to have no impact on glycemic control in those without diabetes. 

 

CINNAMON (CINNAMOMUM AROMATICUM, CINNAMOMUM CASSIA)

 

Cinnamon is a natural product derived from the dried inner bark of the evergreen tree. It is commonly used in many cuisines. Cinnamon commonly found in grocery stores for culinary purposes is usually Cinnamomum cassia, but may be Ceylon cinnamon (85, 86).

 

Mechanism of Action

 

Procyanidin polymers appear to be responsible for cinnamon’s insulin sensitizing actions. It is hypothesized that these compounds increase phosphorylation of the insulin receptor, therefore, increasing sensitivity to insulin. Cinnamon may also stimulate insulin release and increase GLP-1 and GLUT-4 levels. Evidence also suggests cinnamon increases cellular glucose uptake (87-90).

 

Evidence

 

Cinnamon has shown mixed results in various trials in patients with diabetes (91-94).

 

In 2012, a Cochrane Review was published evaluating the effectiveness of cinnamon in patients with T2DM. The primary outcomes included fasting glucose, postprandial glucose, and adverse effects. Change in HbA1c was a secondary outcome. There was no change in fasting glucose (-1.4 mg/dL; 95% CI: -6.1 to 3.2), post-prandial glucose (-7.0; 95% CI: -14.9 to 0.9), or HbA1c (-0.06%; 95% CI: -0.29 to 0.18]. There was no difference in adverse effects between users and non-users of cinnamon (OR 0.83; 95% CI: 0.22 to 3.07), p = 0.77; n = 264; 4 trials). Table 14 presents the results from this review (95).

 

Table 14. Cochrane Review Results of the Effect of Cinnamon on Glycemic Control in Patients with Diabetes (95)

Parameter

Weighted Mean Distribution

(95% CI)

p-value Weighted Mean Distribution

Heterogeneity

(I2)

Number of Trials

HbA1c (%)

-0.06%

(-0.29 to 0.18)

0.63

0%

6

Fasting blood glucose (mg/dL)

-1.4

(-6.1 to 3.2)

0.06

0%

8

 

Postprandial glucose (mg/dL)

-7.0

(-14.9 to 0.9)

0.08

n/a

1

 

 

More recently, a systematic review and meta-analysis by Moridpour and colleagues was published in 2024 that aimed to assess the effects of cinnamon supplementation in managing glycemic control in patients with T2DM. Twenty-four randomized controlled trials were included. The pooled results indicated cinnamon had a statistically significant (p<0.05) reduction in fasting blood glucose (-1.32 mg/dL; 95 % CI: -1.77 to -0.87; p<0.001), HbA1c (-0.67%; 95 % CI: -1.18 to -0.15; p=0.011), and HOMA-IR (-0.44; 95 % CI: -0.77 to -0.10; p<0.001). Results are summarized in Table 15 (94).

 

Table 15. Systematic Review and Meta-Analysis of the Effect of Cinnamon on Glycemic Control in Patients with Diabetes (94)

Parameter

Weighted Mean Distribution

(95% CI)

p-value Weighted Mean Distribution

Heterogeneity

(I2)

p-value

Heterogeneity

Number of Trials

Fasting blood glucose (mg/dL)

-1.32

(-1.77 to -0.87)

<0.001

94.0%

<0.001

 

23

 

HbA1c (%)

-0.67%

(-1.18 to -0.15)

0.011

94.7%

<0.001

18

HOMA-IR

-0.44

(-0.77 to -0.10)

<0.001

79.1%

<0.001

 

8

 

A systematic review and meta-analysis by Deyno and colleagues was published to evaluate the efficacy of cinnamon in patients with type 2 diabetes mellitus and pre-diabetes. Sixteen randomized controlled studies were included in the meta-analysis. There was no significant change in weighted mean difference of HbA1c and lipid profiles. There was, however, a statistically significant difference in fasting blood glucose and HOMA-IR. High heterogeneity was observed in the included studies and cinnamon doses ranged from 1 g to 14.4 g a day. Results can be found in Table 16 (96).

 

Table 16. Meta-Analysis Results for the Effect of Cinnamon on Glycemia and Lipoprotein Levels (96)

Parameter

Weighted Mean Difference (95% CI)

Heterogeneity

(I2)

Glycemic

 

Fasting plasma glucose (mg/dL)

-9.8 (-16.4 to -3.2)

83.6%

HbA1c (%)

-0.104 (-0.138 to 0.110)

69.6%

HOMA-IR

-0.714 (-1.388 to -0.04)

84.4%

Lipoprotein

 

Total Cholesterol (mg/dL)

-3.6 (-7.3 to 0.2)

86.4%,

Low density lipoprotein concentration (mg/dL)

-2.1 (-4.9 to 0.7)

86.0%

High density lipoprotein concentration (mg/dL)

-0.1 (-1.1 to 0.9)

81.0%

Triglycerides (mg/dL)

-1.8 (-4.0 to 0.4)

69.0%

 

A randomized, double-blind, placebo-controlled trial evaluated the effect of cinnamon on 66 Chinese patients with type 2 diabetes (HbA1c greater than 7% and fasting glucose greater than 144 mg/dL). Patients were not receiving insulin or other glucose-lowering agents aside from glicazide, a sulfonylurea, of which all participants were taking 30 mg daily. Patients were randomized to 120 mg daily of cinnamon, 360 mg daily of cinnamon, or placebo for 12 weeks. Both the 120 mg and 360 mg cinnamon groups experienced significantly lower HbA1c and fasting plasma glucose measurements. There was no significant change in either parameter for the placebo group. Results are provided in Table 17 (97).

 

Table 17. Effect of Various Cinnamon Doses on Glycemic Parameters (97)

 

Cinnamon 120 mg Daily Group

Cinnamon 360 mg Daily Group

Placebo Group

Change in HbA1c (%) (95% CI)

-0.67 (-1.1 to -0.25)

-0.93 (-1.38 to -0.47)

0.00 (-0.61 to 0.61)

Change in fasting plasma glucose (mg/dL) (95% CI)

-18.4 (-29.0 to -7.57)

-29.2 (-41.8 to -16.8)

-3.96 (-24 to 16)

 

Adverse Effects and Warnings

 

Cinnamon is typically tolerated well (98-100).

 

Cinnamon is a natural source of coumarin and use therefore presents a theoretical risk of hepatic injury (101).

 

Interactions

 

Due to concerns of hepatic injury when large doses of cinnamon are used, use cautiously with other hepatotoxic agents.

 

Cinnamon may decrease glucose levels and should be used cautiously with other agents that lower glucose.

 

Summary

 

Cinnamon is derived from the dried inner bark of evergreen trees and is commonly used as a spice in cuisine. In terms of glycemic lowering, cinnamon studies have shown varying results. A 2012 Cochrane review found cinnamon to be no more effective than placebo; a 2024 meta-analysis found cinnamon to have statistically significant improvements on fasting plasma glucose and HbA1c. Cinnamon is typically well tolerated.

 

GYMNEMA (GYMNEMA SYLVESTRE)

 

Gymnema has multiple mechanisms of action is addressed under the “Hypoglycemic Agents” section.

 

MILK THISTLE (SILYBUM MARIANUM)

 

Milk thistle (Silybum marianum) is a member of the aster family which also includes daisies and thistles (102). The plant itself is edible and was native to Europe before introduction to North America. Currently, milk thistle is found in Europe, North America, India, China, South America, Africa, and Australia (103).

 

Milk thistle has a long history of medicinal use. Use dates back to the time of ancient Greece. Milk thistle is used for diabetes, liver support, and menstrual support. An image of the milk thistle plant can be found in Figure 11 (103, 104).

 

FIGURE 11. MILK THISTLE PLANT IMAGE SOURCE: https://commons.wikimedia.org/wiki/File:(1)_Milk_thistle.jpg.

 

Mechanism of Action

 

The mechanism of action of milk thistle for glycemic control is not fully understood. The pharmaceutically active portions of the plant are the seeds and the above ground portions. Milk thistle seed extract is comprised primarily (up to 80%) of silymarin. Silymarin contains various flavonolignans, the most active being silybin or silibinin (102, 103, 105, 106).

 

Silymarin decreases insulin resistance and may have a protective pancreatic effect through a mechanism thought to involve antioxidant properties (107, 108). Some studies suggest that silymarin may also regenerate pancreatic beta cells and enhance insulin sensitivity of liver and muscle cells (106). Carbohydrate-induced glycolysis is decreased by silibinin through pyruvate kinase inhibition (103, 109).

 

Evidence

 

Milk thistle has been studied in randomized controlled trials. Soleymani and colleagues published a meta-analysis of 30 studies to determine the effects of milk thistle on cardiometabolic syndrome. Adults (with and without diabetes) were included. The study demonstrated that milk thistle significantly reduced the levels of fasting plasma glucose (WMD: -17.96 mg/dL; 95% CI: -32.91 to -3.02); HbA1c (WMD: -1.25%; 95% CI: -2.34 to -0.16); total cholesterol (WMD: -17.46 mg/dL; 95% CI: -30.98 to -3.95); triglycerides (WMD: -25.70 mg/dL; 95% CI: -47.23 to -4.17); low-density lipoproteins (WMD: -10.53 mg/dL; 95% CI: -19.12 to -1.94). High-density lipoprotein levels increased (WMD: 3.36 mg/dL; 95% CI: 0.88 to 5.84). There was no difference in BMI. The majority of patients included in the meta-analysis had type 2 diabetes mellitus. Results are summarized in Table 18 (106).

 

Table 18. Effect of Various Cinnamon Doses on Glycemic Parameters (106)

Parameter

Weighted Mean Difference (95% CI)

p-value

Weighted Mean Difference

Heterogeneity

(I2)

p-value

Heterogeneity

Glycemic

Fasting plasma glucose (mg/dL)

-17.96

(-32.91 to -3.02)

<0.05

82.4%

<0.001

HbA1c (%)

-1.25% (-2.34 to -0.16)

<0.05

92.9%

<0.001

Lipoprotein

Total Cholesterol (mg/dL)

-17.46 (-30.98 to -3.95)

<0.05

62.9%

0.006

Low density lipoprotein concentration (mg/dL)

-10.53 (-19.12 to -1.94)

<0.05

37.5%

0.119

High density lipoprotein concentration (mg/dL)

3.36 (0.88 to 5.84)

<0.05

81.0%

 

Triglycerides (mg/dL)

-25.70 (-47.23 to -4.17)

<0.05

54.3%

0.025

Body Mass Index (kg/m2)

0.07 kg (-0.7, 0.83)

>0.05

0%

0.94

 

In 2020, a meta-analysis was published to evaluate the efficacy and safety of milk thistle in patients with glucose or lipid metabolic dysfunction. Sixteen studies (n=1358) were included in the analysis. Fasting blood glucose levels and HbA1c were reduced significantly in milk thistle users compared to placebo. There was no difference between the groups in liver enzymes, creatinine phosphokinase, or creatinine. Results are shown in Table 19 (110).

 

Table 19. Effect of Silymarin on Glucose and Lipid Parameters (110)

Parameter

Weighted Mean Difference (95% CI)

p-value

Glycemic

Fasting plasma glucose (mg/dL)

-22.9 mg/dL (-32 to -13.7)

<0.001

HbA1c (%)

-1.88 (-2.57 to -1.20)

<0.001

 

A meta-analysis of trials was published in 2011 that evaluated the impact of milk thistle on glycemic control in patients with type 2 diabetes. Two studies (n=89) were identified that met analysis criteria. The mean pooled difference in fasting glucose was -38.1 mg/dL (95% CI: -66.6 to -9.5). The mean pooled difference in HbA1c was -1.92% (95% CI: -3.32 to -0.51). Heterogeneity for both had p-values of less than 0.05. The authors concluded milk thistle may improve glycemic control in patients with type 2 diabetes.

 

The two studies included in the aforementioned meta-analysis each individually showed statistically significant change in fasting glucose as well as HbA1c (107, 111). Results are shown in the Tables 20 and 21.

 

Table 20. The Effect of Milk Thistle on Glycemic Control (107)

Parameter

Milk Thistle Treatment (SD)

Control (SD)

P-Value

Fasting glucose (mg/dL)

133 (39)

188 (48)

0.001

HbA1c (%)

6.8 (1.1)

9.5 (2.2)

0.001

 

Table 21. The Effect of Milk Thistle on Fasting Glucose and HbA1c (111)

Parameter

Milk Thistle Treatment (SD)

Control (SD)

P-Value

Fasting glucose (mg/dL)

167.58 (9.9)

193.14 (16.1)

<0.01

HbA1c (%)

7.45 (0.8)

8.71 (0.63)

<0.05

 

Milk thistle has also been studied in combination with berberine. The combination of the two was more effective than berberine alone in reducing HbA1c in type 2 diabetes patients (112).

 

Adverse Effects and Warnings

 

Milk thistle is typically well tolerated. Side effects include nausea, diarrhea, and abdominal bloating (113).

 

As milk thistle is a member of the aster family, cross reactivity may exist with other plants. Those with a daisy or ragweed allergy may experience a cross reaction with milk thistle use (102).

 

Interactions

 

Milk thistle may inhibit certain cytochrome P450 isoenzymes. The isoenzymes 2C8, 2C9, 2D6, 3A4, and 3A5 may all be inhibited with concomitant use (114, 115).

 

As milk thistle may lower glucose levels, it should be used cautiously with other hypoglycemia agents. Increased warfarin levels may occur with concomitant use (116).

 

Summary

 

Milk thistle is a member of the aster family and is used for lowering glucose, liver support, and menstrual support. There is modest evidence to suggest milk thistle may lower glucose in patients with diabetes.

 

PRICKLY PEAR CACTUS (OPUNTIA FICUS-INDICA AND OTHER OPUNTIA SPECIES), NOPAL

 

Prickly pear cactus is native to Mexico and found widely in the southwestern United States, Africa, Australia, and the Mediterranean. The berries of the cactus are oval, edible, and may vary in color (117, 118). Prickly pear cactus has been used historically in Mexican cultures as a treatment for type 2 diabetes. Figure 12 illustrates the prickly pear cactus plant (119).

 

FIGURE 12. PRICKLY PEAR CACTUS PLANT IMAGE SOURCE: https://commons.wikimedia.org/wiki/File:Prickly_pear_cactus_in_Texas.jpg.

 

Mechanism of Action

 

Much of the prickly pear cactus plant is pharmaceutically active – the leaves, flowers, stems, and fruit are all thought to exert an effect. The plant contains carbohydrate, protein, fat, and fiber (120). It is thought prickly pear cactus lowers glucose by acting as an insulin sensitizer and by slowing carbohydrate absorption (117, 120, 121).

 

Evidence

 

A systematic review that included 20 articles investigated the effects of various parts of the prickly pear cactus plant on glucose and insulin. Studies that used prickly pear cactus fruit generally did not impact serum glucose or insulin. Studies that used the cladode portion of the plant (flat, leaf-like stem) predominantly demonstrated reductions in glucose and insulin (122).

 

A randomized, double-blind, placebo-controlled study was conducted to evaluate and effect of prickly pear cactus in obese patients with pre-diabetes. Patients received either 200 mg of a proprietary prickly pear product (n=15) or placebo (n=14). Patients underwent two different oral glucose tolerance tests – one without prickly pear cactus to determine baseline values and one half an hour after prickly pear cactus ingestion. There was a significant difference (p<0.05) in plasma glucose concentrations at 60, 90, and 120 minutes following the glucose tolerance test for the prickly pear cactus group. There was no difference in HbA1c, insulin levels, high sensitivity C-Reactive Protein, body weight, or fat mass. There was also no difference in comprehensive metabolic profile parameters (123).

 

Most prickly pear cactus trials were published in Spanish only with abstracts available in English. Two trials showed a decrease in postprandial glucose from prickly pear administration (124, 125). Another trial showed when added to a high-carbohydrate or high-soy-protein breakfast, prickly pear cactus decreased glucose area under the curve (126).

 

Adverse Effects and Warnings

 

Prickly pear cactus is generally tolerated well when used orally. Side effects include nausea, diarrhea, and headache (120).

 

Interactions

 

Prickly pear cactus may lower glucose levels and should be used cautiously with other agents that impact glycemic control (123, 126).

 

Summary

 

Prickly pear cactus was used historically in Mexican cultures and is gaining popularity. There is preliminary data to suggest prickly pear cactus may be effective in lowering glucose. Some parts of the plant, i.e., the cladode, may be more efficacious than others, i.e., fruit. However, more studies are needed to determine efficacy. Prickly pear cactus is usually well tolerated.

 

SOY (GLYCINE MAX)

 

Soy comes from the soybean, a legume originating from Asia. In fact, prior to the 1950s soybean was seldom grown outside of the region. Now soybeans are grown in other regions such as North and South America. Soybeans are used in various food preparations such as edamame, tofu, and soymilk. An image of a soybean plant can be found in Figure 13 (127.

 

FIGURE 13. SOYBEAN PLANT IMAGE SOURCE: https://pixabay.com/en/soy-soybean-nature-green-998566/.

 

Mechanism of Action

 

The portion of soy that is pharmaceutically active is the bean. Soybeans are protein-rich and contain calcium, iron, potassium, amino acids, vitamins, and fiber (128). Soybeans contain phytoestrogens (isoflavones and lignans) and phytosterols, which are biologically active (129. 130).

 

Soy works via various mechanisms. Soy has insulin sensitizing properties and may slow carbohydrate absorption due to its fiber content. It is hypothesized that the fiber content of soy helps reduce glucose levels (128, 131).

 

Evidence

 

Results on the efficacy of soy in type 2 diabetes are conflicting. A systematic review and meta-analysis summarizing the association of soy intake and the risk of type 2 diabetes was published in 2020. Fifteen studies were included (n = 565,810) and multivariable-adjusted relative risks were determined. The relative risk of incidence of type 2 diabetes was 0.83 (95% CI: 0.68 to 1.01; p>0.05) for total soy. The relative risk for soy milk was 0.89 (95% CI: 0.71 to 1.11; p>0.05); tofu was 0.92 (95% CI: 0.84 to 0.99; p<0.05); soy protein was 0.84 (95% CI: 0.75 to 0.95; p<0.05); and soy isoflavones was 0.88 (95% CI: 0.81 to 0.96; p<0.05). High heterogeneity was observed in the total soy (I2 = 90.8%) and soy milk (I2= 91.7%) categories. Inverse linear associations were observed for the tofu, soy protein, and soy isoflavone groups. The quality of evidence was rated as low for the total soy, soy milk, tofu, soy protein, and soy isoflavone groups. The study authors suggested dietary intake of tofu, soy protein, and soy isoflavones are inversely associated with type 2 diabetes incidence. They found no association between total soy intake and incidence of type 2 diabetes. The authors cautioned that the overall quality of evidence was low (132).

 

In 2020, Zuo and colleagues conducted a systematic review and meta-analysis regarding the intake of soy and the association with type 2 diabetes mellitus and cardiovascular disease events. The review included 29 studies with 16,521 individuals with T2DM and 54,213 individuals with cardiovascular disease events. The follow up duration of the studies ranged from 2.5 to 24 years. In groups with the highest soy consumption compared to the lowest soy consumption, there was a significant reduction in the risk of T2DM (17%; total relative risk [TRR] = 0.83; 95% CI: 0.74 to 0.93); cardiovascular disease events (13%; TRR = 0.87; 95% CI: 0.81 to 0.94); coronary heart disease (21%; TRR = 0.79; 95% CI: 0.71 to 0.88); and stroke (12%; TRR = 0.88; 95% CI: 0.79 to 0.99). Daily tofu intake of 26.7 g of reduced cardiovascular disease event risk by 18% (TRR = 0.82; 95% CI: 0.74 to 0.92) and daily intake of 11.1 g of natto lowered cardiovascular disease event risk by 17% (TRR = 0.83; 95% CI: 0.78 to 0.89). The authors concluded that soy consumption was negatively associated with the risk of developing T2DM and cardiovascular disease events (133).

 

In 2018, a meta-analysis was published that aimed to evaluate the efficacy of soy in preventing diabetes. Eight studies were included in the meta-analysis. Soy intake decreased the risk of type 2 diabetes with an overall risk reduction of 0.77 (95% CI: 0.66 to 0.97). Soy protein and isoflavone intake lowered the risk of diabetes with risk reduction of 0.77 (95% CI: 0.80 to 0.97). A subgroup analysis looked at the relationship of soy intake in women and Asian populations. Women had a risk reduction of 0.65 (95% CI: 0.49 to 0.87) and Asian populations had a risk reduction of 0.73 (95% CI: 0.61 to 0.88). The study authors concluded soy intake may be associated with a decreased risk of type 2 diabetes (134).

 

Yang and colleagues performed a meta-analysis evaluating the impact of soy on glycemic control and lipoproteins in patients with type 2 diabetes. Eight studies were included and found there was no association between soy consumption and fasting glucose and HbA1c. There was, however, a significant reduction in serum cholesterol, triacylglycerol, and LDL-C, associated with soy use (p<0.001 for all). The authors concluded there was no significant effect of soy on fasting glucose, insulin, or HbA1c, but there was a favorable effect on serum lipids (135).

 

Another meta-analysis was published in 2011 examining the impact of soy intake on glycemic control. Twenty-four trials were included (n=1,518). The pooled mean change in fasting glucose was -0.69 mg/dL (95% CI, -1.65 to 0.27). Fasting insulin concentrations decreased by 0.18 mg/dL (95% CI, -0.70 to 0.34). The authors concluded there was no significant overall effect of soy on fasting glucose and insulin, but there was a favorable change in studies that used whole soy foods or soy diet (136).

 

Adverse Effects and Warnings

 

Soy is generally well tolerated with side effects being nausea, diarrhea, and bloating. There is concern that soy may alter thyroid function, but this appears to occur in those with iodine deficiency (137-139).

 

Interactions

 

Fermented soy products such as tofu may contain small amounts of tyramine. Tyramine should be avoided in those using monoamine oxidase inhibitors (140). 

 

Summary

 

Soy comes from the soybean plant and contains phytoestrogens and phytosterols. There is some data to suggest soy consumption may decrease the risk of type 2 diabetes. Two meta-analyses showed soy did not significantly decrease fasting glucose of HbA1c in patients with type 2 diabetes. 

 

VANADIUM

 

Vanadium is a mineral found in food sources such as mushrooms, shellfish, black pepper, parsley, dill seed, and certain prepared foods. Beer and wine are also sources. Grains account for 13 to 30 percent of vanadium in adult diets (74).

 

Mechanism of Action

 

Vanadium increases sensitivity to insulin and may mimic insulin’s actions. It may stimulate glucose oxidation and transport, stimulate hepatic glycogen synthesis, inhibit hepatic gluconeogenesis, and increase glucose uptake. Vanadium inhibits phosphotyrosine phosphatase enzymes which impact the insulin receptor (141, 142).

 

Evidence

 

A systematic review of five trials (n=48) evaluated vanadium’s impact in glycemic control. Doses varied from 50 mg to 300 mg of vanadium over three to six weeks. All trials reported reductions in fasting glucose values. However, none of the trials included controls (85).

 

A study of vanadium’s role in glycemic control enrolled 11 patients with type 2 diabetes. Patients were treated with 150 mg of vanadyl sulfate (a salt form of vanadium) for 6 weeks. Treatment with vanadyl sulfate decreased fasting glucose from 194 mg/dL ± 16 to 155 mg/dL ± 15. There was no change in body weight. Patients had an increased rate of hepatic glucose production (HGP) compared with controls (4.1 ± 0.2 vs. 2.7 ± 0.2 mg/kg lean body mass/min; p< 0.001), which was closely correlated with fasting glucose (r = 0.56; p< 0.006). Vanadyl sulfate reduced HGP by about 20% (P < 0.01), and the decline in HGP was correlated with the reduction in FPG (r = 0.60; p<0.05). Vanadyl sulfate also caused a modest increase in insulin-mediated glucose disposal (from 4.3 ± 0.4 to 5.1 ± 0.6 mg/kg lean body mass/min; p< 0.03), although the improvement in insulin sensitivity did not correlate with the decline in fasting glucose after treatment (r = -0.16; p>0.05). Thus, vanadyl sulfate at a dose of 150 mg/day for 6 weeks improves hepatic and muscle insulin sensitivity in patients with type 2 diabetes. The glucose-lowering effect of vanadyl sulfate correlated well with the reduction in HGP, but not with insulin-mediated glucose disposal, suggesting that liver, rather than muscle, is the primary target of vanadyl sulfate action at therapeutic doses (143).

 

Li and colleagues conducted a case-control study to explore the association of plasma vanadium with gestational diabetes mellitus. They included 252 newly diagnosed gestational diabetes mellitus cases with 252 controls matched by age, parity, and gestational age. Plasma concentrations of vanadium were significantly lower in the gestational diabetes mellitus group compared to the control group (p<0.001). The authors concluded there was an inverse association between plasma vanadium and gestational diabetes mellitus (144).  

 

Adverse Effects and Warnings

 

Acute vanadium toxicity does not appear to be a common concern. Mild gastrointestinal effects such as abdominal cramps and loose stools may occur. Animal studies suggest vanadium may cause anemia. However, this has not been shown in humans (74).

 

Interactions

 

There is theoretical concern that vanadium may increase the risk of bleeding in anticoagulant agents (145).

 

Summary

 

Vanadium is a mineral that may increase sensitivity to insulin. There is a lack of human data to support the use of vanadium as a glucose lowering agent, but there is promise. 

 

Carbohydrate Absorption Inhibitors

 

The natural products contained in this section are known to be carbohydrate absorption inhibitors. This means they theoretically lower plasma glucose by preventing the absorption of ingested carbohydrate. Products may also employ other mechanisms of action, which are addressed.

 

ALOE VERA GEL

 

Aloe is a desert plant that appears similar to a cactus and typically grows in hot and dry climates. See Figure 14 for an image of the aloe plant. Aloe byproducts are commonly used in cosmetics and medicine. The byproducts aloe vera gel and aloe latex are common (146).

 

FIGURE 14. ALOE VERA PLANT IMAGE SOURCE: https://en.wikipedia.org/wiki/File:Aloe_aristata.jpg.

 

Mechanism of Action

 

The portion of the aloe extract that is thought to be pharmaceutically active is the leaf. Aloe gel is clear and can be extracted from the leaf (147, 148). Monosaccharides, polysaccharides, tannins, sterols, enzymes, amino acids, salicylic acid, arachidonic acid, lipids, vitamins, and minerals are all found in aloe vera gel (148). Studies in mice suggest aloe gel may stimulate beta-cells, while human studies show conflicting evidence. Aloe latex contains anthraquinones and may be toxic. Aloe latex should not be confused with aloe gel (149, 150).

 

Evidence

 

In 2021, an analysis of four systematic reviews analyzing the metabolic effects of aloe vera in individuals with type 2 diabetes and pre-diabetes was published. Fasting blood glucose was significantly lower in the aloe vera group compared to placebo (-5.61 mg/dL; 95% CI: -7.94 to -3.28; p<0.001); HbA1c was also lower in the aloe vera group (-0.95%; 95% CI: -1.76 to -0.14; p=0.02). There was no significant change in total cholesterol, low-density lipoproteins, triglycerides, or high-density lipoproteins. Results are summarized in Table 22 (151).

 

Table 22. Effect of Aloe Vera on Metabolic Parameters (151)

Parameter

Pooled Mean Difference (95% CI)

p-value

Pooled Mean Difference

Heterogeneity

(I2)

p-value

Heterogeneity

Glycemic

Fasting plasma glucose (mg/dL)

-5.61 (-7.94 to -3.28)

<0.001

98%

<0.001

HbA1c (%)

-0.95% (-1.76 to -0.14)

0.02

78%

0.004

Lipoprotein

Total Cholesterol (mg/dL)

-6.79 (-44.07 to 30.48)

0.72

96%

<0.001

Low density lipoprotein concentration (mg/dL)

24.49 (-13.70 to 62.67)

0.21

99%

<0.00001

High density lipoprotein concentration (mg/dL)

4.44 (-4.24 to 13.12)

0.32

98%

<0.00001

Triglycerides (mg/dL)

28.04 (-41.90 to 97.98)

0.43

100

<0.001

 

A meta-analysis was published in 2016 evaluating the impact of aloe vera on fasting glucose and HbA1c in patients with type 2 diabetes. Nine studies were included in the fasting glucose analysis. Aloe vera use decreased fasting glucose by 26.6 mg/dL (p<0.001). Five studies were included in the HbA1c analysis. HbA1c decreased by 1.05% in aloe vera treated individuals (p<0.004). Results suggested patients with higher fasting glucose levels may benefit more from aloe vera use (these patients demonstrated a decrease of 109.9 mg/dL; p<0.01). The authors concluded their results support the use of aloe vera for decreasing fasting glucose and HbA1c in patients with diabetes (152).

 

Aloe vera has also been studied in pre-diabetes. Alinejad-Mofrad and colleagues compared aloe vera to placebo in patients with prediabetes (n=72). Patients were randomized to three groups: aloe vera 300 mg daily, aloe vera 500 mg daily, and placebo for eight weeks. Treatment with aloe vera (both 300 mg and 500 mg daily) decreased fasting glucose and HbA1c compared to placebo. Results are presented in Table 23 (153).

 

Table 23. Comparison Fasting Glucose and HbA1c with use of Aloe Vera in Patients with Prediabetes (153)

Parameter

Time

Placebo

Within Group p-Value

Aloe Vera 300 mg Group

Within Group p-Value

Aloe Vera 500 mg Group

Within Group p-Value

Between Group p-value

Fasting glucose (mg/dL)

Baseline

110 ± 3.91

n/a

112 ± 2.5

n/a

111 ± 4.1

n/a

0.69

8 weeks

110 ± 4.22

0.19

108 ± 2.78*

0.001

104 ± 4.2*

<0.001

0.001*

HbA1c (%)

Baseline

6.01 ± 0.16

n/a

6 ± 0.24

n/a

6 ± 0.23

n/a

0.37

8 weeks

6.03 ± 0.14

0.059

5.8 ± 0.21*

0.042

5.6 ± 0.33*

0.011

0.04*

* indicates statistical significance compared to placebo (p<0.05)

 

A meta-analysis and systematic review of randomized controlled trials evaluated aloe vera in patients with type 2 diabetes and prediabetes. Eight trials were included (five enrolled patients with diabetes and three enrolled patients with prediabetes). In patients with diabetes, both fasting glucose (-21 mg/dL; p<0.05) and HbA1c (-1%; p=0.01) decreased significantly. In patients with prediabetes, fasting glucose decreased statistically significantly, but in a very small amount (-4 mg/dL; p<0.0001). There was no change in HbA1c in the prediabetes patients (154).

 

Adverse Effects and Warnings

 

Aloe vera gel, when used orally, is well tolerated. Aloe latex, however, can cause abdominal pain and cramps. Unlike aloe vera gel, aloe latex contains anthraquinones which may be toxic (148).

 

Interactions

 

Aloe vera gel may decrease glucose and should be used cautiously with other products with the same effect. It may also increase the risk of bleeding when used with anticoagulant or antiplatelet drugs (148).

 

Summary

 

Aloe vera gel is derived from the leaf of the aloe plant. There is preliminary evidence to suggest it lowers glucose in those with diabetes and prediabetes. Aloe vera gel is typically well tolerated.

 

FENUGREEK (TRIGONELLA FOENUM-GRAECUM)

 

Fenugreek has multiple mechanisms of action is addressed under the “Hypoglycemic Agents” section.

 

FLAXSEED (LINUM USITATISSIMUM)

 

Flaxseed is a grain that is native to Europe, Asia, and the Mediterranean. Flax is a blue flowering crop and the seeds exist in brown, yellow, and green colors (see Figure 15). Whole flaxseeds primarily contain fat (41%), dietary fiber (28%), and protein (21%). The oil contained in flaxseeds is particularly rich in polyunsaturated fat (73%) and lower in monounsaturated (18%) and saturated (9%) fats. Flaxseed oil is a rich source of the omega-3 fatty acid alpha linolenic acid (ALA) (155).

 

FIGURE 15. BROWN FLAXSEEDS IMAGE SOURCE: https://en.wikipedia.org/wiki/Flax#/media/File:Brown_Flax_Seeds.jpg.

 

Mechanism of Action

 

The pharmaceutically active portion of flaxseed is the seed and the oil. The high soluble fiber content is thought to decrease carbohydrate absorption. The high omega-3 fatty acid content (ALA) is also thought to play a crucial role as these acids have been shown improve insulin sensitivity and glycemic control. ALA has been shown to increase plasma GLP-1 levels (156). Flaxseeds contain lignans, which have been proven to have antioxidant effects (157-159).

 

Evidence

 

A systematic review and meta-analysis of randomized controlled trials aimed at determining the impact of flaxseed supplementation in patients with type 2 diabetes mellitus was published in 2023. Thirteen studies were included in the analysis. HbA1c was significantly reduced in the flaxseed supplementation group (-0.19%; 95% CI: -0.38 to 0.00; p=0.045). The authors found no significant change in fasting plasma glucose, insulin, HOMA-IR, lipid parameters, body weight, BMI, or blood pressure (160).

 

A single-blinded, randomized, controlled trial evaluated the impact of flaxseed in 53 patients with type 2 diabetes that also had constipation. Patients either received cookies with flaxseed twice a day or cookies free of flaxseed twice daily for 12 weeks. Constipation scores, weight (-3.8 kg), and fasting plasma glucose (-26.7 mg/dL) all decreased from baseline in the flaxseed group (p<0.05). Constipation scores, weight (-3.8 versus 0 kg), fasting plasma glucose (-26.7 versus 1.9 mg/dL), and HbA1c (-0.8% versus 1.0%) were significantly different in the flaxseed group compared to placebo (p<0.05) (161).

 

A placebo-controlled, crossover study evaluated the impact of flaxseed on diabetes. Seventy-three patients with type 2 diabetes took either placebo or 360 mg daily of flaxseed for 12 weeks. After an eight-week washout period, patients crossed over to the other group. HbA1c decreased a small, but statistically significant, amount (0.1%; p=0.01). There was no significant change in fasting plasma glucose or lipoprotein levels (162).

 

An open-label study evaluated the effect of flaxseed in patients with type 2 diabetes (n=29). Patients received 10 g of flaxseed daily (n=18) or placebo (n=11). Fasting glucose decreased 28.9 mg/dL in the flaxseed group (p=0.02) and slightly increased in the placebo group. HbA1c decreased 0.59% (from 8.75% to 8.16%) in the flaxseed group (p=0.009) and increased 0.1% in the placebo group. Triglycerides and LDL-C also decreased significantly in the flaxseed group (1630.

 

Flaxseed has also been studied in patients with prediabetes. Hutchins and colleagues randomized 25 patients with prediabetes to take 26 g of flaxseed, 13 g of flaxseed, or placebo for 12 weeks. After a 2-week washout period, patients were crossed over to another group. Fasting glucose levels did not decrease significantly in the 26 g group compared to placebo. However, fasting glucose decreased significantly in the 13 g group compared to placebo (-2 mg/dL, p=0.036). Insulin levels also decreased significantly in the 13 g group (p=0.021) (164).

 

Adverse Effects and Warnings

 

Few adverse effects are reported with flaxseed use.161 Gastrointestinal side effects are the most commonly reported (155).

 

Interactions

 

Oil from flaxseeds is shown to decrease platelet aggregation and may, therefore, increase the risk of bleeding in users of anticoagulants and antiplatelets (165).

 

Theoretically, flaxseed may decrease the absorption of acetaminophen and ketoprofen. However, this interaction has not been shown in human studies (166).

 

Summary

 

Flaxseed is rich in fat (primarily omega-3 fatty acids) and fiber. There are conflicting results regarding flaxseed’s efficacy in glycemic control. Most individuals tolerate flaxseed well.

 

PRICKLY PEAR CACTUS (OPUNTIA FICUS-INDICA), NOPAL

 

Prickly pear cactus has multiple mechanisms of action is addressed under the “Insulin Sensitizers” section.

 

SOY (GLYCINE MAX)

 

Soy has multiple mechanisms of action is addressed under the “Insulin Sensitizers” section.

 

TURMERIC (CURCUMA LONGA, CURCUMA DOMESTICA, CURCUMA AROMATIC) 

 

Turmeric is a member if the Zingiberaceae (ginger) family (167). Turmeric has a long history of use in Ayurvedic and Chinese medicine (see Figure 16). Curcumin is considered the active constituent of turmeric and is yellow-colored and fragrant. Curcumin is typically what is used as a flavoring and coloring agent in turmeric-containing products (168).

 

FIGURE 16. TURMERIC IMAGE SOURCE: https://en.wikipedia.org/wiki/Wikipedia:Featured_picture_candidates/Turmeric.

 

Mechanism of Action

 

Turmeric has multiple proposed mechanisms of action relating to glycemia. Turmeric can induce peroxisome proliferator-activated receptor-gamma activation. It may also activate hepatic enzymes associated with glycolysis and gluconeogenesis. Turmeric may also enhance tumor necrosis factor alpha (168).

 

Evidence

 

In 2023, a systematic review and network meta-analysis of randomized controlled trials was published that compared the effectiveness of different herbs in the management of T2DM. Turmeric (curcumin) was one of the herbs studied. Forty-four trials were included in the review. Compared to controls, turmeric use was correlated with a statistically significant reduction in fasting plasma glucose (-13.15 mg/dL; 95% CI: -23.64 to -2.66; p<0.05). The authors found no change in HbA1c associated with turmeric use (169).

 

A systematic review and meta-analysis published in 2021 was conducted to evaluate the effect of curcumin on glycemic and lipid profiles in patients with type 2 diabetes. There was a statistically significant difference in HbA1c in turmeric users (-0.42%, 95% CI -0.72 to -0.11; p< 0.05). There was non-significant (p = 0.107) moderate heterogeneity (I2 = 42.42) (170).

 

The effect of turmeric in delaying the development of type 2 diabetes was studied in patients with prediabetes in a randomized, double-blinded, placebo-controlled trial. Subjects (n=240) were randomly assigned to curcumin capsules or placebo for nine months. After nine months, 16.4% of subjects in the placebo group were diagnosed with type 2 diabetes. No subjects in the curcumin group were diagnosed in this timeframe (p<0.05). Markers of insulin sensitivity also showed favor for the curcumin group (higher HOMA-beta and lower HOMA-IR; p<0.05) (171).

 

Adverse Effects and Warnings

 

Turmeric is usually well tolerated. Itching, constipation, and vertigo have been reported with use (171).

 

Interactions

 

There is a risk of increased bleeding when turmeric is combined with anticoagulants (172).

 

Summary

 

Turmeric and its active constituent, curcumin, have been long used medicinally. There is limited evidence in humans to suggest curcumin use may delay the onset of type 2 diabetes in patients with prediabetes. Turmeric is typically well tolerated.

 

Summary of Natural Products

 

A summary of the natural products is presented alphabetically in Table 24.

 

Table 24. Summary of Natural Products Used for Diabetes Listed Alphabetically

Natural Product

Adverse Effects

Interactions

Aloe Vera Gel

 

 

Aloe vera gel is typically well tolerated

Aloe latex (which contains anthraquinones) can cause abdominal pain and cramps

May decrease glucose and should be used cautiously with other products with the same effect

 

Banaba (Lagerstroemia speciosa)

Dizziness, headache, tremor, weakness, diaphoresis, nausea

Additive effect with antihypertensives

Use with caution in those using hypoglycemic agents

Berberine

Diarrhea, constipation, flatulence, abdominal pain, and vomiting

Uterine contractions

May cross the placenta and result in neonatal kernicterus when ingested during pregnancy

 

May inhibit cytochrome P450 3A4 and should be used cautiously with other agents that are substrates, inhibitors, or inducers of this hepatic enzyme

As berberine lowers glucose, caution should be exercised when used with other agents that lower glucose

 

Bitter melon

 

 

Abdominal discomfort, pain, and diarrhea

May contain abortifacient proteins

 

Use with caution in those using other hypoglycemic agents

Those with G6PD deficiency should avoid use due to risk of developing favism

Chromium

 

Chromium picolinate may cause cognitive, perceptual, and motor dysfunction

There is a theoretical interaction between chromium and iron

Cinnamon

 

Cinnamon is typically tolerated well

Cinnamon is a natural source of coumarin and use, therefore, presents a theoretical risk of hepatic injury

 

May contain coumarin and increase the risk of bleeding with anticoagulants

Use cautiously with other hepatotoxic agents due to concerns of hepatic injury when large doses are used

May decrease glucose levels and should be used cautiously with other agents that lower glucose

Fenugreek (Trigonellafoenum-graecum)

 

 

Diarrhea, heartburn, and flatulence

Fenugreek smells similar to maple syrup; consumption prior to delivery may cause the neonate to have this odor, which may lead to confusion with maple syrup urine disease

Patients with chickpea allergies should use fenugreek with caution as there is potential for cross-reactivity

Fenugreek may cause uterine contractions and should be avoided in pregnancy

May contain coumarin and increase the risk of bleeding with anticoagulants

Theophylline levels may be decreased with concomitant use

Use cautiously with other agents that decrease glucose

 

 

Flaxseed (Linumusitatissimum)

 

Gastrointestinal side effects are the most commonly reported

 

Flaxseed may decrease the absorption of acetaminophen and ketoprofen

Flaxseed oil may increase the risk of bleeding with antiplatelets and anticoagulants

American Ginseng(Panax quinquefolius)

 

Headache

May stimulate immune function and theoretically decrease the effect of immunosuppressants

Can decrease the efficacy of warfarin; concomitant use is not advised

Use cautiously with other glucose lowering agents

Gymnema (Gymnemasylvestre)

 

 

A case of acute hepatitis secondary to gymnema use has been reported

May potentiate the effects of other agents that lower glucose

Milk thistle (Silybummarianum)

 

 

Nausea, diarrhea, and abdominal bloating may occur with use

Those with a daisy or ragweed allergy may experience a cross reaction with milk thistle use

May inhibit certain cytochrome P450 isoenzymes; the isoenzymes 2C8, 2C9, 2D6, 3A4, and 3A5 may all be inhibited with concomitant use

Increased warfarin levels may occur with concomitant use

May lower glucose levels and should be used cautiously with other hypoglycemia agents

 

Prickly Pear Cactus(Opuntia ficus-indica andother Opuntia species),Nopal

Prickly pear cactus is generally tolerated well when used orally

Side effects include nausea, diarrhea, and headache

 

Prickly pear cactus may lower glucose levels and should be used cautiously with other agents that impact glycemic control

 

Soy

Soy is generally well tolerated

May cause nausea, diarrhea, and bloating

Soy may alter thyroid function, but this appears to occur in those with iodine deficiency

Fermented soy products such as tofu may contain small amounts of tyramine; tyramine should be avoided in those using monoamine oxidase inhibitors

Turmeric (Curcuma longaCurcuma domesticaCurcuma aromatic)

 

 

Itching, constipation, and vertigo have been reported with use

There is a risk of increased bleeding when turmeric is combined with anticoagulants

Vanadium

Mild gastrointestinal effects such as abdominal cramps and loose stools may occur

Animal studies suggest vanadium may cause anemia

Theoretical concern that vanadium may increase the risk of bleeding in anticoagulant agents

 

 

MIND BODY PRACTICES FOR TYPE 2 DIABETES

 

According to the National Institute of Heath, mind body practices include, but are not limited to, yoga, chiropractic and osteopathic manipulation, meditation, massage, acupuncture, Tai Chi, healing touch, hypnotherapy, and movement manipulation (1). Mind body practices are used for overall health and to help with specific disease states. There is recent interest in studying the impact of mind body practices on type 2 diabetes.

 

Yoga has been studied in patients with type 2 diabetes. Preliminary studies indicate yoga may reduce BMI, improve glycemic control, improve lipid levels, and improve body composition. Yoga may also decrease blood pressure (173-177).

 

The impact of massage on glycemic control in patients with diabetes has been studied. One study showed parent-provided full body massage at bedtime improved serum glucose levels and decreased anxiety of both the massage giver and receiver (178). Another study compared changes in metabolic parameters of individuals with type 2 diabetes between a control group, a routine massage group, and an abdominal massage group. The control group had no significant change in fasting plasma glucose, postprandial plasma glucose, or HbA1c. The routine massage and abdominal massage groups had significant reductions in fasting plasma glucose, postprandial plasma glucose, and HbA1c (69).

 

A meta-analysis exploring the impact of Tai Chi on glucose and lipid metabolism in patients with T2DM was conducted and included 16 randomized controlled trials. Tai Chi significantly reduced fasting plasma glucose and HbA1c (179). Individual studies on Tai Chi have shown it may decrease fasting glucose values in patients with diabetes. However, Tai Chi does not appear to reduce glucose more than other types of gentle exercise (180-182).

 

RELIABLE RESOURCES FOR PROVIDERS AND PATIENTS

 

Clinicians need to be aware of the deceptive marketing tactics employed by natural product manufacturers. Patients and clinicians need reliable and dependable resources regarding integrative medicine.

 

MedWatch is a website developed and updated by the FDA. MedWatch provides timely safety information on dietary supplements as well as medications and cosmetics. MedWatch can be accessed at: https://www.fda.gov/Safety/MedWatch/.

 

The FDA also has a health fraud online resource. The website describes health fraud and provides actionable ways patients can protect themselves. The FDA’s health fraud website can be accessed at: https://www.fda.gov/consumers/health-fraud-scams

 

In terms of efficacy, primary literature is a reasonable resource. The US National Library of Medicine has an online database that can be searched free of change. The database can be accessed at: https://www.ncbi.nlm.nih.gov/pubmed.

 

Additional online resources are provided in Table 25.

 

Table 25. Complementary Health Approach Online Resources for Patients and Clinicians

Source

Description

Website Address

American Botanical Council

Non-profit, international member-based organization providing education using evidence-based and traditional information to promote the responsible use of herbal medicine

http://abc.herbalgram.org/site/PageServer

 

ConsumerLab.com

Independent testing site that reviews natural products and specific manufacturers

http://www.consumerlab.com

National Center for Complementary and Integrative Health (NCCIH)

National (US) center that supports and disseminates research results on complementary health approaches

https://www.nccih.nih.gov

 

 

 

National Institute of Health Office of Dietary Supplements (ODS) 

National (US) center that supports and disseminates research results on dietary supplements

http://ods.od.nih.gov/index.aspx

Natural Medicines

A scientifically-based and practical database on natural medicines (Subscription required)

https://naturalmedicines.therapeuticresearch.com

The Cochrane Library

An electronic database designed to provide high quality scientific evidence

https://www.cochranelibrary.com

United States Food and Drug Administration Health Fraud Website

The website describes health fraud and provides actionable ways patients can protect themselves.

https://www.fda.gov/consumers/health-fraud-scams

United States Food and Drug Administration MedWatch

MedWatch provides timely safety information on dietary supplements as well as medications and cosmetics.

https://www.fda.gov/Safety/MedWatch/

United States Food and Drug Administration Office of Nutritional Products, Labeling, and Dietary Supplements 

FDA office responsible for developing policy and regulations for dietary supplements, medical foods, and related areas, as well as for their scientific evaluation

http://www.fda.gov/Food/DietarySupplements/default.htm

WebMD Health 

WebMD provides comprehensive health information and tools for managing health care for health care professionals and their patients

http://diabetes.webmd.com/default.htm

 

IDENTIFYING POTENTIALLY HARMFUL PRODUCTS

 

According to the FDA’s health fraud website, there are certain red flags that can alert a consumer to potentially harmful natural products, including dietary supplements. Red flags to be wary of include: claims that a product is a cure-all for a wide variety of ailments; suggestions that a product can treat or cure diseases; promotions using words such as "scientific breakthrough" or "miraculous cure"; undocumented testimonies by consumers or doctors claiming amazing results; limited availability and advance payment requirements; promises of no-risk, money-back guarantees; promises of an "easy" fix; and claims that the product is "natural" or "non-toxic" (which doesn't necessarily mean safe) (183). These safety alerts are provided in Table 26. Additionally, the FDA fraud website warms to avoid websites that fail to list the company’s name, physical address, phone number, or other contact information.

 

Table 26. FDA Health Fraud Indicators a Natural Product May Be Ineffective or Unsafe (183)

Claims that a product is a quick, effective cure-all or a diagnostic tool for a wide variety of ailments

Suggests that a product can treat or cure diseases

Promotions using words such as "scientific breakthrough," "miraculous cure," "secret ingredient," and "ancient remedy"

Text with impressive-sounding terms such as: "hunger stimulation point" and "thermogenesis" for a weight loss product

Undocumented case histories by consumers or doctors claiming amazing results

Limited availability and advance payment requirements

Promises of no-risk, money-back guarantees

Promises of an "easy" fix

Claims that the product is "natural" or "non-toxic" (which doesn't necessarily mean safe)

 

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